EFTA01356729.pdf

KYC Print Page 1 of 35 DB PWM GLOBAL KYC/NCA PART A KYC Case * 02019466 S: a: JS 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name BELMONT. F RELATIONSHIP_Booking Center New YON Relationship Manager Ralf Fischer ❑ New PWM Relationship 2 Exiting PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach o'd profile: EDR - KYC Update to reflect the Beneficial Owners: Relationship to PWM: Juan Fernando Belmont Anderson Janine Belmont Dauelsberg Marion Dauelsberg de Belmont Fernando Federico Belmont Dauelsberg Previous KYC 6018612 0. Please refer to other previously approved KYCs for this relationship: 01837751 1461855. 1347325. 1272743,1162451, 3848 7. ❑ Chem Referral ❑ RM Prospect ❑ Intermediary/FIM RI Other Source (CI 8, etc.) How Was the Client(s) Introduced? How long has the RM personally Please provide details (e.g. name of referral source. how many years RM personally has known client, known the client? etc.): Mr. Juan Fernan o Belmont is an existing client of DB since 2003. He was introduced to the bank by the former RM Maria 2ita La Rosa. Does Deutsche Bank pay a retrocession or similar ❑ Yes IR No compensation to a third party for the introduction of yes, describe): of this relationship? List all existing and new accounts involved In this relationship Legal Entity Account Name / Number Opening Date (Intended• actua I Account(s) 1 2 Aromatiss S.A.S - DDA-18197622 4127/2018 2 2 Aromatiss &A.S. - Loan-+ 1Di RBR4 5/9/2018 Who is the primary contact person for the Preferred method of RAI? (Note: This person Astrid Pelaez Sanchez contect(indicate phone needs to have signatory no., fax no., e-mail rights and/or information address, etc.): right for the accounts.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&... 12/19/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042741 CONFIDENTIAL SDNY GM_00188925 EFTA01356729