EFTA01372256.pdf

Account Title and Joint Application Information Butterfly Trust Name of Account Title Joint Applicant (last name, first name, middle initial) or Business (last name, first name, middle initial Social Security Number or Taxpayer ID Number Social Security Number or Taxpayer ID Number Address Address illi . t ode City, State and Zip Code _ Ho Nome Telephone Number hone Umber Business Telephone Number ate of inh Date of Birth Name of Employer Name of Employer Address Address Net applicable City. Stele and Zip Code City. Suns and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requiter all financial institutions to obtain, verify, and record information that identifies each person who establishes an account investment or other business relationship with a financial institution. Fhis means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a curt 'Cate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental roles have also broadened the scope of the Bank's obligations to aid in the fight against mo ley laundering and terrorist financing; those rules call for an active involvement of both asset management firms and then clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding the r identities, addresses, source of funds and, if necessary, legal representatives. authorized signatories. beneficial owne.; or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-mot int laundering requirements require that should any of the above personal or institutional information change, our clients .vould be obliged to immediately notify us of the changers) and provide us with relevant documentation to verify the:. a changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or entail regarding the above captioned accounts) (defined herein as "Verbal Instructions"). It is understood that the risk of Vi Oat Instructions being given by person or persons purported to be you is your own. Absent the gross negligent n or willful misconduct of Dcusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmlesi- DBTCA for any claims. losses, expenses, costs or attorneys" fees resulting from DBTCA's acting upon such misunders ood and unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be required to, seek verifi :atinn of your verbal, facsimile or email instructions by call back. In case of doubt. OBTCA may in its sole discretion lulus 3 to execute your Verbal Insrrucdnns or airy pert thereof, without i scaring any liability. OBTCA is under ne ebegation to iaxecute your Verbal Instructions to transfer funds or securities to any account's) without written instructions bearing yet original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This c °posit and any additions to the account shell become the property of each owner ae joint tenants, cod DBTCA may releast tha entire account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal ret nests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit i Inds hold in the joint account to satisfy a judgment onteied against, Dr other valid debt Incurred by, any owned of the account. DBTCA may honor checks, orders or withdrawal requests from the survivals) after the death of any owner's) and r •ay treat the account as the sole property of the survivors) after the death of any owner(s). Unless DBTCA receives writs an notice signed by any owner not to pay or deliver any joint deposit or addition or avowal, DBTCA shall not be lisble 'o any owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the noti_ a referred to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any fur ter payments or deliveries. 2 134.W/4.010i 013959.032013 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0065911 CONFIDENTIAL SDNY_GM_00212095 EFTA01372256