EFTA01593102.pdf

Statement of Account MULTI-CURRENCY PORTFOLIO SUMMARY ***BASE CURRENCY REPORTED IN USD *** ***PREF CURRENCY REPORTED IN USD *** HOLDING CURRENCY EURO Exchange Rate: PORTFOLIO SUMMARY VALUE IN HOLDING CURRENCY VALUE IN BASE CURRENCY VALUE IN PREF CURRENCY Cash Balance Long Market Value 1.31755001000 EUR/USD Short Market Value 1.31755001000 EUR/USD Debit Balance Short Balance Net Portfolio Value BRITISH POUND STERLING Exchange Rate: Cash Balance Long Market Value 1.96485001000 GBP/USD Short Market Value 1.96485001000 GBP/USD Debit Balance Short Balance Net Portfolio Value US DOLLAR Exchange Rate: Cash Balance Long Market Value 1.00000000000 USD/USD Short Market Value 1.00000000000 USD/USD Debit Balance Short Balance Net Portfolio Value TOTAL PORTFOLIO VALUE (USD ) TOTAL PORTFOLIO VALUE (USD ) CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 3,750,092.20 3,750,092.20 3,758,767.86 3,758,767.86 TEL: FAX: 3,750,092.20 64.8660.11 3,750,092.20 127.44118.10 3,750,092.20 127.44118.10 EFTA01593102 3,750,092.20 6,495.06 124.97 8,557.56 245.54 8,557.56 245.54 6,495.06 8,557.56 8,557.56 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 PAGE 746FY UNDISCLOSED 12/01/06 TO 12/31/06 1 OF 11 EFTA01593103 Statement of Account *** ALL AMOUNTS IN EURO *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 6,495.06 Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 16.80 The understanding of CS Sec USA LLC is that credit balances held in your account are ending reinvestment. TEL: FAX: 366.42DB 8,796.03 229.23 EFTA01593104 MONTH 16.80 YTD 1,090.42 7,842.80 6,495.06 100.00 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 6,495.06 16.80 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 PAGE 746FY UNDISCLOSED 12/01/06 TO 12/31/06 2 OF 11 MONTHLY ACTIVITY SUMMARY DEBIT CREDIT 6,478.26 EFTA01593105 Statement of Account *** ALL AMOUNTS IN EURO *** INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 12/01/06 INTEREST DESCRIPTION FUNDS DEPOSITED HAVE EARNED CREDIT INT @ AVG RATE 3.099 FOR 30 DAYS FROM 11/01 TO 11/30 CLOSE BAL 6478.26 CR AVG BAL 6478.26 CR DEBIT CREDIT 16.80 PAGE 746FY UNDISCLOSED 12/01/06 TO 12/31/06 3 OF 11 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01593106 Statement of Account *** ALL AMOUNTS IN BRITISH POUND STERLING *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 60.11 64.86Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 0.30 The understanding of CS Sec USA LLC is that credit balances held in your account are ending reinvestment. TEL: FAX: 26.92DB 23.27DB EFTA01593107 MONTH 0.30 YTD 3.65 124.97 100.00 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 60.11 0.30 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 PAGE 746FY UNDISCLOSED 12/01/06 TO 12/31/06 4 OF 11 MONTHLY ACTIVITY SUMMARY DEBIT CREDIT 59.81 EFTA01593108 Statement of Account *** ALL AMOUNTS IN BRITISH POUND STERLING *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 12/01/06 INTEREST DESCRIPTION FUNDS DEPOSITED HAVE EARNED CREDIT INT @ AVG RATE 4.823 FOR 30 DAYS FROM 11/01 TO 11/30 CLOSE BAL 59.81 CR AVG BAL 59.81 CR DEBIT CREDIT 0.30 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST PAGE 746FY UNDISCLOSED 12/01/06 TO 12/31/06 5 OF 11 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01593109 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets MONTH Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 3,750,092.20 Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 16,594.55 The understanding of CS Sec USA LLC is that credit balances held in your account are ending reinvestment. TEL: FAX: 149,939.90 127.52 EFTA01593110 16,594.55 YTD 149,812.38 3,750,092.20 100.00 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 114,833.26 114,833.26 3,750,092.20 1,715,243.63 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 PAGE 746FY UNDISCLOSED 12/01/06 TO 12/31/06 6 OF 11 MONTHLY ACTIVITY SUMMARY DEBIT 2,602,955.35 CREDIT 3,692,842.65 275,843.99 4,083,009.99 16,594.55 EFTA01593111 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 12/01 JOURNAL 01 12/01 JOURNAL 01 12/01 JOURNAL 03 12/01 JOURNAL 03 12/01 JOURNAL 03 12/01 JOURNAL 01 12/01 SOLD 03 12/01 BOUGHT 03 12/01 BOUGHT 03 12/01 BOUGHT 01 12/04 JOURNAL 01 12/04 JOURNAL 03 12/04 JOURNAL QUANTITY DESCRIPTION S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN 120,000 CNP 3.75 05/15/23 -300 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -9,750 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -13,000 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -120,000 CNP 3.75 05/15/23 03.7500 05/15/2023 DONE AT MORGAN, STANLEY AND COMPANY, INCORPORATED 9,750 CENTERPOINT ENERGY INC DONE AT MORGAN, STANLEY AND COMPANY, INCORPORATED 13,000 PPL CORP 300 CBRL GROUP INC DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. FROM 746FY0 TO 2F8EE0 FROM 2F8EE0 TO 746FY0 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 S/D FINANCING RETURN S/D FINANCING 