EFTA00195581.pdf

Statements EFTA00195581  CLEARED THROUGH [IS »HM? OAX.E0 SUBROIARy OFRCE SERWCING YOUR ACCOUNT Bear. Stearns & Co. Inc. B R STffiR ffi NS FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE SPEC CUSTOMER STATEMENT PERM December 1.2006 VISIT OUR WEBSITE verm.bearsteams.com THROUGH December 29.2006 ACCOUNT NUMSER What's In This Statement 11l111I111111111111111111111111111111111111111111111111111111I TAXPAYER AtAX3ER On FIIC LAST STATEMENT September 29.2006 Financial Summary 1 FINANCIAL TRUST CO INC Your Portfolio Holdings 2 C/0 JEFFREY EPSTEIN Your Messages 2 6100 RED HOOK OUARTER SUITE B3 ST THOMAS VI 00802-1348 It any information regarding 2006interest. dividends. miscellaneous income, gross Cash Flow Analysis Cash Balance Summary proceeds or original issue Hls PEROD CIOSAG discount is required to be reported to the IRS lor Ibis Opening Balance $0.30 Margin 0.30 0.30 account, a Consolidated Form 1099will be mailed to you by Closing Balance $0.30 Net Cash Balance $0.30 $0.30 January 31.2007or a 10425 by March 15.2007. Income Summary SES PER100 YEAR TO DATE Gredd Balance Int. 0.00 1.049.61 Total $0.00 $1.049.61 Floa am an/ daa» or ecnogolrx al uroa at THa.s. -rtdHala, aa ciNhorod lo ruu. Sk 17» ~NAT« RfOrmasa papa ca/ IN ru «rad anta, danset » Samer al BOORT4.1428. RrH, la Clon: SorvZoi ae Boa,. STRHTH Ratane. TIR% HateenerC osa ba rana for ar mord; Sex rana fa fa" rrpOrlant nkRTOCKH OTHORT NY II201-THSR 027 12/30/011,3923 001 11003 EFTA00195582  CAEARED THROUGH ITS WHOLLY OwNED SUBSICHAnv OFFICE SERVICING YOUR ACCOUNT ear. Steams & Co. Inc. m B STUR URNS 2 O S FINANCIAL TRUST CO INC STATEMENT PERIOD December 1.2006 THROUGH December 29.2006 Your Portfolio Holdings ACCOLM NUMBER CASH & CASH EQUIVALENTS TAAPAYER NUMBER en File LAST STATEMENT September 29.2006 MARKET ESTIMATED CuRRENT DESCRP-i0u SmieCuOdSti OtoraTI PACE VALUE JNVJJL ITICOME TO.01,c) CASH BALANCE TOTAL CASH & CASH EQUIVALENTS Your messages As part of the National Association of Securities Dealers (NASD) Investor Education Program, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the internet address which is www.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request. End of Statement 027 1240060923 001 V003 EFTA00195583  CLEARED TiIllevOl ITS 0"E0 SUBSI0SAIly FINANCIAL TRUST CO INC 3 al 3 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 12/30(060923 001 V003 EFTA00195584  CLEARED TiMOOCH ITS NUM', CAMEO SUSSIMAIly OFFICE SERVICING YOUR ACCOUNT I Bear. Stearns & Co. Inc. BUR STEARNS FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE SPEC CUSTOMER STATEMENT PERM September 1, 2006 VISIT OUR WEBSITE www.hearstearns.com THROUGH September 29.2006 ACCOUNT NUMBER What's In This Statement IllIlIl1111111111111111111111111111111111111111111111111111111 TAXPAYER MAUMER On File LAST STATEMENT Mpg 31.2006 Financial Summary 1 FINANCIAL TRUST CO INC Your Portfolio Holdings 2 CIO JEFFREY EPSTEIN Your Messages 3 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802-1348 Cash Flow Analysis Cash Balance Summary THIS PER00 OPEN CLOSNG Opening Balance $0.30 Margin 0.30 0.30 Closing Balance $0.30 Net Cash Balance $0.30 $0.30 Income Summary 114S PERIOD YEM TO DATE Credit Balance Int. 0.00 1.049.61 Total $0.00 $1.049.61 PI050 rOpfl ant ClIbf00:0 a ital.:Ott 01 thigki Of -rt0t404 ss CINhOtOd 0 'to. SIK Sinn/qr. fOr ennnoTtmeol pap only Ills ea slended as cketten x, aunt Samar at POORIA109. yet* m Clan: Sevens Boa,. StOtatrd SOCiallOs TM statemere should be craned for your words See rant ode for rrportare ntamatim Eimer. NY u201yy59 027 04600606:39 001 1/915 EFTA00195585  CLEARED THACvGH ITS Ow,.E0 SUBSIQIAnY OFFICE SERVICING YOUR ACCOUNT I ,rn Bear. Stearns & Co. Inc. B STUR URNS FINANCIAL TRUST CO INC 2 c/ STATEMENT PERIOD Septeoter 1,2006 THROUGH Septeoter 29.2006 Your Portfolio Holdings ACCOUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER MAURER On File LAST STATEMENT August 31.2006 imPxEr ESMAA1ED CuRPENT DESCRP-i0u SymECL,OdSti OLLANTITI FACE vAi.uE NWJAL INtAME