EFTA01383957
EFTA01383958 DataSet-10
EFTA01383959

EFTA01383958.pdf

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Deutsche Bank Wealth Management I Authorization for Asset Movement For Non-Retirement Accounts 'The undersigned hereby atitherizes and directs Deutsche Bank Securities Inc. (DBSI) to follow the below asset movement instructions. Account Nurritip DEISI Account Name SOUTHERN FINANCIAL LLC Wire Journal Wire federal funds in the amount of $ Li Journal Funds in the amount of $ To Bank Name: [ 1 Journal Holdings: City/State: Qty/Symbol/Security ABA IL ply/Symbol/Security: Further credit to Intermediary Financial Institution (Optional) Journal All Holdings Account 14: To OBSI Account a: Name: Account Name: Ultimate Beneficiary Information: Beneficiary Name: Free Deliveries Account a: ...) Please deliver the securities indicated below to: Additional Instructions: DTCC/I: Name of Receiving Finn: Check Account Name: Issue a check in the amount of S payable to: Recipient's Name: Account Number .- • !reap ..19 Firm Recipients Malting Address: Qty/Symbol/Security: 224,000 / AAPL I Apple Inc Corn Qty/Symbol/Security: QtY/Symbol/Security- Standing Authorization: Checking both boxes a€lows you to verbally vary instructions set forth in box A. A The undersigned hereby requests that this authorization act as a Standing Authorization. The undersigned understands and agrees that this authorization will remain in effect until 0851requests a new authorization or DBSI receives notice of the revocation of these instructions. The undersigned authorizes DBSI to issue the wire check or journal on the clay of untii otherwise instructed. This authorization will expire after 15 months of non-use. 71 B The undersigned further authorizes DBSI to accept verbal or electronic instructions from the undersigned to wire funds, issue checks or journal funds to/from the above listed account(s). The undersigned will provide verbal or electronic instructions as to the date and the amount of the wire, cheek or joumal. PLEASE NOTE: The undersigned understands and agrees to campy with the procedures of ()BSI to verify the authorization and accuracy of verbal or electronic instructions. The undersigned hereby acknowler.lgas that (i) the information contained in this form iscompleteand oozy-ate to the best knowledge of the undersigned; and (i) the undersigned is responsible for the method of trensrnissfon of any instructions issued pursuant to this authorization. If the undersigned elects to transmit any such instructions via fax (including desktop fax), via email or as an image attachment to email (e.g, as a POETIC: or other image of such instructions), the undersigned understands and agrees that the undersigned beats the risk of lops arising from such method of transmission in the event of transmission errors. rdsunderstandirige impersonations, transmission by feta:the-Sri persons, forgery or intercepts. The undersigned hereby releases and holds harmless DB.& from and against loss from any action, eta:minor demand of any person ass result of DEKSI's receipt of or compliance with this authorizat:on and/or any instructkris that may be given to DBSI pursuant to this authorization (includ€ng any standing authorization). For trusts or other entities or agents acting on behalf of Client, the undersigned adueraredges that the underpinned is authorized on bc-hail of Client to enter int& autnorization and issue the instructions under the terms of the governing clocumenz.and any applicable laws. The undersigned understands that 0851 may but Is not required to. seek verification of the undersigned's Instructions by call back and that DBSI may in its see discretion refuse to execute such instructions (including standing instructions) given pursuant to this authorization, without incurring any liability. if 0651 has reason to believe such Instructions (or standing instructions) have not been provided by the undersigned. The undersigned understands that DBSI retains the right to refuse to execute any Instructions to transfer funds or securities to any account(s) pursuant to this authorization without written instructions bearing original signature(s) of the undersigned. Further, the undersigned acknowledges that 0651 shall be entitled to rely on the authorization until actual receipt by DBSI of notice of: (i) Client's or the Mu- undersigned's revocation of the instructions or (il) the death or legal incapacity of Client (if Client is a natural person) or the undersigned. SQ i s Ca !O Sionahwe Prim alarre Date =MI Signature Print Name Date 2010 Deutsche Barn AC. All rights reserved. WM1810148 019594.10MS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083889 CONFIDENTIAL SDNY_GM_00230073 EFTA01383958
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80127cb1d84de74f53e68f35299a6a937008c56983a047899617472ed4105473
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EFTA01383958
Dataset
DataSet-10
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document
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1

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