EFTA01357141.pdf

Deutsche Bank Self Certification for Entity Clients UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS) Part 2 — Entity Certfication Part 2 (a) — Financial Institutions Fl Or Part 2 (b) — Non Financial Entities - NFE 7. If this entity is a Financial Institution (FI). please select the 8. If the Entity is not a Financial Institution (i.e. a Non F1's status from one of the options below. Financial Entity. NFE). please select the Entity's status from one of the options below. ❑ i. Depository Institution. Custodial Institution or Specified Insurance Company oi. Active NFE - a corporation the stock of which is regularly traded on an established securities market ▪ An Investment Entity located in a Non-Participating or a related entity of such a corporation. Jurisdiction and managed by another Financial Institution If you have licked (i), please provide the name of the In this case please complete the table in established securities market on which the Appendix 1 "Controlling Persons" corporation is regularly traded: ❑ iii. Other Investment Entity If you are a Related Entity of a regularly traded corporation, please provide the name of the regularly traded corporation that the Entity in (i) is a Related Entity of: ❑ii. Active NFE - Government Entity. Central Bank or International Organisation ❑ iii. Active NFE-other ❑ iv. Passive NFE In this case please complete the table in Appendix I "Controlling Persons". Part 3 — UK FATCA Classification 9. This Part is only to be completed where the Accowd Holder Entity is opening an accord with a Deutsche Bank entity located in the UK, Crown Dependencies and Overseas Territories and where the Entity's classification differs from Part 2(a) or 2(b). ❑ i. Financial Institution ❑ a Active NFE ❑ iii. Passive NFE - In this ease please complete the table In Appendix 1 "ControllingPersons" Sw Corbluxit00 rp Ently Chet' -CRS! VK FATCA -17/2016 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043507 CONFIDENTIAL SDNY_GM_00189691 EFTA01357141