2,247 RPM INCORPORATED EFTA01593112 35.08390 42.24000 456,159.31 12,673.42 300,560.58 300,560.58 45,101.52 15.83000 154,830.00 141.12500 169,550.00 456,159.31 154,830.00 FROM 746FY0 TO 2F8EE0 03.7500 05/15/2023 TO 736FY0 FROM 746FY0 12,673.42 396,606.36 169,550.00 PRICE DEBIT CREDIT 396,606.36 PAGE 746FY UNDISCLOSED 12/01/06 TO 12/31/06 7 OF 11 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01593113 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 12/04 JOURNAL 03 12/04 SOLD 03 12/04 BOUGHT 01 12/05 JOURNAL 01 12/05 JOURNAL 03 12/05 JOURNAL 03 12/05 BOUGHT 01 12/06 JOURNAL 01 12/06 JOURNAL 03 12/06 JOURNAL 03 12/06 JOURNAL 03 12/06 JOURNAL 03 12/06 BOUGHT 03 12/06 SOLD 03 12/06 BOUGHT QUANTITY DESCRIPTION -15,400 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -2,247 RPM INCORPORATED 15,400 PPL CORP DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. FROM 746FY0 TO 2F8EE0 FROM 2F8EE0 TO 746FY0 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 15,224 PPL CORP DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 1,400 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -2,000 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -15,957 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 2,000 CBRL GROUP INC -1,400 RPM INCORPORATED 15,957 PPL CORP EFTA01593114 DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. 42.38900 20.15000 36.73600 84,788.00 28,202.13 586,276.14 586,276.14 84,788.00 28,202.13 36.19522 551,115.46 349,633.13 349,633.13 20.07800 36.10000 S/D FINANCING RETURN S/D FINANCING -15,224 PPL CORP 45,101.52 556,019.65 275,557.73 275,557.73 551,115.46 PRICE DEBIT CREDIT 556,019.65 PAGE 746FY UNDISCLOSED 12/01/06 TO 12/31/06 8 OF 11 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01593115 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 12/07 WIRED 01 12/08 JOURNAL 01 12/08 JOURNAL 03 12/08 JOURNAL 03 12/08 BOUGHT 01 12/11 WIRED 01 12/12 JOURNAL 01 12/12 JOURNAL 03 12/12 JOURNAL 03 12/12 SOLD 01 12/14 WIRED 01 12/18 JOURNAL 01 12/18 JOURNAL 03 12/18 JOURNAL 03 12/18 JOURNAL QUANTITY DESCRIPTION FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 -950 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 950 PPL CORP DONE AT EDGETRADE.COM INC. FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 10 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -10 RPM INCORPORATED DONE AT EDGETRADE.COM INC. FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 2,000 CENTERPOINT ENERGY INC EFTA01593116 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,000 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 36,348.10 34,566.42 32,784.75 20.56600 205.59 13,775.00 34,566.42 205.59 102.79 102.79 36.49900 34,679.28 10,502.00 34,679.28 17,339.64 PRICE DEBIT CREDIT 7,139.00 17,339.64 PAGE 746FY UNDISCLOSED 12/01/06 TO 12/31/06 9 OF 11 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01593117 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 12/18 SOLD 03 12/18 BOUGHT 01 12/19 JOURNAL 01 12/19 JOURNAL 03 12/19 JOURNAL 03 12/19 BOUGHT 01 12/27 MRKD/MARKET 03 12/27 MRKD/MARKET 03 12/27 BOUGHT 01 12/28 JOURNAL 01 12/28 MRKD/MARKET 01 12/28 JOURNAL 01 12/28 WIRED 03 12/28 MRKD/MARKET 03 12/28 JOURNAL QUANTITY DESCRIPTION -2,000 CENTERPOINT ENERGY INC 1,000 PPL CORP S/D FINANCING -2,000 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 2,000 PPL CORP DONE AT EDGETRADE.COM INC. MARK TO MARKET MARK TO MARKET 1,585 PPL CORP AS OF 12/20/06 DONE AT INSTINET LLC S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 MARK TO MARKET S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA MARK TO MARKET -1,585 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 57,416.63 57,416.63 28,708.31 57,416.63 28,708.31 EFTA01593118 9,239.00 36.21950 36.31917 72,649.36 57,416.63 57,416.63 57,416.63 S/D FINANCING RETURN DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. FROM 2F8EE0 TO 746FY0 FROM 746FY0 TO 2F8EE0 PRICE 16.39838 36.34260 DEBIT 36,348.10 36,324.68 36,324.68 72,649.36 CREDIT 32,784.75 PAGE 746FY UNDISCLOSED 12/01/06 TO 12/31/06 10 OF 11 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01593119 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20ST INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 12/01/06 INTEREST DESCRIPTION FUNDS DEPOSITED HAVE EARNED CREDIT INT @ AVG RATE 5.404 FOR 30 DAYS FROM 11/01 TO 11/30 CLOSE BAL 3692842.65 CR AVG BAL 3684832.15 CR DEBIT CREDIT 16,594.55 PAGE 746FY UNDISCLOSED 12/01/06 TO 12/31/06 11 OF 11 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01593120 Statement of Account You can receive Independent Third Party research on certain companies covered in CSSU's research reports, at no cost to you. You can access this Independent Research, if available from our designated providers, at (www.credit-suisse.com/ir) or b calling (1 ) or emailing ( ) to request a copy of this research. CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: FAX: EFTA01593121