📄 Extracted Text (15,732 words)
GHISLAINE MAXWELL
1000 VENETIAN WAY APT 801
MIAMI FL 33139-1043
EFTA01566306
EFTA01566307
For the Period 8/1/13 to 8/31/13
Account Summary
Account
Number
Investment Account(s)
GHISLAINE MAXWELL
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Beginning Net
Market Value
5,183,548.50
430.00
1,783,626.24
1,007,636.29
991,289.44
$8,966,530.47
Ending Net
Market Value
5,139,274.77
430.00
1,734,264.94
997,197.48
987,444.55
$8,858,611.74
This account summary is provided for informational purposes and includes
assets at different entities.
(1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit
Insurance Corporation ("FDIC"), except for exchangelisted
options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The
Asset Account Statement reflects brokerage
transactions executed through J.P. Morgan Securities LLC ("JPMS"), see
"Portfolio Activity Detail". Equity securities, fixed income
securities, and listed options transactions are generally cleared through
JPMCC, a wholly owned subsidiary of 3PMS. Please see
"Additional Information About Your Accounts" at the end of the Asset Account
Statement.
(2) Assets held in Margin Account at JPMCC, member Financial Regulatory
Authority ("FINRA") and Securities Insurance Protection
Corporation ("SIPC"). The Margin Account Statement reflects brokerage
transactions executed by JPMS, see "Portfolio Activity
Detail". Such transactions are cleared and carried through JPMCC.
Please see disclosures located at the end of this statement package for
important information relating to each 3.P.Morgan account(s).
EFTA01566308
Change
In Value
(44,273.73)
0.00
(49,361.30)
(10,438.81)
(3,844.89)
($107,918.73)
Start on
Page
4
40
45
60
75
0000038664.00.0.9E.00001.MAXWE04.20130904
Consolidated Statement Page 1
EFTA01566309
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01566310
For the Period 8/1/13 to 8/31/13
Consolidated Summary
INVESTMENT ACCOUNTS
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
2,858,604.20
633,451.31
5,308,011.69
148,917.08
$8,948,984.28
17,546.19
$8,966,530.47
Ending
Market Value
2,814,353.32
630,227.68
5,249,218.60
151,065.93
$8,844,865.53
13,746.21
$8,858,611.74
Change
In Value
(44,250.88)
(3,223.63)
(58,793.09)
2,148.85
($104,118.75)
(3,799.98)
($107,918.73)
Estimated
114,016.21
12,342.68
69,069.66
Current
Annual Income Allocation
32%
7%
Cash &
59%
2%
$195,428.55
100%
EFTA01566311
Equity
Alternative
Assets
Fixed Income
Asset Allocation
Other
Current
Portfolio Activity
Beginning Market Value
Net Contributions/Withdrawals
Income & Distributions
Change in Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
8,948,984.28
(291.77)
(64,008.46)
(39,818.52)
$8,844,865.53
13,746.21
$8,858,611.74
Year-to-Date
Value
8,349,688.16
(297,668.52)
34,830.72
758,015.17
$8,844,865.53
13,746.21
$8,858,611.74
This Consolidated Summary shows all of your investments at J.P. Morgan other
than investments we hold in trust for you. These investments may be held in
custody or investment
management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a
brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC").
Brokerage and margin accounts are
non-discretionary and all investment decisions are made by the client. J.P.
Morgan Securities LLC ("JPMS") does not provide advice on asset allocation
or investment management
services, nor do its personnel take discretion over any client accounts.
Such advice and services are provided exclusively by the Bank.
Consolidated Statement Page 2
EFTA01566312
For the Period 8/1/13 to 8/31/13
Consolidated Summary
INVESTMENT ACCOUNT(S) YEAR-TO-DATE
Portfolio Activity
GHISLAINE MAXWELL
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Tax Summary
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Account
111
Account
Number
Beginning
Market Value
8,349,258.16
430.00
0.00
0.00
0.00
$8,349,688.16
Taxable
Income
(39,578.30)
38,342.65
17,461.62
11,137.50
$27,363.47
Net Contributions/
Withdrawals
(4,031,823.72)
1,739,618.42
996,867.73
997,669.05
($297,668.52)
EFTA01566313
Tax-Exempt
Income
5,193.25
1,108.27
1,165.73
$7,467.25
'Unrealized Gain/Loss represents data from the time of account inception to
the current statement period.
(22,811.77)
(3,978.62)
(1,903.84)
($28,694.23)
Other Income
& Receipts
Income &
Distributions
(34,385.05)
38,342.65
18,569.89
12,303.23
$34,830.72
Change in
Investment Value
847,096.04
(47,516.77)
(18,451.59)
(23,112.51)
$758,015.17
Realized Gain/Loss
Short-term
Long-term
(70,239.07)
4.44
Ending Market Value
with Accruals
5,139,274.77
430.00
1,734,264.94
997,197.48
987,444.55
$8,858,611.74
Unrealized
Gain/Loss'
(8,719.14)
(24,709.44)
(14,472.97)
(21,208.67)
($70,234.63)
($69,110.22)
CONTINUED
Consolidated Statement Page 3
EFTA01566314
EFTA01566315
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL
270 Park Avenue, New York, NY 10017-2014
ACCT.
