EFTA01373716.pdf

Cc: Ged Account-Opening; Manikandan Muralidharan Subject: RE: EDD package for the RID Party name : Southern Financial LLC [I] Classification: For Internal use only Courteney/Mark, Who is the head of the business for this request. Thanks !I Kind Regards. Mrs. Anastasia Pringle Deutsche Bank Secunties Inc Client Onboarding Equities 5022 Gate Pahmay. Suite 500. 32256 Jacksonville. FL. USA Tel. +1(904)527-6168 Fax (934 746-4689 Ema Please send all GED related emails to. Ged account-openinggiklb corn Panda-14v Perfonn From: Dmitri Saks On Behalf Of US-CB S-AML Sent: Monday, December 22, 2014 5:18 PM To: Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML Subject: RE: EDD package for the RID : Party name : Southern Financial LLC [I] Classification: For internal use only Hello Anastasia, Could you please help to identify the Head of the Business through which this client is being onboarded. AML Compliance needs to have a discussion prior to approving this account. Thank you. US CB&S AML Compliance AML Compliance Deutsche Bank Securities Inc Compliance Pontincitr Peefban. Anastasia Pringle---12/22/2014 10:43:18 AM---Classification: For internal use only Good morning, CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0068040 CONFIDENTIAL SDNY_GM_00214224 EFTA01373716