EFTA01381862.pdf

From: Rodriguez Sent: 11/15/2017 1:08:48 PM To: Stewart 0ldfield I Subject: RE: Portfolio alert_ Classification: For internal use only None that I've kyc'd. I would respond and let them know this person is not part of any of our kycs. Kind regards. Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Barth Trust Company Americas Deutsche Bank Wealth Management 345 P rk A 4th Fl 10154-0O04 New York. NY. USA Tel. Fax Email From: Stewart Oldfield Sent: Wednesday, November 15, 2017 1:07 PM To: Cynthia Rodriguez < Subject: FW: Portfolio alert_ Which account is this related to? I assume this is a different person From: Priyanka Rathore On Behalf Of PWM BIS-Research Sent: Monday, November 13, 2017 5:57 PM To: Stewart Oldfield Cc: PWM BIS-Research < >; PWM US AMLKYC Subject: Portfolio alert Hello, Attached is look back alert for the party mentioned above. Kind regards. Priyanka Rathore CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081050 CONFIDENTIAL SDNY_GM_00227234 EFTA01381862