EFTA01493579.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 10/1/12 to 10/31/12 Trade Date Per Unit Sett 'e Date Type Description Quantity Amount Market Cost Settled Securities Purchased 923 Purchase TO REVERSE ENTRY OF 09/27/2012 WELLS FARGO (2,053,369.950) 72.80 1,493,826.64 • 10/2 MORTGAGE BACKED SECURITIES SER 2004-EE CL Et1 DEC 25 2034 DTD 12/01/2004 a 72.75 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 3,265,878.00 AS OF 09/27/12 (ID: 949779-AD-4) 9/13 Purchase WELLS FARGO MORTGAGE BACKED SECURITIES SER 2,053,369.950 72.80 (1,493.826.64) • 10/2 2004-EE CL B1 DEC 25 2034 DTD 12/01/2004 la 72.75 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 3,275,000.00 (ID: 949779-AD-4) 9/28 Purchase CASELLA WASTE SYSTEMS INC CL A • 4.00 J.P. 8,000.000 4.00 (32,000.00) • 102 MORGAN SECURITIES LLC (ID: 147448-10-4) 9/28 Purchase QUALYS INC 12.00 J.P. MORGAN SECURITIES LLC 1,000.000 12.00 (12000.00) • 10/3 (ID: 747587-30-3) 9/28 Purchase WESTERN ASSET MORTGAGE CAPIT 0 22.20 J.P. 3,500.000 22.20 (77,700.00) • 10/3 MORGAN SECURITIES LLC OD: 957900-10-5) 1011 Purchase KINDRED HEALTHCARE INC 8 1/4% JUN 01 2019 DTD 1,000,000.000 99.60 (996,250.00) 1014 06/01/2011 0 99.625 JP MORGAN SECURITIES LLC (BIDL) (ID: 494580-AB-9) 9/28 Purchase CBL & ASSOCIATES PROP PFD 65/8% @ 25.00 J.P. 15.000.000 25.00 (375,000.00) 102 MORGAN SECURITIES LLC (ID: 124830-80-3) 10/3 Purchase APOLLO COMMERCIAL REAL ESTATE FINANCE INC 0 4,500.000 16.98 (76,410.00) 10/9 16.98 J.P. MORGAN SECURITIES LLC (ID: 03762U-10-5) 10/3 Purchase RIGEL PHARMACEUTICALS INC 0 9.50 J.P. MORGAN 2,000.000 9.50 (19,000.00) 10/9 SECURITIES LLC (ID: 766559-60-3) 10/4 Purchase BOARDWALK PIPELINE PARTNERS 026.99 J.P. MORGAN 2,500.000 26.99 (07,475.00) 10/10 SECURITIES LLC (ID: 098627-10-4) JP Morgan Account W23560001 Page 30 of 39 Consolidated Statement Page 33 Confidential Treatment Requested by JPMorgan JPM-SDNY-00016457 Chase CONFIDENTIAL SDNY_GM_00285655 EFTA01493579