EFTA01384287.pdf

151 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Security Record Date Payable Date OuanlNy Held Rate Dividend Option Amount of Payment Dividends GIMBAL ELECTRIC CO COM 12120118 01125/19 25,000.000 0.010000 Cash 250.00 Interest DEL& INTER UZI DMA RN INCGit 12131118 01/15/19 3.000 000 000 0.050000 Cash 150,000.00 ARM PRIORITY SR Total Cash Not Yet Received $150,250.00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Fixed income Analysis Bond Quality Bond Maturity Schedule %of Bond %of Bond Bond Duality Market Value Markel Value Percent of Feed Income Bond MMtuily Market Value Market Value A 1,577091.00 6% ■ I. 1to 6 months 972,500.00 4% BA A 6,408,000.00 28% EZ1 7 to 12 months 2,899,905.30 12% BA/ Lower 16,230,239.70 65% MIII1to 5 years 2,865,000.00 11% 777,540.00 3% D6 to 10 years 2,861,820.00 it% Not Rated 20 40 60 80 100 NI Over 10.years 15,394,245.40 62% Total 24,993,470.70 100% 0 Total 24,993,470.79 100% Percentages of bond market values are rounded to the nearest whole percentage. Bond quality ratings reflect Moody's or Standard and Poor's ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Client Service Information Your Investment Small! UM Contad Information MARTIN ZEMAN Telephone Number 345 PARK AVENUE NEW YORK NY 10 154 Page 15 of Amount Number Rated [welled Cleats Meech Pin UM. • wholly owned u:r Go paperless Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 subtle:run of The BIS of New Yort Mellon Comer/Mon (WY Mellen) AIX MOO t.IMIPITAY EXCELIDKE PCISrat LLC. motto( AURA. NYSE SIPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084393 CONFIDENTIAL SDNY_GM_00230577 EFTA01384287