EFTA01470124.pdf

Account Number: N4G-023812 Statement Period: 07/01/2014 - 07/31/2014 SOUTHERN TRUST COMPANY INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Valuation at a Glance Beginning Account Value Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income Net Other Activity Net Change in Portfolio Your Client Advisor: TAZIA SMITH ommission mount: $0.00 Ending Account Value Estimated Annual Income This Period $8,120,074.55 0.00 8,120,074.55 27.66 -12.00 -100,365.34 $8,019,724.87 $453,408.52 Year-to-Date $6,457,577.92 911,807.66 7,369,385.58 175,665.33 -24.00 474,697.96 $8,019,724.87 Asset Allocation USD Cash, Money Funds, and Bank Deposits Non-USD Fixed Income USD Equities Non-USD Cash, Money Funds, and Bank Deposits USD Fixed Income Account Total (Pie Chart) Prior Year-End 1,695,727.92 1,650,000.00 1,530,450.00 0.00 1,581,400.00 $6,457,577.92 See page 2 of this statement for important information regarding the Asset EFTA01470124 Allocation section. Last Period 1,085,293.97 5,395,202.24 1,574,340.00 65,238.34 0.00 $8,120,074.55 1,085,309.63 5,323,587.34 1,546,410.00 64,417.90 0.00 This Period % Allocation 13.53% 66.39% 19.28% 0.80% 0.00% $8,019,724.87 100.00% Pie Chart allocation only includes products that are of positive value. Assets of less than 1% of holdings will not display on this pie chart. Page 1 of 10 B0098074CSF30017 EFTA01470125 Asset Allocation Disclosure and Footnotes All values are displayed in U.S. dollars based on interbank exchange rates as of 07/31/2014. Exchange rates can vary. Summary of Gains and Losses Short-Term Gain/Loss Realized This Period 0.00 Long-Term Gain/Loss Net Gain/Loss This summary excludes transactions where cost basis information is not available. Exchange Rate Table Currency BRITISH POUND USD Equivalent 1.6881 Currency per USD 0.5923 Exchange rates are based on interbank exchange rates as of 07/31/2014. Exchange rates can vary. Money Market Fund Detail Date Activity Type Sweep Money Market Fund DWS GOVERNMENT CASH INSTL Account Number: 0000001489 Current Yield: 0.03% Activity Ending: 07/31/14 07/01/14 07/02/14 07/31/14 07/31/14 Opening Balance Withdrawal Deposit Closing Balance Total All Money Market Funds Income and Expense Summary Dividend Income Equities Money Market Current Period Taxable 0.00 27.66 Year-to-Date Non Taxable 0.00 0.00 Taxable 60,562.50 EFTA01470126 89.21 Non Taxable 0.00 0.00 MONEY FUND REDEMPTION INCOME REINVEST 1,085,293.97 -12.00 27.66 1,085,293.97 1,085,281.97 1,085,309.63 $1,085,309.63 $1,085,309.63 Description Global Cash Currency BRITISH POUND Total Global Cash Balance Closing Balance 38,160.00 Amount in Base Currency USD 64,417.90 $64,417.90 0.00 0.00 Year-to-Date 0.00 -193,740.76 -193,740.76 Unrealized 13,983.72 116,992.50 130,976.22 Amount Balance Page 2 of 10 B0098074CSF30017 Account Number: N4G-023812 SOUTHERN TRUST COMPANY INC EFTA01470127 Statement Period: 07/01/2014 - 07/31/2014 Income and Expense Summary (continued) Interest Income Bond Interest FDIC Insured Bank Deposits Total Dividends, Interest, Income and Expenses Portfolio Holdings U.S. DOLLARS Opening Date DWS GOVERNMENT CASH INSTL 07/01/14 Total Money Market FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 07/01/14 Total FDIC Insured Bank Deposits Total Cash, Money Funds, and Bank Deposits Date Acquired Quantity Fixed Income (In Maturity Date Sequence) Corporate Bonds PETROLEOS DE VENEZUELA NOTES SENIOR ISIN#XS0460546525 5.000% 10/28/15 REG DTD 10/28/09 S & P Rating B+ 12/04/13 *,3,12 2,000,000.000 Total Corporate Bonds 2,000,000.000 Total Fixed Income 2,000,000.000 Page 3 of 10 B0098074CSF30017 Account Number: N4G-023812 SOUTHERN TRUST COMPANY INC $1,863,516.28 Security Identifier: P7807HAF2 93.1760 1,863,516.28 93.8750 Original Cost Basis: $1,800,000.00 $1,863,516.28 1,877,500.00 $1,877,500.00 $1,877,500.00 13,983.72 $13,983.72 $13,983.72 25,555.56 $25,555.56 $25,555.56 100,000.00 EFTA01470128 $100,000.00 $100,000.00 5.32% Unit Cost Adjusted Cost Basis N4G023812 07/31/14 Quantity Account Number Cash, Money Funds, and Bank Deposits Money Market 1,085,309.630 0000001489 