VE1.0 VC) CASH BALANCE TOTAL CASH & CASH EQUIVALENTS 027 09300130839 001 1915 EFTA00195586  CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. BEAR STEARNS FINANClAt TRUST CO INC 3 STATEMENT PERIOD S01310Ritef 1,2006 THROUGH September 29.2006 ACCOUNT NUMBER TAXPAYER IIMUSER ON FIk Your messages LAST STATEMENT August 31.2006 Revenue Sharing These money market funds may in some cases have higher yields than money Advisers, distributors or other affiliates of certain mutual funds (which market funds whose affiliates do make revenue sharing payments. There is, include money market and non•money market funds) may enter into therefore, a potential conflict of interest in the form of an additional financial arrangements to pay brokers that distribute their shares for administrative, incentive to Bear Stearns for making available to customers money market technological or other services, including marketing and other support services funds whose affiliates enter into revenue sharing arrangements. In certain provided to such funds or their affiliates. These fees, commonly referred to as circumstances, a portion of these revenue sharing payments may be passed 'revenue sharing; are separate from and in addition to any shareholder on as compensation to certain Private Client Services account executives, servicing or distribution fees that a mutual fund pays out of its own assets pursuant to its Rule 12b•1 plan and other expenses which are described in a With respect to non money market fund shares held in Bear Stearns funds prospectus fee table. Rule 12b•1 fees and other expenses described in accounts. Bear Steams may receive Rule 12b•1 fees and other compensation a funds prospectus fee table increase a funds expense ratio and decrease the described in a funds prospectus but does not receive revenue sharing funds yield, Revenue sharing fees, on the other hand. are paid out of the payments, With respect to non•money market fund shares held by certain assets of the fund affiliate and not from the fund's assets and, therefore, have Private Client Services customers away from Bear Steams, Bear Stearns does no impact on a funds expense ratio or yield. receive revenue sharing payments in limited circumstances, A portion of these revenue sharing payments are passed on as compensation to the Private With respect to money market funds, Bear Steams negotiates revenue sharing Client Services account executive designated by the customer. Bear Stearns payments separately with each fund family and not all fund families pay the does not believe that these revenue sharing arrangements invoking such same amount or pay according to the same formula. These payments are Private Client Services customers pose a conflict of interest with respect to calculated based on a percentage of the dollar value of the fund assets held by customers whose accounts are held at Bear Stearns. Bear Steams in customer accounts, Bear Steams receives up to 0,66% per year of the average daily assets of fund shares carried in customers accounts The prospectus and statement of additional information of mutual funds at Bear Steams. Money market funds whose affiliates do not make revenue available through Bear Steams may contain additional information regarding sharing payments to Bear Steams are generally not offered or recommended revenue sharing payments made by affiliates of the fund company. by Bear Stearns to its customers, 027 093001308:39 001 V915 EFTA00195587  CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. BEAR STEARNS FINANClAr. TRUST CO INC 4 STATEMENT PERIOD SEINEIRIDef 1,2006 THROUGH September 29.2006 ACCOUNT NUMBER TAXPAYER WESER ON FIk LAST STATEMENT August 31.2006 ra' Bear, Stearns Securities Corp. Net Capital and Net Capital Requirements: Securities and other assets in your account are the firm's collateral for any In? margin loan made to you. If the securities and other assets in your account At May 31, 2006 and July 31, 2006, the Company's net capital of decline in value, so