EFTA01376538.pdf

From: Vahe Stepanian Sent: 8/25/2017 3:04:40 PM To: Richard Kahn [r CC: Stewart Oldfield Liam Osullivan Subject: RE: tradin meeting [CI Attachments: Trading_Authorization_limited_Form nteractive_FINAL.PDF: POA_DBSLUSSFields_Final.pdf Classification: Confidential Rich — please find attached the paperwork to grant your new hire trading authorization on the existing brokerage accounts. For all of the accounts other than the JEE personal account — the "Trading Authorization Limited" form should be completed. for only the JEE personal account — the POA should be completed, and we suggest checking off as "limited" power of attorney if only granting trading authority (vs. full POA, which would allow him to also transfer assets out of the account). Both forms have sections for name, legal address, DOB, and SSN. Our compliance mandates that the forms should be completed using your new hire's personal address on the forms (i.e. not his office address). In addition, we will need a government issued (non-expired) photo ID. I'm CC'ing my colleague Liam here who will help on the documentation side. Please let us know if you have questions. Have a great weekend. Best, Vahe From: Stewart Oldfield Sent: Friday, August 25, 2017 11:18 AM To: Richard Kahn Cc: Vahe Stepani Subject: RE: trading meeting Vahe - Can you help Rich with those dots? Rich — will look at week of the 18th and be back Thanks From: Richard Kahn IMP Sent: Friday, August 25, 2017 11:07 AM To: Stewart Oldfield c Subject: Re: trading meeting i just found out that our new hire will be out that week...drama continues... can we target the week of september 18th? also can you send us trading authority does on all brokerage accounts so that we can add our new hire thank you On Aug 25, 2017, at 10:34 AM, Stewart Oldfield INIM > wrote CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0072771 CONFIDENTIAL SDNY_GM_00218955 EFTA01376538