EFTA01460996.pdf

USPB relationships by size tier - size tier in EUR - data in USD # % of total % total Revenue Q1 % of total Row Labels Relationships relationships CBV Q1 2015 CBVs 2015 (USD) Revenue ROEMER HORTENZ 1 0% 94,558 0% 173 0% COHEN MARILYN 1 0% 94,336 0% 54 0% ZWEIG MARTIN E 1 0% 94,309 0% 2,424 0% KESSLER ALINE 1 0% 90,477 0% 216 0% SURTEES 1 0% 90,132 0% 275 0% BRILOFF ABRAHAM J 1 0% 89,984 0% 213 0% JURACOPSCHI CARMEN 1 0% 89,057 0% 68 0% MURPHY JOHN L 1 0% 88,609 0% 102 0% ARONEO L 1 0% 88,212 0% 2 0% FOGGE ALLISON 1 0% 88,139 0% 2 0% NEWMAN ROSALYN 1 0% 87,825 0% 173 0% LINDBERGH ANNE M 1 0% 87,503 0% 35 0% GOWEN FH 1 0% 87,183 0% 274 0% FREYER CAT 1 0% 86,963 0% 318 0% RUDER WILLIAM 1 0% 86,240 0% 168 0% MAYER EVE 1 0% 84,938 0% 226 0% WHITE E LAWRENCE 1 0% 84.734 0% 5 0% PIASIO STEPHEN P 1 0% 82,979 0% 231 0% GREENWAY PARTNERS 1 0% 81,583 0% 188 0% MENADA BARBARA 1 0% 81,520 0% 161 0% REED CHARLES'? 1 0% 81,358 0% 249 0% BURNS JOHN F 1 0% 81,190 0% 206 0% SANDS KIM 1 0% 79,720 0% 245 0% COHEN-MAHR BENHAM 1 0% 78,879 0% 127 0% KIMBLE MALCOLM 1 0% 78,047 0% 74 0% EYDENBERG JOHN 1 0% 77,996 0% 0% HUPER JOACHIM 1 0% 77,226 0% 77 0% APEL HODGE 1 0% 76,191 0% 0% OPPENHEIM & CO 1 0% 75,785 0% 87 0% PETERMAN TRUST B U/ 1 0% 75,141 0% 94 0% JARLSBERG WEDEL 1 0% 74,685 0% 93 0% VALENTIN AMAND 1 0% 74,408 0% 137 0% MENDEZ MILES 1 0% 74,225 0% 93 0% PATRICK HARRIS 1 0% 73,069 0% 148 0% JOHNS ANDREAS 1 0% 72,219 0% 6 0% DON KELLEY 1 0% 71,090 0% 531 0% KERPPOLA NORA 1 0% 70,556 0% 0 0% ACKERMANN JOE 1 0% 70,078 0% 167 0% BLUE WOLF 1 0% 70,056 0% 162 0% MACASKILL BRIDGET A 1 0% 68,131 0% 37 0% STRAUSS STANLEY P 1 0% 67,703 0% 167 0% GOODMAN HERMAN 1 0% 67,354 0% 66 0% HOOLEY NANCY T 1 0% 67,121 0% 82 0% THYGESON HILDE 1 0% 67,035 0% 88 0% LEON MERCEDES 1 0% 66,147 0% 147 0% FRICK A&A 1 0% 66.031 0% 702 0% TOWNS VICTORIA 1 0% 63,875 0% 9 0% HEMELA JOSEPH 1 0% 63,353 0% 35 0% BARNARD DAV 1 0% 63,317 0% 243 0% GORKI NICK 1 0% 61,640 0% 223 0% GABELLI MARC 1 0% 60,849 0% 5,327 0% BELAFONTE HARRY 1 0% 60.753 0% 45 0% ROSENBERG & EST 1 0% 60,614 0% 127 0% SIMON PHILIP B 1 0% 60,397 0% 0% 46/57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122777 CONFIDENTIAL SDNY_GM_00268961 EFTA01460996