For the Period 8/1/13 to 8/31/13
Asset Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
212/464-1536
212/464-2084
800/634-1318
Table of Contents
Account Summary
Holdings
Equity
Alternative Assets
Cash & Fixed Income
Other Assets
Portfolio Activity
Page
2
5
8
9
16
18
Account Page 1 of 36
Consolidated Statement Page 4
EFTA01566316
GHISLAINE MAXWELL
Account Summary
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
967,067.91
62,735.05
3,992,151.75
148,917.08
$5,170,871.79
12,676.71
$5,183,548.50
Ending
Market Value
955,872.67
66,756.11
3,956,450.72
151,065.93
$5,130,145.43
9,129.34
$5,139,274.77
Current
Portfolio Activity
Beginning Market Value
Contributions
Withdrawals & Fees
Securities Transferred In
Securities Transferred Out
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
(179.64)
1,282,452.09
(1,282,272.48)
($0.03)
(73,934.06)
33,207.73
$5,130,145.43
9,129.34
$5,139,274.77
Period Value
EFTA01566317
5,170,871.79
Change
In Value
(11,195.24)
4,021.06
(35,701.03)
2,148.85
($40,726.36)
(3,547.37)
($44,273.73)
Year-to-Date
Value
8,349,258.16
849,480.50
(4,001,791.92)
10,471,888.55
(11,351,400.85)
($4,031,823.72)
(34,385.05)
847,096.04
$5,130,145.43
9,129.34
$5,139,274.77
Estimated
50,706.16
21,254.80
$71,960.96
Current
Annual Income Allocation
21%
1%
75%
3%
100%
Cash &
Fixed Income
Equity
Other
Alternative
Assets
Asset Allocation
ACCT.
For tIIIIIIIIII8/1/13 to 8/31/13
Account Page 2 of 36
Consolidate tatement Page 5
EFTA01566318
GHISLAINE MAXWELL
Account Summary
Tax Summary
Domestic Dividends/Distributions
Foreign Dividends
Currency Gain/Loss
Interest Income
Taxable Income
Tax-Exempt Income
Bond Premium Amortization
Tax-Exempt Income
CONTINUED
Current
Period Value
22.58
(79,354.03)
3,867.04
($75,464.41)
2,500.00
(969.65)
$1,530.35
Year-to-Date
Value
7,196.27
7,316.63
(107,940.83)
53,849.63
($39,578.30)
8,750.00
(3,556.75)
$5,193.25
Unrealized Gain/Loss
To-Date Value
($8,719.14)
LT Realized Gain/Loss
Realized Gain/Loss
Current
Period Value
(12,597.62)
($12,597.62)
Year-to-Date
Value
(70,239.07)
($70,239.07)
ACCT. Q52167006
For the Period 8/1/13 to 8/31/13
Note: * This summary is for informational purposes only and is not to be
used for any financial or tax purposes. This summary does not include
securities which are taxable at the
federal level but are state exempt. This summary may not include all income
derived from Municipal Securities; Please consult your tax advisor for tax
EFTA01566319
implications.
1 Other category combines all the remaining Tax Exempt Income generated by
securities in the account which may not have a state affiliation.
Tax-Exempt Income
Summary by State*
MA
MI
Current
Period Value
Year-to-Date
Value
1,410.07
708.94
Tax-Exempt Income
Summary by State*
TX
Tax-Exempt Income
Current
Period Value
1,530.35
$1,530.35
Year-to-Date
Value
3,074.24
$5,193.25
AccountIMM Page 3 of 36
Consolidated Statement Page 6
EFTA01566320
GHISLAINE MAXWELL ACCT. a
For the Period 8/1/13 to 8/31/13
Account Summary
Cost Summary
Equity
Cash & Fixed Income
Other
Total
CONTINUED
Cost
944,362.24
3,964,388.37
92,027.29
$5,000,777.90
Account Page 4 of 36
Consolidated Statement Page 7
EFTA01566321
GHISLAINE MAXWELL
Equity Summary
Asset Categories
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Preferred Stocks
Concentrated & Other Equity
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Beginning
Market Value
301,484.01
3,930.00
134.40
444,970.00
216,549.50
$967,067.91
Ending
Market Value
292,573.99
4,290.00
135.18
445,152.00
213,721.50
$955,872.67
Current
Period Value
955,872.67
944,362.24
11,510.43
50,706.16
4,614.69
5.29%
US Large Cap Equity
Change
In Value
(8,910.02)
360.00
0.78
182.00
(2,828.00)
($11,195.24)
Current
Allocation
EFTA01566322
6%
1%
1%
9%
4%
21%
Preferred Stocks
US Small/Mid Cap Equity
Non-US Equity
Asset Cate ories
ACCT.
For the Period 8/1/13 to 8/31/13
Concentrated & Other Equity
Equity as a ercentage of your portfolio - 21 %
Account Page 5 of 36
Consolidated Statement Page 8
EFTA01566323
GHISL
ACCT.
