EFTA01362742.pdf

From: Richard Kahn Sent: 4/19/2018 9:29:51 AM To: Martin Zeman CC: Paul Barrett [ Liam Osullivan ; Xavier Avila ; Davi • e-A S errazza ; Stewart Oldfietd ;Jeanne Brennan al; Darren Indyke Subject: Re: Please fill out -> CRS + UK FATCA form ICI Please correct DOB as follows: Darren Indyk Kahn Richard thank you Richard Kahn On Apr 17, 2018, at 10:31 AM, Martin Zeman <a wrote: Classification: Confidential Richard, I am following up on my email from last week. We are extending Southern Financial LLC to be able to trade credit derivatives as well as equity derivatives. Would you please kindly fill out the attached form and return? Also, would you please respond by confirming the date of birth for Darren and yourself as well as the nature of business for Southern Financial LLC: Date of Birth for the Legal Reps o Darren K. Indyke c) Richard Kahn Clarification of the Nature of Business a Private investment vehicle; allocates capital across various asset classes and trading strategies. Thanks Martin CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052322 CONFIDENTIAL SONY GM_00198506 EFTA01362742