EFTA01345124.pdf

We are setting up the global deliveries for each account as TD 12/02/13 and SD 12/03/13. Best Regards, Vice President Private Banks 1.P. Morgan I NMLS ID # 832072 - 500 Stanton Christiana Road, Newark DE 19713 I F: Alternate contacts: -rid -I T: I F: To ensure a prompt response, please direct your reply to our team: F: From: ME. 3.[ernailto Sent: Monday, em r 02, 2013 10:23 AM To: Subject: Re: Fw: Epstein - Assets to transfer [C] Classification: Confidential Hope you had a great weekend. Thank you in advance for your help with the below. Please see my notes below in red. JPM Southern Financial, LLC W: Assets to be transferred to Pershing LLC A/C # N4G- — Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: 40432XFP1 — tx via DTC - Okay to free deliver: Pershing OTC # = 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 - tx via DTC-Okay to free deliver: Pershing DTC # - 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 1096CPN ,UNCAPPED Cusip: 78423EHS6 — tx via DTC- Okay to free deliver: Pershing DTC # 3 000 000 LBG CAPITAL NO.1PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. - LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. 2 500 000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. EUR 291,846.67 — EURO cash wire instructions needed. Relevant instructions: Bank: Citibank, Frankfurt SWIFT: CITIDEFF Account name: Pershing LLC IBAN: DE24502109000119769019 For Further credit to: Southern Financial, LLC Account #: N4G- CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031276 CONFIDENTIAL SDNY_GM_00177460 EFTA01345124