For the Period 8/1/13 to 8/31/13
Equity Detail
Price
US Large Cap Equity
APACHE CORP
037411-10-5 APA
BANK OF AMERICA CORP
CITIGROUP INC NEW
SCHLUMBERGER LTD
SPDR S&P 500 ETF TRUST
Total US Large Cap Equity
060505-10-4 BAC
48.33
172967-42-4 C
80.94
806857-10-8 SLB
163.65
78462F-10-3 SPY
$292,573.99
$295,532.56
($2,958.57)
$5,253.66
$35.31
US Small/Mid Cap Equity
GERON CORP
374163-10-3 GERN
Non-US Equity
RIO TINTO PLC
ISIN GB0007188757 SEDOL 0718875
766994-90-9 BP
1.80%
1,495.000
244,656.75
250,407.85
(5,751.10)
113.000
9,146.22
9,524.04
(377.82)
141.25
35.31
4,984.33
1.54%
2.04%
358.000
17,302.14
14,048.52
3,253.62
14.32
EFTA01566324
0.08%
14.12
944.000
13,329.28
10,148.85
3,180.43
37.76
0.28%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
85.68
95.000
8,139.60
11,403.30
(3,263.70)
76.00
0.93%
1.43
3,000.000
4,290.00
18,129.32
(13,839.32)
45.06
3.000
135.18
212.23
(77.05)
2.83
Account Page 6 of 36
Consolidated Statement Page 9
EFTA01566325
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Price
Preferred Stocks
CITIGROUP CAPITAL XIII
7 7/8% PFD
173080-20-1 C PN NA /BA1
COUNTRYWIDE CAPITAL V
7% PFD
222388-20-9 CFC PB
3PM CHASE CAPITAL XXIX
6.7% PFD
48125E-20-7 3PM PC
Total Preferred Stocks
26.00
2,500.000
65,000.00
$445,152.00
62,500.00
$422,578.96
2,500.00
$22,573.04
4,187.50
$31,227.50
6.44%
7.01%
25.06
4,200.000
105,252.00
98,778.96
6,473.04
7,350.00
6.98%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
27.49
10,000.000
274,900.00
261,300.00
13,600.00
19,690.00
7.16%
Concentrated & Other Equity
GENERAL MOTORS CO
EFTA01566326
48.66
CV PFD B
37045V-20-9 GM PB
JPMORGAN CHASE & CO
7.9% PFD STK APR 30 2049
DTD 04/23/2008
46625H-HA-1 BBB /BA1
Total Concentrated & Other Equity
$213,721.50
$207,909.17
$5,812.33
$14,225.00
$4,576.55
6.61%
110.04
150,000.000
165,061.50
157,909.17
7,152.33
11,850.00
3,982.80
7.12%
1,000.000
48,660.00
50,000.00
(1,340.00)
2,375.00
593.75
4.88%
Account Page 7 of 36
Consolidated Statement Page 10
EFTA01566327
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Alternative Assets Summary
Beginning
Asset Categories
Hard Assets
Estimated Value
62,735.05
Alternative Assets Detail
Price
Hard Assets
ETFS METAL SECURITIES LTD
ISIN JEO0B1VS3770 SEDOL BlVS377
131994-91-5
SPDR GOLD TRUST
Total Hard Assets
78463V-10-7 GLD
$66,756.11
$76,999.78
134.62
190.000
25,577.80
31,931.40
136.81
301.000
41,178.31
45,068.38
Quantity
Estimated
Value
Cost
Ending
Estimated Value
66,756.11
Change
In Value
4,021.06
Current
Allocation
1%
Account Gage 8 of 36
Consolidated Statement Page 11
EFTA01566328
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Non-USD Cash
Non-USD Short Term
US Fixed Income
Non-US Fixed Income
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
Market Value
2,530,554.08
136,317.56
553,083.93
620,974.57
151,221.61
$3,992,151.75
Ending
Market Value
2,642,723.04
227,948.14
312,939.50
618,791.14
154,048.90
$3,956,450.72
Current
Period Value
3,956,450.72
3,964,388.37
(7,937.65)
21,254.80
4,514.65
0.44%
US Fixed Income
Change
In Value
112,168.96
91,630.58
(240,144.43)
(2,183.43)
2,827.29
($35,701.03)
Current
EFTA01566329
Allocation
50%
4%
6%
12%
3%
75%
Non-US Fixed Income
Non-USD Short Term
Non-USD Cash
Cash
Asset Categories
Cash & Fixed Income as a percentage of your portfolio 75 %
Accouna Page 9 of 36
Consolidated Statement Page 12
EFTA01566330
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1-5 years,
10+ years,
Total Value
1
SUMMARY BY TYPE
Market
Value
3,434,037.22
309,039.50
213,374.00
$3,956,450.72
% of Bond
Portfolio
88%
7%
5%
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
NON USD Cash
Corporate Bonds
Municipal Bonds
International Bonds
Mutual Funds
Total Value
Market
Value
2,642,723.04
227,948.14
309,039.50
213,374.00
543,103.97
20,262.07
$3,956,450 72
% of Bond
Portfolio
69%
5%
7%
5%
13%
1%
EFTA01566331
100%
Account Page 10 of 36
Consolidated Statement Page 13
EFTA01566332
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Cash & Fixed Income Summary
NET FX CONTRACTS EXPOSURE SUMMARY
Value
in Currency
INDIAN RUPEE
US DOLLAR
(6,505,608.22)
96,727.31
Note:
P indicates position adjusted for Pending Trade Activity.
1
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
3PM NY MUNI MMKT FD - MORGAN
FUND 3
7-Day Annualized Yield: .01%
Total Cash
1.00
1.00
2,642,722.04
1.00
2,642,722.04
1.00
$2,642,723.04
2,642,722.04
1.00
$2,642,723.04
$0.00
$264.27
$21.14
0.01%
264.27
21.14
0.01% 1
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
A - Bonds purchased at a premium show amortization.
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
EFTA01566333
is left in the account.
Account Page 11 of 36
Consolidated Statement Page 14
EFTA01566334
GHISL L
ACCT.
