EFTA01452345.pdf

an 29 Jan 2014 SOUTHERN FINANC Page 2 Of 2 Request 182298 As of 29 Jan 14 Deubdip MSc AG SOUTHERN FINANCIAL, LLC FX • Options Settlement Not.Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN FXOPTION 21-Nov.2013 204lov.2014 2541ov.2014 (1.000.000.00) USD 101,000000 sr SHORT ELROFEAN CALL 101.0003 (42587.17) 710423459 FINANCIAL. LLC 366364435/ SOUTHERN FXOPTION 214.2013 20-Nov-2014 25-Nov-2014 (21.0001:0) USD 0 JPY LONG EUROPEAN 0.00W 14,40.32 710423461 FINANCIAL, LLC 366364436/ SOUTHERN FXOPTION 2144w-2013 20-Nov.2014 25-Nov.2014 121,000 001 USD 0 JPY LONG EUROPEAN 0.0000 1271093 710423463 FINANCIAL, LLC 366364436/ SOUTHERN FXOPTION 214W-2013 20-Nov.2014 25-Nov.2014 121.000 001 USD 0 JPY LONG EUROPEAN 0.0000 11,087.83 710423465 FINANCIAL. LLC 377817895/ SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10,030.000.00) USD 11,000000.00 CAD SHORT EUROPEAN CALL 1.1000 l'230.e93*.. 737154817 FINANCIAL, LLC 3778178951 SOUTHERN FXOPTION 17-Jen-20f4 11•Apr•2014 21•Apr•2014 (10020,000A USD 11,300,000.03 CAD SHORT EUROPEAN CALL 1.1303 84.13895 737154818 FINANCIAL, LLC Subtotal: (15:1869 iii: Total' 150.266 :',3 Statement ID: 182298_20140129_20140130_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109299 CONFIDENTIAL SDNY_GM_00255483 EFTA01452345