07/31/14 1,085,293.97 $1,085,293.97 0.00 $0.00 $1,085,293.97 Market Price 1,085,309.63 $1,085,309.63 0.00 $0.00 $1,085,309.63 Market Value 0.00 $0.00 0.00 $0.00 $0.00 Unrealized Gain/Loss 89.21 $89.21 80.56 $80.56 $169.77 Accrued Interest Estimated Annual Income Estimated Yield N/A N/A 0.03% 0.03% Activity Ending EFTA01470129 Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield Current Yield Current Period Taxable 0.00 0.00 $27.66 Year-to-Date Non Taxable 0.00 0.00 $0.00 Taxable 50,000.00 80.56 $110,732.27 Non Taxable 0.00 0.00 $0.00 EFTA01470130 Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acquired Equities Quantity Preferred Stocks (Listed by expiration date) ALLY FINL INC PERP PFD FIXED/FLTG RATE SER A CALLABLE COUPON 8.5% PERPETUAL MATURITY CALLQ25 05/15/16 Dividend Option: Cash 06/11/13 *,13 57,000.000 Total Preferred Stocks Total Equities Total U.S. DOLLARS BRITISH POUND Description Cash, Money Funds, and Bank Deposits Global Cash Balance Total Cash, Money Funds, and Bank Deposits Description Fixed Income (In Maturity Date Sequence) Corporate Bonds NATIONWIDE BUILDING SOCIETY EURO ISSUE CONV GBP ISIN#XS1043181269 6.875% 09/20/88 REG DTD 03/11/14 S & P Rating BB+ Security Identifier: G63980UK3 Total Corporate Bonds: Total Fixed Income: 2,000,000.000 102.0700 2,041,400.00 3,446,087.34 2,000,000.000 2,000,000.000 2,041,400.00 3,446,087.34 2,041,400.00 3,446,087.34 GBP USD GBP USD GBP USD 15,403.01 26,001.81 15,403.01 26,001.81 15,403.01 EFTA01470131 26,001.81 137,500.00 232,113.75 137,500.00 232,113.75 137,500.00 232,113.75 6.73% Quantity Unit Cost Cost Basis Market Price Market Value Unrealized Gain/Loss Estimated Annual Income Estimated Yield Security Identifier: ALLY PRB CUSIP: 02005N308 25.0780 1,429,417.50 $1,429,417.50 $1,429,417.50 Cost Basis $4,378,243.41 Quantity Opening Balance 38,160.00 38,160.00 Market Price 27.1300 1,546,410.00 $1,546,410.00 $1,546,410.00 Market Value $4,509,219.63 Closing Balance Currency 38,160.00 64,417.90 38,160.00 64,417.90 GBP USD GBP USD Market Value Currency 0.00 EFTA01470132 0.00 Accrued Interest Estimated Annual Income Estimated Yield 116,992.50 $116,992.50 $116,992.50 Unrealized Gain/Loss $130,976.22 Accrued Interest $25,555.56 Accrued Income 121,125.00 $121,125.00 $121,125.00 Estimated Annual Income $221,294.77 30-Day Yield 7.83% Page 4 of 10 60098074CSF30017 Account Number: N4G-023812 SOUTHERN TRUST COMPANY INC EFTA01470133 Statement Period: 07/01/2014 - 07/31/2014 Portfolio Holdings (continued) BRITISH POUND (continued) Market Value Currency Total BRITISH POUND Cost Basis Total Portfolio Holdings - U.S. DOLLARS Footnotes * Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered " noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their "applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering EFTA01470134 firm or transferring agent and Pershing makes no representation as to the accuracy of this information. $4,378,243.41 2,079,560.00 3,510,505.24 Market Value $8,019,724.87 GBP USD Unrealized Gain/Loss $130,976.22 Accrued Interest 15,403.01 26,001.81 Accrued Interest $51,557.37 Estimated Annual Income 137,500.00 232,113.75 Estimated Annual Income $453,408.52 Page 5 of 10 80098074CSF30017 Account Number: N4G-023812 SOUTHERN TRUST COMPANY INC EFTA01470135 Holdings Summary by Currency Currency Cash U.S. DOLLARS BRITISH POUND Total USD Equivalent % of Allocation Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https://www.dws-investments.com/EN/products/money- market-funds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Deutsche Bank has combined its asset and wealth management operationsaincluding Deutsche Bank Alex. Brownainto a single division operating under the Deutsche Asset & Wealth Management brand and future communications will reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc., a registered broker-dealer and investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. The new brand name has no effect on your account. Your portfolio and holdings will not change as a result of the rebranding. Activity Summary (All amounts shown are in