For the Period 8/1/13 to 8/31/13
Price
Non-USD Cash
P
AUSTRALIAN DOLLAR
POUND STERLING
HONG KONG DOLLAR
INDIAN RUPEE
TURKISH LIRA NEW
PRINCIPAL CURRENCY
Total Non-USD Cash
0.89
1.55
0.13
0.02
0.49
100.00
8,617.80
950.00
6,418,600.00
239,000.00
89.06
13,330.87
122.51
97,148.48
117,257.22
$227,948.14
103.25
13,536.35
122.44
95,433.65
124,045.53
$233,241.22
(14.19)
(205.48)
0.07
1,714.83
(6,788.31)
($5,293.08)
$0.00
0.00%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
EFTA01566335
Yield
Non-USD Short Term
JP MORGAN CHASE BANK - CAD
94.80
LONDON TIME DEPOSITS 0.5700%
DATED 08/28/2013 MATURITY 09/04/2013
HELD BY LONDON TREASURY SERVICES
Bearer
2536R9-9J-3 AD
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 0.9000%
DATED 08/28/2013 MATURITY 09/04/2013
HELD BY LONDON TREASURY SERVICES
Bearer
2536R9-9S-3 OK
16.32
1,242,857.10
202,799.55
209,787.88
(6,988.33)
1,825.19
20.27
0.91%
116,186.63
110,139.95
113,784.63
(3,644.68)
627.79
6.93
0.58%
Accoun Page 12 of 36
Consolidated Statement Page 15
EFTA01566336
GHISLAINE MAXWELL
ACCT.
For the Period 8/1/13 to 8/31/13
Price
Non-USD Short Term
P INTER AMERICAN DEVELOPMENT BANK- INR
MEDIUM TERM NOTE 3% MAR 25 2014
DTD 03/25/2010
HELD BY EUROCLEAR
ISIN XS0495010562 SEDOL B5114T3
U45818-9G-5 AAA /AAA NR
Total Non-USD Short Term
$312,939.50
$323,572.51
($10,633.01)
$2,452.98
$27.20
US Fixed Income
3PM MANAGED RESERVES FD - GBP-C-DIST
ISIN LU0539309053
051398-91-5 BP
ISHARES GBP CORPORATE BOND UCITS ETF
ISIN IE00BO0FV011 SEDOL BOOFV01
461278-91-3 BP
HSBC FINANCE CORP
MEDIUM TERM NOTE 2.9% OCT 15 2015
DTD 10/15/2010
40429X-YB-6 A /BAA
GENERAL ELEC CAP CORP
MEDIUM TERM FLOATING RATE NOTE
MAY 11 2016 DTD 05/11/2007
36962G-2V-5 AA+ /A1
BANK OF AMERICA CORP
MEDIUM TERM NOTE
3.6% NOV 15 2016
DTD 11/04/2010
06050W-DW-2 A- /BAA
Account Q52167006 Page 13 of 36
Consolidated Statement Page 16
104.38
150,000.00
156,562.50
150,000.00
6,562.50
5,400.00
1,590.00
2.18%
99.55
50,000.00
49,773.00
45,394.50
EFTA01566337
4,378.50
237.55
13.85
0.64%
192.97
102.70
105.00
100,000.00
20,262.07
102,704.00
19,023.08
100,000.00
1,238.99
183.71
2,704.00
2,900.00
1,095.50
1.60%
9,953.65
7.65
76,115.57
80,157.26
(4,041.69)
0.79%
1.45
0.00
10.45%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
EFTA01566338
GHISLAINE MAXWELL
ACCT.
For the Period 8/1/13 to 8/31/13
Price
US Fixed Income
A MI ST MUNI BOND AUTH
ST CLEAN WTR REVOLVING FD 5%
OCT 01 2026 DTD 11/02/2006
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 10/01/2016 @ 100
59455T-PF-3 AAA /AAA
A BIRDVILLE TEXAS INDEPENDENT SCHOOL
DIST PERM SCH GTD FUND UNLIMITED TAX
5% FEB 15 2029 DTD 01/15/2007
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 02/15/2017 @ 100
090874-FV-5 AAA /AAA
A MA ST HLTH & EDUCTNL FACS AUTH
REVENUE HARVARD UNIV 5% B
JUL 15 2032 DTD 08/03/2005
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 07/15/2015 @ 100
57586C-FW-0 AAA /AAA
Total US Fixed Income
$618,791.14
$607,346.28
$614,541.84
Non-US Fixed Income
BLUEBAY HIGH YIELD BD FD GBP HDG-DB
ISIN LU0222772518
G13289-92-4 BP
195.23
187.90
36,684.12
39,293.00
(2,608.88)
$11,444.86
$18,537.55
$4,466.31
2.38%
104.61
50,000.00
52,305.00
52,134.79
54,040.00
170.21
2,500.00
319.40
4.63%
107.26
100,000.00
EFTA01566339
107,258.00
107,100.80
110,503.00
157.20
5,000.00
222.20
4.35%
107.62
50,000.00
53,811.00
53,535.85
55,424.00
275.15
2,500.00
1,041.65
4.23%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 14 of 36
Consolidated Statement Page 17
EFTA01566340
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Price
Non-US Fixed Income
ISHARES GBP INDEX-LINKED GILTS
UCITS ETF
ISIN IE0081FZSD53 SEDOL B1G52V0
46578W-92-2 BP
Total Non-US Fixed Income
$154,048.90
$157,505.32
($3,456.42)
$0.00
0.00%
20.27
5,790.00
117,364.78
118,212.32
(847.54)
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Market Value
Receivable
Trade Date
Foreign Exchange Contracts
INDIAN RUPEE
US DOLLAR
Currency
Settlement Date Counter Currency
Amount
Counter Amount
Contract
Rate
Current Market
Forward Rate
Market Value
Payable
Unrealized
Gain/Loss
Aug. 27 13
Aug. 30 13
INR
USD
(6,505,608.22)
EFTA01566341
96,727.31
67.257200
67.257200
96,727.31
96,727.31
Accoun Page 15 of 36
Consolidated Statement Page 18
EFTA01566342
GHISLAINE MAXWELL ACCT.IIIIIIIIII
For the Period 8/1/13 to 8/31/13
Other Summary
Asset Categories
Balanced
Beginning
Estimated Value
148,917.08
Ending
Estimated Value
151,065.93
Change
In Value
2,148.85
Current
Allocation
3%
Current
Market Value/Cost
Estimated Value
Tax Cost
Estimated Gain/Loss
Note:
**
Period Value
151,065.93
92,027.29
(2,048.25)
Unrealized Gain/Loss is shown as "N/A" in cases where we do not have
appropriate cost information for all tax lots comprising the position.
