EFTA01403122.pdf

Subject: FW: ref. case#1469681 - reopen a/ - urgent [I] From: Halina Laczny ‹ > Date: Fri, 02 Oct 2015 17:10:34 -0400 To: Daphne Cales Cc: Jj Litchford Classification: For internal use only Daphne, Please read below FIS/AOG reply. Thank you. **Have a nice weekend** Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jerse Cit , NJ 07311-3901 MS : Phone Securities offered through Deutsche Bank Securities, Inc From: Bhavesh Chandani Sent: Friday, October 02, 2015 5:07 PM To: Halina Laczny Cc: Gaurav Bhargava; Anil Tewani; Manish-m Gupta Subject: RE: ref. case#1469681 - reopen a/- - urgent [I] Classification: For internal use only EFTA01403122 Hi Halina, I have confirmed with FIS. And they say that the account will get purge form system after the 180 days from the day it got closed from system. These 2 accounts got closed from system in the month of may, which means it will not get closed before November. I think this was helpful, let me know in case of any further query. Have a great weekend. Thank you. Kind Regards Bhavesh Chandani {cid:[email protected]} Bhavesh Chandani Graduate trainee I Accounts opening group DBOI Global Services Private Limited Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Mobile VOIP telephone: Email EFTA01403123 {cid:[email protected]} Please send all the PWM AOG- COB mail related Queires to our new Group E- mail ID From: Halina Laczny Sent: Friday, October 02, 2015 4:36 PM To: ; Bhavesh Chandani Subject: FW: ref. case#1469681 - reopen a/ - urgent [I] Classification: For internal use only Fyi.......... Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jersey City, NJ 07311-3901 MS Phone Securities offered through Deutsche Bank Securities, Inc From: Halina Laczny Sent: Friday, October 02, 2015 4:32 PM To: Gaurav Bhargava; '[email protected]' Subject: FW: ref. case#1469681 - reopen a/ - urgent [I] Importance: High Classification: For internal use only EFTA01403124 In Manish absence please read below and advise, thank you. Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jerse Cit , NJ 07311-3901 MS : Phone Securities offered through Deutsche Bank Securities, Inc From: Halina Laczny Sent: Friday, October 02, 2015 4:28 PM To: Manish-m Gupta; PWM AOG Cc: Daphne Cales; Jj Litchford Subject: ref. case#1469681 - reopen a/ - urgent [I] Importance: High Classification: For internal use only Manish, A/ and a/ n/o Mort, Inc is currently closed and FO working (KYC) on the re-opening these accounts. FO is asking : We have to confirm these accounts won't get purged from M&I over the weekend. Anyway we can put a status U on the account? Or make sure they don't get purged? EFTA01403125 ** I think that we can't add/change on the closed account — correct? ** Could you please check above in yellow and reply to it ? Thank you. Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jersey City, NJ 07311-3901 MS Phone Securities offered through Deutsche Bank Securities, Inc From: Daphne Cates Sent: Friday, October 02, 2015 3:56 PM To: Jj Litchford; Halina Laczny; Paul Morris Cc: Catherine Logreco Subject: RE: Account closing notifications - urgent [I] Classification: For internal use only Halina: We have to confirm these accounts won't get purged from M&I over the weekend. Anyway we can put a status U on the account? Or make sure they don't get purged? Kind regards, Daphne Cates fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Daphne Cates Vice President I Service Team & Branch Supervisor EFTA01403126 Deutsche Bank Trust Company Americas Lending & Deposits 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email fhttps://brandportal.intranet.db.com/img/modules/claim.gifl From: Jj Litchford Sent: Friday, October 02, 2015 3:54 PM To: Halina Laczny; Paul Morris; Daphne Cales Cc: Catherine Logreco Subject: RE: Account closing notifications - urgent [I] Classification: For internal use only Thanks Halina, we are working on a KYC for the account. This is on hold until Monday. Appreciate the help. {cid:[email protected]} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:[email protected]} EFTA01403127 From: Halina Laczny Sent: Friday, October 02, 2015 3:47 PM To: Paul Morris; Jj Litchford; Daphne Cales Cc: Catherine Logreco Subject: RE: Account closing notifications - urgent [I] Importance: High Classification: For internal use only A/C# is still closed, in order to reopen