does the value of the collateral supporting your loan, and, approximately $3.7 billion and $3.8 billion was approximately 7% and 7% of as a result, the firm can take action, such as issue a margin call and/or sell aggregate debit items and exceeded the minimum regulatory net capital securities or other assets in any of your accounts held with the member, in requirement of approximately $1.1 billion and $1,1 billion by approximately order to maintain the required equity in the account, it is important that you $2,6 billion and $2.7 billion, all respectively. fully understand the risks involved in trading securities on margin. These risks include the following: A complete copy of the Bear, Stearns Securities Corp, Statement of Financial Condition is available on the web site www.bearsteams,com. Alternatively, to - You can lose more funds than you deposit in the margin account. request a free printed copy please call - toll free 1.866.299.9331, - The firm can force the sale of securities or other assets in your account(s). • The firm can sell your securities or other assets without contacting you. • You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. • The firm can increase its 'house" maintenance margin requirements at any time and is not required to provide you advance written notice. - You are not entitled to an extension of time on a margin call, 027 0930030839 001 V915 EFTA00195588  CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. BEAR STEARNS FINANCIAL TRUST CO INC 5 STATEMENT PERIOD SOPIERIDef 1,2006 THROUGH Septernter 29.2006 ACCOUNT NUMBER TAXPAYER ARNSER On FIk LAST STATEMENT AUCNSI 31.2006 This statement is provided to explain Bear, Stearns & Co. Inc.'s ("BSC") Bar payment for order flow practices. Ear Pursuant to SEC Rule 606, please note the following: BSC routes a majority of orders for customer securities transactions to the Bear, Stearns & Co. Inc. will post its quarterly routing statistics at the following primary market for such securities, Orders may also be routed to other market web link: httpliwww.bearsteams.com/. Click on Individual Investor, Click on service vendors that assure executions pursuant to complex mathematical Equities, Click on Order Routing Practices. formulas at better than the national best bid or best offer (NBB0). BSC receives no cash payment or other consideration for such order routing other Customers of Bear, Steams & Co. Inc. may request information on any order than favorable executions or executions of limit orders at no additional charge. executed within the prior six months from the time of the request, Specifically. you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders. End of Statement 027 090001308:39 001 1915 EFTA00195589  CLEARED 1101CvG0 ITS valetlY 0"E0 SUBSIOSAIly FINANCIAL TRUST CO INC 6 of e STATEMENT BACKER IS PRINTED ON THIS PAGE 027 09300308:39 001 V915 EFTA00195590  CLEARED TiillevG/1 ITS valetLY OHTLE0 SUODDIAlly OFFICE SERVICING YOUR ACCOUNT B Bear. Stearns & Co. Inc. MIL STUR URNS FINANCIAL TRUST CO INC ACCOUNT EXECUTNE GNMA GOVT BOND STATEMENT PERK* AuguST 1.2006 VISIT OUR WEBSITE verev.bearstearns.com THROUGH AuguST 31.2006 ACCOUNT NUMBER What's In This Statement 11111111111111111111111 111111111111111111111111111111111111111 TAXPAYER ALILASER On File LAST STATEMENT 409 31. 2006 Financial Summary 1 FINANCIAL TRUST CO INC Your Portfolio Holdings 2 C/0 JEFFREY EPSTEIN Transaction Detail 2 6100 RED HOOK QUARTER STE 63 ST THOMAS VI 00802-1348 Cash Flow Analysis Cash Balance Summary THIS PER100 07ENINS CLOSAG Opening Balance $0.00 Margin 0.00 0.30 Dividends/Interest 0.30 Net Cash Balance $0.00 $0.30 Amount Credited $0.30 Net Cash Activity 0.30 Closing Balance $0.30 Income Summary DC PERIOD TENT TO DATE Credit Balance Int. 0.30 1.049.61 Total $0.30 $1.049.61 St Thy nrv,wy R tor entree Hams ocdy n R ra 'WNW as Trey Ualignor4 shot.] be ritann1tor scut records So, men. Ad docuHAN rm441Art ricona1cA 027 01901106/3798 001 V914 EFTA00195591  CLEARED TNAGvGH nS ypiGLLY OGYEO SUBSIOMIly