Please contact your J.P. Morgan team for additional
information.
Other Detail
Price
Balanced
JPM INC OPP FD - GBP A - DIST(HDG)
ISIN LU0323456201
287991-93-9 BP
139.36
450.272
62,750.00
1,663.11 **
N/A
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accruals
Account Page 16 of 36
EFTA01566343
Consolidated Statement Page 19
EFTA01566344
GHISLAINE MAXWELL ACCT. nip
For the Period 8/1/13 to
Price
Balanced
PIMCO FUNDS GLOBAL INVESTORS SERIES
- GLOBAL INVESTMENT GRADE CREDIT
FUND
ISIN IE00B3BMD843 SEDOL B3BMD84
695421-91-7 BP
Total Balanced
$151,065.93
$92,027.29
($2,048.25)
20.25
4,361.513
88,315.93
90,364.18
(2,048.25)
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accrua
Accounl Page 17 of 36
Consolidated Statement Page 20
EFTA01566345
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Portfolio Activity Summary - U S Dollar
Beginning Cash Balance
PRINCIPAL
Current
Transactions
INFLOWS
Income
Contributions
Foreign Exchange - Inflows
Total Inflows
OUTFLOWS **
Total Outflows
Withdrawals
$0.00
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance
$0.00
$2,642,722.04
17,190.60
(250,407.85)
($233,217.25)
-$0.00
$0.00
$0.00
-107,731.81
$112,168.96
Period
Value
2,530,553.08
4,437.15
Year-To-Date
Value*
-57,917.95
849,480.50
107,731.81
$1,015,130.26
(4,000,000.00)
($4,000,000.00)
$0.00
$0.00
INCOME
Current
Period
Value
0.00
Year-To-Date
EFTA01566346
Value*
-$0.00
$0.00
Current
Cost
Adjustments
Amortization
Total Cost Adjustments
Period Value
(969.65)
($969.65)
Year-To-Date
Value*
(3,556.75)
($3,556.75
Account Page 18 of 36
Consolidated Statement Page 21
EFTA01566347
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Portfolio Activity Summary - U S Dollar
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
8/1
8/1
8/12
8/15
Interest Income
Interest Income
Corporate Interest
Municipal Interest
Description
DEPOSIT SWEEP INTEREST FOR 07/01/13 - 07/31/13
@ .01% RATE ON AVG COLLECTED BALANCE OF
$2,032,469.27 AS OF 08/01/13
COUNTRYWIDE CAPITAL V 7% PFD @ 0.4375 PER SHARE
(ID: 222388-20-9)
GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE
NOTE MAY 11 2016 DTD 05/11/2007
(ID: 36962G-2V-5)
BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM
SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD
01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL
02/15/2017 @ 100 (ID: 090874-FV-5)
8/22
8/23
8/30
Div Domest
Div Domest
Spot FX
Total Inflows & Outflows
Account Q52167006 Page 19 of 36
APACHE CORP @ 0.20 PER SHARE (ID: 037411-10-5)
CITIGROUP INC NEW @ 0.01 PER SHARE
(ID: 172967-42-4)
LINKED CURRENCY TRANSACTION - SELL BUY USD SELL
IDR EXCHANGE RATE 361.000000000 DEAL 08/27/13
VALUE 08/30/13 (ID: OIDRPR-CV-1)
$112,168.96
Consolidated Statement Page 22
(1,223,941,095.890 )
(107,731.81)
107,731.81
EFTA01566348
95.000
358.000
0.20
0.01
19.00
3.58
100,000.000
0.025
2,500.00
4,200.000
50,000.000
0.438
0.001
1,837.50
60.05
Quantity
Cost
Per Unit
Amount
PRINCIPAL
Amount
17.02
INCOME
Amount
EFTA01566349
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
COST ADJUSTMENTS
Settle Date
8/15
Type
Amortization
Description
BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM
SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD
01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL
02/15/2017 @ 100 MUNICIPAL BOND PREMIUM
AMORTIZATIO (ID: 090874-FV-5)
Quantity
100,000.000
Cost Basis
Adjustments
(969.6
Accoun Page 20 of 36
Consolidated Statement Page 23
EFTA01566350
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Portfolio Activity Summary - Canadian Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
-51.69
$51.69
(51.69)
($51.69)
-Year-To-Date
Value*
-454.22
$454.22
(454.22)
($454.22)
-Local
Value
Current
Period Value
0.00
53.75
53.75
(53.75)
(53.75)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01566351
Year-To-Date
Value*
--Year-To Date
Value*
-464.28
464.28
(464.28)
(464.28)
Page 21 of 36
Consolidated Statement Page 24
EFTA01566352
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to
Portfolio Activity Summary - Canadian Dollar
Current
Securities Transferred In/Out
Securities Transferred In
Securities Transferred Out
Period Value
446,709.57
(446,657.90)
Year-To-Date
Value*
3,402,784.59
(3,857,194.32)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Canadian Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
8/7
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 07/31/2013 MATURITY 08/07/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2536F9-9X-5)
8/7
8/14
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 08/07/2013 MATURITY 08/14/2013
HELD BY LONDON TREASURY SERVICES
(ID: 253639-9A-1)
8/14
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
(14.000)
(13.54)
(14.00)
Account Q52167006 Page 22 of 36
Consolidated Statement Page 25
(14.000)
116,146.880
(13.50)
(14.00)
EFTA01566353
13.54
14.00
Quantity
116,132.880
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
13.50
14.00
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
EFTA01566354
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
8/21
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 08/14/2013 MATURITY 08/21/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2536L9-9D-2)
8/21
8/28
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 08/21/2013 MATURITY 08/28/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2536N9-9G-3)
8/28
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Total Inflows & Outflows
SECURITIES TRANSFERRED IN/OUT
Notes:
Settle Date Selection Method
Securities Transferred In
8/7
