EFTA01377462.pdf

institutions, year. foundations, endowments, and wealthy individuals. There have Private Equity been no Investments- significant Gapstow Income is derived changes to Capital Andrew from investment this client's Mark Partners LP Gallivan 3/8/2017 management fees. activity. No No Gonzalez The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial Gapstow institutions, Community foundations, No changes Financials Andrew endowments, and have occurred Mark Fund LP Gallivan 3/8/2017 wealthy individuals. for this entity. No No Gonzalez The entity is a Private Equity Investments firm. Commitments to Yr Net Profit the fund are raised $10MM, from a number of Investable sources including Assets Gapstow personal pension $100MM Credit & funds, financial There have Special institutions, been no Situations foundations, changes in Master Fund Andrew endowments, and circumstances Mark LP Gallivan 3/8/2017 wealthy individuals. this ear. No No Gonzalez The entity is a Private Equity Investments firm. Commitments to the fund are raised Yr Net Profit from a number of $10MM, sources including Investable personal pension Assets funds, financial $100MM Gapstow institutions, Nothing has Opportunity foundations, changed for Master Fund, Andrew endowments, and this particular Mark LP Gallivan 3/8/2017 wealthy individuals. entity. No No Gonzalez CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0074318 CONFIDENTIAL SDNY_GM_00220502 EFTA01377462