EFTA01455623.pdf

I e an 19 Sep 2014 SOUTHERN FINAN Page 2 Of 2 Request 182298 it, As of 19 Sep 14 aS Deuls:h8 Bat AO SOUTHERN FINANCIAL, LLC FS • Opens Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364435, SOUTHERN ExEurcepl 21-Noo-2013 20-Nov2014 25-Nov-2014 (1.000 COD CV, USD 101.030.000 RV SHCAT EUROPEAN CALL 1010000 :T4'1.5027? 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOnegaiOneT 21-Nov-2013 20-Nor-2014 25-Nov.2014 (21.000.60) USD 0 FY LONG ELFtCPEAN 0.0000 33754 710423461 FINANCIAL. LLC oichOpt 366364436/ SOUTHERN FXOnegarOneT 21-tiler-2013 2011tiv2014 25-Nov-2014 (21,60(1.60; USD 0 FY LONG EUROPEAN 0,000D 217 30 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN EXOnef3arOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 061 USD 0 PY LONG EUROPEAN 0.0000 139.92 710423465 FINANCIAL.U.0 ouchOpt 418622243/ SOUTHERN ExEuroOpl 12-Aug-2014 12A.ug.2015 14-A g-2015 75.00000000 USD (462AOO.WJ 00) cmi si-au ELFICKAN PUT 6.1600 (217.461 36i 8344623% FINANCIAL. LLC Subtotal: ciegio K Baal: (289,747.58) Statement ID: 18229829140919_20140922_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114486 CONFIDENTIAL SDNY_GM_00260670 EFTA01455623