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 08/07/2013 MATURITY 08/14/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253639-9A-1)
(12.880)
(12.26)
(12.88)
$0.00
(12.870)
116,173.750
(12.39)
(12.87)
12.26
12.88
Quantity
116,160.880
Amount USD
Local Value
EFTA01566355
PRINCIPAL
Amount USD
Local Value
12.39
12.87
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Quantity
Cost
116,146.880
113,746.44
Transaction
Market Value *
111,959.59
Account Page 23 of 36
Consolidated Statement Page 26
EFTA01566356
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred In
8/14
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 08/14/2013 MATURITY 08/21/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536L9-9D-2)
8/21
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 08/21/2013 MATURITY 08/28/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536N9-9G-3)
8/28
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 08/28/2013 MATURITY 09/04/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536R9-9J-3)
Total Securities Transferred In
Securities Transferred Out
8/7
Free Delivery
$446,709.57
116,186.630
113,784.63
110,596.00
116,173.750
113,772.37
111,850.72
Quantity
Cost
116,160.880
113,759.98
Transaction
Market Value *
112,303.26
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 07/31/2013 MATURITY 08/07/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536F9-9X-5)
EFTA01566357
8/14
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 08/07/2013 MATURITY 08/14/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536J9-9A-1)
(116,146.880)
113,746.44
(112,289.73)
(116,132.880)
113,732.94
(111,941...
Account Page 24 of 36
Consolidated Statement Page 27
EFTA01566358
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred Out
8/21
Free Delivery
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 08/14/2013 MATURITY 08/21/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536L9-9D-2)
8/28
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 08/21/2013 MATURITY 08/28/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536N9-9G-3)
Total Securities Transferred Out
($446,657.90)
(116,173.750)
113,772.37
(110,583.74)
Quantity
Cost
(116,160.880)
113,759.98
Transaction
Market Value *
(111,838.33
Account Page 25 of 36
Consoli ate tatement Page 28
EFTA01566359
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Portfolio Activity Summary - Indian Rupee
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value
--INCOME
US
Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value
--Account
IIIIIIIII Page 26 of 36
Consolidated Statement Page 29
EFTA01566360
GHISLAINE MAXWELL ACCT.....
For the Period 8/1/13 to 8/31/13
Portfolio Activity Detail - Indian Rupee
TRADE ACTIVITY - Indian Rupee
Note:
L indicates Long Term Realized Gain/Loss
Trade Date
Type
Est. Settle Date Selection Method Description
Pending Sales, Maturities, Redemptions
Sale
8/27
8/30
INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM
TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY
EUROCLEAR ISIN XS0495010562 SEDOL 85114T3
(ID: U45818-9G-5)
Quantity
(6,700,000.000 )
F indicates Foreign Exchange Gain/Loss
Per Unit
Amount USD
Local Value
1.452
95.80
Proceeds USD
Local Value
95,433.65
6,418,600.00
Tax Cost USD
Realized
Local Value Gain/Loss USD
(143,232.17)
(6,465,500.00)
(697.32) L
(47,101
Account Page 27 of 36
Consolidated Statement Page 30
EFTA01566361
GHISLAINE MAXWELL ACCT
For the Period 8/1/13 to 8/31/13
Portfolio Activity Summary - Indonesian Rupia
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
TRADE ACTIVITY
Total Trade Activity
Period Value
-1,772.83
$1,772.83
(107,731.81)
($107,731.81)
Settled
Sales/Maturities/Redemptions
Ending Cash Balance
105,958.98
$105,958.98
-Year-To-Date
Value*
-1,772.83
$1,772.83
(107,731.81)
($107,731.81)
105,958.98
$105,958.98
-Local
Value
Current
Period Value
0.00
20,141,095.89
20,141,095.89
(1,223,941,095.89 )
(1,223,941,095.89 )
1,203,800,000.00
1,203,800,000.00
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
EFTA01566362
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--Year-To-Date
Value*
-20,141,095.89
20,141,095.89
(1,223,941,095.89
(1,223,941,095.89 )
1,203,800,000.00
1,203,800,000.00
-Account
Page 28 of 36
Consolidated Statement Page 31
EFTA01566363
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Portfolio Activity Summary - Indonesian Rupia
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Indonesian Rupia
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
8/30
Accrued Int Recd
Description
INTER AMERICAN DEVEL BK - IDR MEDIUM TERM NOTE
6.50% JUN 04 2014 DTD 06/04/2010 HELD BY
EUROCLEAR ISIN XS0513770957 SEDOL B4YWHC0
(ID: OIDRPR-CV-1)
8/30
Spot FX
Total Inflows & Outflows
LINKED CURRENCY TRANSACTION - SELL BUY USD SELL
IDR EXCHANGE RATE 361.000000000 DEAL 08/27/13
VALUE 08/30/13 (ID: OIDRPR-CV-1)
($105,958.98)
$0.00
107,731.810
(107,731.81)
(1,223,941,095.89 )
Quantity
20,141,095.890
1.00
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
1,772.83
20,141,095.89
INCOME
Amount USD
Local Value
Currency
Accounts
Account i llik Page 29 of 36
Consolidated Statement Page 32
EFTA01566364
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
TRADE ACTIVITY - Indonesian Rupia
L indicates Long Term Realized Gain/Loss
Note:
Trade Date
Settle Date
8/27
8/30
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
Quantity
INTER AMERICAN DEVEL BK - IDR MEDIUM TERM NOTE(1,300,000,000.000 )
6.50% JUN 04 2014 DTD 06/04/2010 HELD BY
EUROCLEAR ISIN XS0513770957 SEDOL B4YWHCO