base currency) Credits Securities Securities Bought Total Securities Dividends and Interest Distributions Fees Cash Deposits Total Cash FDIC Insured Bank Deposits Money Market Funds Total Credits 0.00 $0.00 $27.66 $0.00 EFTA01470136 $0.00 0.00 $0.00 $0.00 $12.00 $39.66 0.00 $0.00 $175,665.33 $1,806,259.24 $0.00 911,807.66 $911,807.66 $3,444,150.98 $1,000,012.00 $7,337,895.21 1,085,309 38,160 1,149,727 14.34% Fixed Income 1,877,500 2,041,400 5,323,587 66.38% Equities Total by Currency 1,546,410 0 1,546,410 19.28% 4,509,219 USD 2,079,560 GBP 8,019,724 USD 100.00% This Period Year-to-Date Debits This Period Securities Securities Bought Total Securities Dividends and Interest Distributions Fees Cash Deposits Total Cash FDIC Insured Bank Deposits Money Market Funds Total Debits EFTA01470137 0.00 $0.00 $0.00 $0.00 -$12.00 0.00 $0.00 $0.00 -$27.66 -$39.66 -6,897,364.62 -$6,897,364.62 $0.00 $0.00 -$24.00 0.00 $0.00 -$1,748,423.06 -$2,085,321.63 -$10,731,133.31 Year-to-Date Page 6 of 10 B0098074CSF30017 Account Number: N4G-023812 SOUTHERN TRUST COMPANY INC EFTA01470138 Statement Period: 07/01/2014 - 07/31/2014 Transactions by Type of Activity Process/ Settlement Date Activity Type Securities Bought and Sold 07/11/14 07/11/14 CUSIP CHANGE EK1000117 CUSIP CHANGE G63980UK3 Total Securities Bought and Sold - BRITISH POUND Dividends and Interest 07/31/14 MONEY MARKET FUND INCOME RECEIVED 233993682 Total Dividends and Interest - UNITED STATES DOLLAR Fees 07/01/14 07/01/14 Money Market Funds 07/02/14 07/31/14 FOREIGN CUSTODY FEE EK1000117 FOREIGN CUSTODY FEE P7807HAF2 Total Fees - UNITED STATES DOLLAR MONEY FUND REDEMPTION USD999997 MONEY MARKET FUND REINVESTMENT 233993682 Total Money Market Funds - UNITED STATES DOLLAR Transactions Summary BRITISH POUND UNITED STATES DOLLAR The price and quantity displayed may have been rounded. Page 7 of 10 B0098074CSF30017 Account Number: N4G-023812 SOUTHERN TRUST COMPANY INC Total Accrued Interest 0.00 0.00 Total Amount Currency GBP USD EFTA01470139 0.00 0.00 Total Accrued Interest USD Equivalent 0.00 0.00 Total Amount USD Equivalent 0.00 0.00 DWS GOVT CASH INSTL DWS GOVT CASH INSTL INCOME REINVESTED 0.00 Fgn Safekeeping JUN 2014 CUSIP: EK1000-11-7 Fgn Safekeeping JUN 2014 CUSIP: P7807H-AF-2 0.00 DWS GOVT CASH INSTL 0.00 Description Quantity NATIONWIDE BDG SOCIETY EURO MTN "DO NOT USE SEE CUSIP #G63980UK3" 6.875% 09/20/88 REG DTD 03/11/14 CLB CUSIP CHANGE NATIONWIDE BUILDING SOCIETY EURO ISSUE CONV GBP ISIN#XS1043181269 6.875% 09/20/88 REG DTD 03/11/14 CLB CUSIP CHANGE -2,000,000.000 2,000,000.000 0.00 Price Accrued Interest Amount Currency 0.00 GBP 0.00 GBP 0.00 27.66 USD 27.66 -6.00 USD -6.00 USD -12.00 12.00 USD -27.66 USD -15.66 EFTA01470140 Client Service Information Your Client Advisor: TDS Contact Information TAZIA SMITH 345 PARK AVENUE 14TH FLOOR NEW YORK NY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the "Market Price." Securities for which a price is not available are marked ""N/A"" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment EFTA01470141 transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 8 of 18 80898874CSF30017 Account Number: N46-823812 SOUTHERN TRUST COMPANY INC Telephone Number: (212) 454-2889 EFTA01470142 Statement Period: 07/01/2014 - 07/31/2014 Important Information and Disclosures (continued) Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. EFTA01470143 Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. Pershing is a member of the Securities Investor Protection Corporation (SIPC® ). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/strength_stability.html. This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • • • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. EFTA01470144 The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Page 9 of 10 60098074CSF30017 Account Number: N4G-023812 SOUTHERN TRUST COMPANY INC EFTA01470145 Important Information and Disclosures (continued) Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201) 413-3330. Page 10 of 10 60098074CSF30017 Account Number: N4G-023812 SOUTHERN TRUST COMPANY INC EFTA01470146