account DB Force teas case is needed. On 10/1/2015 JJ created case#01469681 and case was rejected. Please check and advise. Thank you. Kind regards, Halina Mort, Inc Demand Deposit Account Action {https://10.159.69.21/opstopb1/images/menu_d_sm.gif} Admin {https://10.159.69.21/opstopb1/images/menu_d_smegif} Window {https://- 10.159.69.21/opstopbl/images/menu_d_sm.gif} Help fhttps://10.159.69.21/- opstopb1/images/menu_d_sm.gifl 2:37:58 PM CDT Show More EFTA01403128  Account Identification {View Additional Identification Information} Mort, Inc Home: 000-000-0000 Tax ID: F 6100 Red Hook Quarter, B3 Work: Last deposit: 210,000.00, 02/09/2015 St. Thomas Branch: 5 - Core Franchise Current bal: 0.00 00802 Prim officer: 81385 - Amanda Kirby United States Virgin Islands EFTA01403129  Overview Account type: 10 - Business Checking Account short name: Mort, Inc Deposit category: D - Demand Deposit Opened: 02/06/2015 Tax ID: Closed, processing: 05/26/2015 Tax ID owner: 1 - Name/address line 1 Entered: 02/06/2015 Birth date: Reopened: EFTA01403130 Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jersey City, NJ 07311-3901 MS : Phone Securities offered through Deutsche Bank Securities, Inc From: Paul Morris Sent: Friday, October 02, 2015 10:46 AM To: Jj Litchford; Daphne Cales Cc: Catherine Logreco; Halina Laczny Subject: RE: Account closing notifications - urgent [I] Classification: For internal use only The client is funding a transaction in that account today. thanks Paul Morris Managing Director Deutsche Bank Private Bank Office: Cell: From: Jj Litchford Sent: Friday, October 02, 2015 9:12 AM To: Daphne Cales Cc: Catherine Logreco; Halina Laczny; Paul Morris EFTA01403131 Subject: Re: Account closing notifications - urgent [I] Thanks Daphne. Is there anyway to change that for a given client? For context this client (Southern Financial) has around $200MM at the bank spread over 20+ entities each with multiple accounts. This is a really contentious point for them. Appreciate he help. On Oct 2, 2015, at 9:08 AM, Daphne Cales < > wrote: Classification: For internal use only Good morning. Accounts with $0 balances for 90 days are closed automatically on the system. No notification required — if you look at page 43 of the terms and conditions it says we can close an account without notification. It is the account executive/banker/RO's responsibility to make sure accounts are funded and remain active. Let me know if you need anything further. Kind regards, Daphne Cales {https://brandportal.intranet.db.com/img/modules/logo.gif} EFTA01403132 Daphne Cales Vice President I Service Team & Branch Supervisor Deutsche Bank Trust Company Americas Lending & Deposits 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email fhttps://brandportal.intranet.db.com/img/modules/claim.gifl From: Catherine Logreco Sent: Thursday, October 01, 2015 6:25 PM To: Daphne Cales Cc: Halina Laczny; Jj Litchford Subject: FW: Account closing notifications - urgent [I] Importance: High Classification: For internal use only Hi Daphne, Would your group know about below? From: Halina Laczny Sent: Thursday, October 01, 2015 6:16 PM To: Catherine Logreco Cc: Jj Litchford Subject: RE: Account closing notifications - urgent [I] Importance: High Classification: For internal use only Cathy, EFTA01403133 We need your help in ref. accts: a/c and a/ Please check if between 2/15/2015 and 5/26/2015 was sent any notices to the client on those accounts ? We appreciate your assistance. Thank you, Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jerse Cit , NJ 07311-3901 MS : Phone Securities offered through Deutsche Bank Securities, Inc From: Jj Litchford Sent: Thursday, October 01, 2015 5:47 PM To: Halina Laczny Subject: Account closing notifications [I] Classification: For internal use only Hi Halina-- One of our clients tried to transfer money today to an account which was auto closed due to inactivity (Mort, Inc. a/c ). They are furious because they say they did not receive notification of the closing. Do you know who is in charge of that and if we keep records for mail that was sent? EFTA01403134 If you don't know, can you help point me in the right direction? This is very time sensitive because the client is so upset. Much appreciated. 33 {cid:[email protected]} 33 Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email <image006.gif> EFTA01403135