(ID: 45818W-9K-4)
C indicates Currency Gain/Loss
Per Unit
Amount USD
Local Value
0.008
Proceeds USD
Local Value
105,958.98
Tax Cost USD
Realized
Local Value Gain/Loss USD
(150,112.11)
92.60 1,203,800,000.00 (1,339,000,000.00 )
(11,900.30) L
(32,252.83) C
Account Page 30 of 36
Consolidated Statement Page 33
EFTA01566365
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Portfolio Activity Summary - Norwegian Krone
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
-127.95
$127.95
(127.95)
($127.95)
-Year-To-Date
Value*
-1,316.35
$1,316.35
(1,316.35)
($1,316.35)
-Local
Value
Current
Period Value
0.00
760.95
760.95
(760.95)
(760.95)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01566366
Year-To-Date
Value*
--Year-To-Date
Value*
-7,621.13
7,621.13
(7,621.13)
(7,621.13)
-Account
Page 31 of 36
Consolidated Statement Page 34
EFTA01566367
GHISLAINE MAXWELL ACCT. a
For the Period 8/1/13 to 8/31/13
Portfolio Activity Summary - Norwegian Krone
Current
Securities Transferred In/Out
Securities Transferred In
Securities Transferred Out
Period Value
835,742.52
(835,614.58)
Year-To-Date
Value*
7,069,103.96
(7,494,206.53)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Norwegian Krone
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
8/7
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2536G9-9M-8)
8/7
8/14
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 253639-9N-3)
8/14
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
(217.400)
(36.81)
(217.40)
Account 052167006 Page 32 of 36
Consolidated Statement Page 35
(217.370)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,242,313.520
0.9000% DATED 08/07/2013 MATURITY 08/14/2013
(36.72)
(217.37)
36.81
217.40
Quantity
EFTA01566368
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,242,096.150
0.9000% DATED 07/31/2013 MATURITY 08/07/2013
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
36.72
217.37
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
EFTA01566369
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
8/21
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2536L9-9S-9)
8/21
8/28
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2536N9-9T-5)
8/28
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Total Inflows & Outflows
SECURITIES TRANSFERRED IN/OUT
Notes:
Settle Date Selection Method
Securities Transferred In
8/7
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 08/07/2013 MATURITY 08/14/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253639-9N-3)
(217.460)
(36.13)
(217.46)
$0.00
(108.720)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,242,639.640
0.9000% DATED 08/21/2013 MATURITY 08/28/2013
(18.29)
(108.72)
36.13
217.46
Quantity
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,242,530.920
0.4500% DATED 08/14/2013 MATURITY 08/21/2013
Amount USD
Local Value
PRINCIPAL
Amount USD
EFTA01566370
Local Value
18.29
108.72
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Quantity
Cost
1,242,313.520
209,696.65
Transaction
Market Value *
209,862.66
Account Page 33 of 36
Consolidated Statement Page 36
EFTA01566371
GHISLAINE MAXWELL ACCT
For the Period 8/1/13 to 8/31/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred In
8/14
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.4500% DATED 08/14/2013 MATURITY 08/21/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536L9-9S-9)
8/21
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 08/21/2013 MATURITY 08/28/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536N9-9T-5)
8/28
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 08/28/2013 MATURITY 09/04/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536R9-9S-3)
Total Securities Transferred In
Securities Transferred Out
8/7
Free Delivery
$835,742.52
1,242,857.100
209,787.88
206,497.54
1,242,639.640
209,751.75
209,013.85
Quantity
Cost
1,242,530.920
209,733.46
Transaction
Market Value *
210,368.47
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 07/31/2013 MATURITY 08/07/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536G9-9M-8)
EFTA01566372
8/14
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 08/07/2013 MATURITY 08/14/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536J9-9N-3)
(1,242,313.520 )
209,696.65
(210,331.67)
(1,242,096.150 )
209,659.93
(209,82.m
Account Page 34 of 36
Consolidated Statement Page 37
EFTA01566373
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred Out
8/21
Free Delivery
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.4500% DATED 08/14/2013 MATURITY 08/21/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536L9-9S-9)
8/28
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 08/21/2013 MATURITY 08/28/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536N9-9T-5)
Total Securities Transferred Out
($835,614.58)
(1,242,639.640 )
209,751.75
(206,461.41)
Quantity
Cost
(1,242,530.920 )
209,733.46
Transaction
Market Value *
(208,91.1
Accoun Page 35 of 36
Consolidated Statement Page 38
EFTA01566374
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Settled Foreign Exchange Contracts
Currency
Trade Date
Settle Date Counter Currency
Trade Related
INDONESIAN RUPIA
U S DOLLAR
Aug. 27 13
Aug. 30 13
USD
IDR (1,223,941,095.89 ) 11361.000000
107,731.81
11361.000000
107,731.81
(107,731.81)
Amount
Counter Amount Contract Rate Revaluation Rate
Contracted Base
Amount USD
Revalued
Amount USD
Currency G/L
Account li t Page 36 of 36
Consolidated Statement Page 39
EFTA01566375
J.P. Morgan Securities LLC
GHISLAINE MAXWELL
383 Madison Avenue, New York, NY 10179
ACCT.