OFFICE SERVICING YOUR ACCOUNT I fit 41 Bear. Steams & Co. Inc. B STUR URNS FINANCIAL TRUST CO INC 2 o STATEMENT PERK* August 1.2006 THROUGH August 31.2006 Your Portfolio Holdings ACCGCNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER WEBER On FAA LAST STATEMENT Jul/ 31.2006 OALPEET ESUMAIEO CuRPENT Di:SCRIP-GE Swett()St? QUANTITY PRICE VALUE NWJAL INtC#E VEtO NI CASH BALANCE TOTAL CASH & CASH EQUIVALENTS Transaction Detail INTEREST (WE DESORPTION STMOCULESIP GUMMY RATE I%1 DEBT AMOUNT CREW AMOUNT oa,o1:O6 AVG BAL 100 RI 3.567 0.30 021 OFFICE INTEREST 0706 TOTAL SO.3O End of Statement 027 0901/01307:58 001 V914 EFTA00195592  0 -EARED THROUGH ITS WHOLLY OwNED SUBSICHAnv FINANCIAL TRUST CO INC 3 01 3 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 0901,06O7.58 001 V914 EFTA00195593  CLEARED TIOICvGrl nS voiCtLY ORtLE0 SUBSOMIly OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. B STUR URNS FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE GNMA GOVT BOND STATEMENT PERIOD Jut/ 1.2006 VISIT OUR WEEISITE vemv.bearstearns.com THROUGH Jul/ 31.2006 ACCOUNT NUMBER What's In This Statement lllllllll I II I I I I lllll lllll llllllllll II I I I I II I 11111111111 TAXPAYER MAGER On File LAST STATEMENT June 30.2006 Financial Summary 3 FINANCIAL TRUST CO INC Transaction Detail 3 C/O JEFFREY EPSTEIN 6100 RED HOOK QUARTER STE 63 ST THOMAS VI 00802-1348 Your Portfolio at a Glance Market Value of Your Portfolio Cash & Equivalent I SO I SUM NET EQUITY THIS PERIOD 0 - Last statements market value NET EOUITY LAST STATEMENT 101 CHANGE SINCE LAST STATEMENT -101 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Ate. TTs writuri to fa dormxIcall PorPoon Glynis rot Illondod as a tar Goctonort Dos statornorg should 9* read lot your recent Samara S. for locator& olormatoo 027 0601/06,37:93 001 V912 EFTA00195594  CLEARED T11fOVG11 ITS villetlY 0"E0 SUBSIOSAIly FINANCIAL TRUST CO INC 2 al 3 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 0801/0607;56 001 V912 EFTA00195595  CLEARED TiillCoG/1 ITS wileLLY GILLED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT • Bear. Stearns & Co. Inc. B STUR URNS FINANCIAL TRUST CO INC 3 0 STATEMENT PER/00 July 1.2006 THROUGH JtAt 31. 2006 ACCOUNT NUMBER Cash Flow Analysis Cash Balance Summary TAXPAYER AULA3ER On File THIS PEFICO CPL‘an7, CLOSES LAST STATEMENT June 30.2006 Opening Balance $100.63 Margin 100.63 0.00 Dividends/Interest 0.30 Net Cash Balance $100.63 $0.00 Amount Credited $0.30 Dividends/Interest Charged -100.93 Amount Debited $-100.93 Income Summary THIS PERIOD YEAR TO DATE Net Cash Activity -100.63 Credit Balance Int. -100.63 1,049.31 Closing Balance Total $-100.63 $1,049.31 $0.00 Transaction Detail INTEREST DATE DESORPTION SYMBCLO,Vin GUMMY RATE I%/ MEAT Prow CREW AMOUNT 07/03/06 AVG BAL 100RT 3.577 0.30 021 OFFICE INTEREST 0606 07/31/06 REVERSE INTEREST 100.93 TOTAL $-100.93 $0.30 027 08/01/013/37G6 001 W/12 EFTA00195596  CLEARED TiillevG/1 ITS vniCtLY OWED SUOSIDIAlly OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. BUR STEARNS FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE GNMA GOVT 80ND STATEMENT PERK* June 1.2006 VISIT OUR WEBSITE www.bearsteams.com THROUGH June 30.2006 ACCOUNT NUMBER What's In This Statement IIII II I I II111111lllll I I 111111111 I I I I I I 11I I II I 1111111 TAXPAYER NUMBER On File LAST STATEMENT May 31.2006 Financial Summary 3 FINANCIAL TRUST CO INC Your Portfolio Holdings 3 0/0 JEFFREY EPSTEIN Transaction Detail 4 6100 RED HOOK QUARTER Your Messages 5 STE 63 ST THOMAS VI 00602-1348 Your Portfolio at a Glance Market Value of Your Portfolio Cash a Equtvaknt of NET CREDIT BALANCE 101 $100 sl NET EQUITY THIS PERIOD $101 Current market value Last statements market value NET EOU1TY LAST STATEMENT 100 CHANGE SINCE LAST STATEMENT 0 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. SIK Tim summary ts lot rlanvewl parposts cdy a Is rot mended as cammett TINT Mamma MGM be Maned for your records See renew W. tcc ripcord ricernstcn 027 07/01/013:10:55 001 V91t