EFTA01283035.pdf

Deutsche Asset & Wealth Management Deutsche Bank Trust Company Americas (DBTCA) Business Deposit Account Opening Application a is Incorporation 14-07U983 Taceyer ID Numbs ITIN) MOD Red Hook Quarters BS Maim Address Ijt Thane PPM 00002 State „ IS ikiteoesi Ft Neither USW Minas rd diffsmen from 111eiirlg address) State Zio Code Client Relationship o COrpotetion O limited LWtHty Company plc) O Attorney Escrow Account ❑ Foundation [3 partnership O Latxkord Master Escrow ❑ NornProfit Organization ❑ Limited Liabaity Partnership RIP) O Ituat/Eatmee Private Wealth Premiums' Elite Business Accounts o Chtiddnp Account O DUCA Certificate of Deposit o Clacking with Interest Woundatkin end Nat-proht alb) APY Tenn O Money Market Deposit 0 06 AG NY Preletrad Cerdtiaste of Deposit O Ca* Master Sweep Account APY Term Promo win Target Amman Twin Amount arfCA <Coo account rsour•ASICOO wee • De AG Preferred Tern. and Condition4 Private Wealth Premium's, Barjking Services 913eitete Checkbook ❑ Debit Cards—buskun Debit Card 0 Name Only 66 Name end Address SardaY.C) WO 1C+ Duplicate Statement Code Color Hum Banking Wealth Ptus Address city __.. NA0S0D0001651L-000135866 W14134871 0111024.072913 SDNY_GM_00038657 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001481 EFTA_00149266 EFTA01283035  Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify end record information that Identifies each person who establishes an account Investment or other business reletenship with a financial Institution. This means that we will ask for your name, address end other information that will allow us to identify you. We may also ask to see Identifying documents such as a conlficete of formation or good standing (legal entities; ore passport or other photo identification (individuals). 3rd EU Notice Governmental ass have also broedened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing these rules call for an active Involvement of both asset management fnns and their clients. For new and *orating client* we currently have a legal obligsdon to ask on col:tomer* galore regarding their Identities, addresnes. source of funds end. If necessary, legal representatives, authorized signatories, beneficial owners or cannel structures and to collect requisite documentation to substantiate the Information. Also, enhanced anti-money !aundenng requitemonis require that should any of the personal or institutional Inkiononion change. our clients would be obliged to itinnedierely notify us of the chenge(s) and provide us with relevant documentation to verify these changes. ATM/Debit Service You acme that the retention or use of die ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Tonne end Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Intamet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA Deform you can access the Interrot Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below. you acknowledge receipt of DBTCA'd Privacy Notice Included In the Application Package. Telephone, Facsimile or E-mail Instructions By signing below, you agree that from time to time you may give instructions by telephone. facsimile or e-mail regarding the above captioned accountle) Idefineu heroin as 'Verbal Instructional. It is understood that the risk of Verbal Instructions being given by person or persons purpoeted to be you Is your man. Absent the gross negligence or willful misconduct of OBTCA, you agree to indemnify end hold harmless DBTCA for any claims. losses, expenses, costs or attorneys' fees resulting from DBTCA'e eating upon suds misunderstood and urouthorked Venial Intrusions. You undertnend that Delta may, but shell not be required to, seek verification of your verbal. facsimile or e- mall Instructions by call back. In case of doubt DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pert thereof, without incurring any Nobility. 0BTCA Is wider no obligation to execute your Verbal Instructions to transfer funds or securities to any accoungs) without written instructions bearing yours:doing! signature. Non-U.S. Organizations: Confirmation of Tax and Compliance ResponsIbilites You confirm that it is your responsibility to fulfill any tax obSgabons end any other regulatory reporting duties applicable to It in any relevant jurisdictions that may arise In connection with assets. income or transactions in your s000untis) and your business relationship with DMA. Furthermore, you confirm that the necessary information (to the beet of your knowledge end capabilities) Is made available no less then annually to the relevant beneficial annals), salons), benalicierydea pertner(s), etc., to enable Ninths/them to fulfill any respective tax obligations that may arise for him/her/them in connection with your business rations* with OBTCA. Neese complete and attach esparto W-8 or W-9 documentation as applicable: Terms end Conditions end Representations By sigreng below, you annovitedge receipt et the Terre and Conditions for Deposit Accoums attached to this Application and agree to be bound by them. In addition, you agree to notify us ;mined ately of any material change to the information provided by you on this Appileedon. You represent and warrent that ell of the information provided by you on this An0licelirin is ecourato. The Terms and Conditions for Deposit Accounts aro strtdect to change. 2 WM131.571 15524 072513 SDNY_GM_00038658 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED IR_ CRIM. P. 6(e) DB-SDNY-0001482 EFTA_00149267 EFTA01283036  Acceptance You tspciaraland that this ap by OBTOL c2 - 4, - /C Autheritiod Sonar Date 43. 0_=.. C Authccit Una Far ociatc.. Nit . • • alli•Inalt zzt.tu-. nr"=' cum* 3 hes(urn 15624 072113 SDNY_GM_00038659 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0001483 EFTA_00149268 EFTA01283037