For the Period 8/1/13 to 8/31/13
Margin Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Transactions cleared and carried through J.P. Morgan Clearing Corp. Three
Chase Metrotech Center, Brooklyn, NY 11245-0001,
(347) 643-2578
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
212/464-1536
212/464-2084
800/634-1318
Table of Contents
Account Summary
Holdings
Cash & Fixed Income
Portfolio Activity
3
5
Page
2
Account a Page 1 of 5
Consolidated Statement Page 40
EFTA01566376
GHISLAINE MAXWELL
Account Summary
MARGIN
Cash
Asset Allocation
Cash & Fixed Income
Market Value
Market Value
0.00
$0.00
Margin
Market Value
430.00
$430.00
Current
Portfolio Activity
Beginning Market Value
Ending Market Value
Cost Summary
Cash & Fixed Income
Total
Period Value
430.00
$430.00
Short
Market Value
0.00
$0.00
Year-to-Date
Value
430.00
$430.00
430.00
Cost
$430.00
Investment Objectives
Speculation Permitted
Capital Appreciation
Total
430.00
$430.00
Estimated
$0.00
Current
Market Value Annual Income Allocation
100%
100%
ACCT.
For the Period 8/1/13 to 8/31/13
Yes
Yes
EFTA01566377
Account Page 2 of 5
Consolidated Statement Page 41
EFTA01566378
GHISLAINE MAXWELL
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Market Value
430.00
ACCT.
For the Period 8/1/13 to 8/31/13
Ending
Market Value
430.00
Change
In Value
0.00
Current
Allocation
100%
Current
Market Value/Cost
Market Value
Tax Cost
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1
Period Value
430.00
430.00
SUMMARY BY TYPE
Market
Value
430.00
% of Bond
Portfolio
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
Market
Value
430.00
% of Bond
Portfolio
100%
Account Page 3 of 5
Consolidated Statement Page 42
EFTA01566379
EFTA01566380
GHISLAINE MAXWELL
ACCT.
For the Period 8/1/13 to 8/31/13
Cash & Fixed Income Detail
Quantity
Price
Cash
US DOLLAR
1.00
430.00
Margin
430.00
430.00
Account
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 4 of 5
Consolidated Statement Page 43
EFTA01566381
GHISLAINE MAXWELL ACCT.
For the Period 8/1/13 to 8/31/13
Portfolio Activity Summary
PRINCIPAL
Current
Transactions
Portfolio Activity Detail
Beginning Cash Balance
Ending Cash Balance
Period Value
430.00
$430.00
Year-To-Date
Value
--INCOME
Current
Period
Value
0.00
$0.00
Year-To-Date
Value
--No
Activity This Period
Account Page 5 of 5
Consolidated Statement Page 44
EFTA01566382
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01566383
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL - OAP IHD
270 Park Avenue New York, NY 10017-2014
ACCT
For the Period 8/1/13 to 8/31/13
Investment Management Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
212/464-1536
212/464-2084
800/634-1318
Table of Contents
Account Summary
Page
2
Holdings
Equity
Portfolio Activity
4
10
Account IIIIIIIII Page 1 of 15
Consolidated Statement Page 45
EFTA01566384
GHISLAINE MAXWELL - OAP IHD
Account Summary
Asset Allocation
Equity
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
1,779,758.70
$1,779,758.70
3,867.54
$1,783,626.24
Ending
Market Value
1,730,444.30
$1,730,444.30
3,820.64
$1,734,264.94
Current
Portfolio Activity
Beginning Market Value
Contributions
Withdrawals & Fees
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
(291.74)
($291.74)
5,395.07
(54,417.73)
$1,730,444.30
3,820.64
$1,734,264.94
Period Value
1,779,758.70
Change
In Value
(49,314.40)
($49,314.40)
(46.90)
($49,361.30)
Year-to-Date
Value
0.00
1,750,000.00
(10,381.58)
$1,739,618.42
EFTA01566385
38,342.65
(47,516.77)
$1,730,444.30
3,820.64
$1,734,264.94
Estimated
60,175.87
$60,175.87
Current
Annual Income Allocation
100%
100%
ACCT
For th 1/13 to 8/31/13
Accoun Page 2 of 15
Consolidated Statement Page 46
EFTA01566386
GHISLAINE MAXWELL OAP IHD
Account Summary
Tax Summary
Foreign Dividends
Interest Income
Taxable Income
CONTINUED
C
ℹ️ Document Details
SHA-256
7dfe5b94d8031cf9bdc03d3cdcb8037d5e4aff411d37b373e94b217f892189ab
Bates Number
EFTA01566306
Dataset
DataSet-10
Document Type
document
Pages
161
Comments 0