EFTA01460975.pdf

USPB relationships by size tier - size tier in EUR - data in USD # % of total % total Revenue Q1 % of total Row Labels Relationships relationships CBV Q1 2015 CBVs 2015 (USD) Revenue VRABEL JEROME 1 0% 9,628,102 0% 18,187 0% SINGH A&M 0% 9.624,656 0% 13,117 0% WIENER LARRY 0% 9,587,306 0% 11,396 0% SCHEMAN MARTIN 0% 9,575,791 0% 15,001 0% HYMAN GERALD 0% 9,575,734 0% 20,404 0% KOCH CHARLES 0% 9,519,462 0% 191,219 0% ZAHID FAMILY 0% 9,504,231 0% 13,977 0% BARKER/FORMAN 0% 9,474,698 0% 20,086 0% KELLOGG MARY M 0% 9,450,324 0% 24,548 0% HUNT PRIVATE PARTNE 0% 9,415,269 0% 2,728 0% TRUST F/8/O LOUISE 0% 9,401,614 0% 18,517 0% RILEY ALLAN 0% 9,347,691 0% 17,980 0% SUMMIT COVE INVESTM 0% 9,340,201 0% 2,454 0% CISCO 0% 9,340,000 0% 11,364 0% FOX RIVER 0% 9,324,510 0% 4,690 0% LAMONICA FAMILY 0% 9,314,962 0% 796 0% PURNE MIKAEL 0% 9,273,538 0% 18,113 0% CARNI ABBE J 0% 9,210,602 0% 14,420 0% OURIAN SIAMAK 0% 9,127,150 0% 41,771 0% GARCIA ANTHONY 0% 9,124,372 0% 18,605 0% MOINESTER ISAAC 0% 9,081,202 0% 18,427 0% BROWNELL JAMES 0% 9,070,000 0% 9,657 0% GUEZ GERARD 0% 9,028.172 0% 44.818 0% ROBISON DOUGLASS 0% 9,004,837 0% 30,126 0% PRENDERGAST EU 0% 8,994,245 0% 19,373 0% SOHN EDWARD AND PAT 0% 8,993,898 0% 730 0% TAFFNER DONALD JR 0% 8,982,027 0% 10,026 0% ROSEN ROGER 0% 8,977,048 0% 6,295 0% O'SULLIVAN BRENDAN 0% 8,963,223 0% 24,393 0% THE ROBERT H SMITH 0% 8,944,103 0% 7,227 0% FERRIS ROGER 0% 8,942,196 0% 12,881 0% BECKWITH STEPHEN 0% 8,923,520 0% 5,091 0% MERIANS RICHARD 0% 8,921,817 0% (593) 0% PARRAT FAMILY 0% 8,921,432 0% 30,004 0% HANNON JOHN W 0% 8,903,335 0% 17,176 0% SUMNER GORDON 0% 8,901,550 0% 49,915 0% POLLACK FAMILY TRUS 0% 8,891,277 0% 7,050 0% DISCOVERY OPERATING 0% 8,884,867 0% 20,156 0% PARAGON ADVISORS 0% 8,883,282 0% 26,812 0% MAO DAN 0% 8,847,426 0% 1,064 0% HENDRICKSON 0% 8,771,429 0% 43,342 0% PLAUT BERYL 0% 8,713,992 0% 12,689 0% BROWN RANDY 0% 8,674,501 0% 21,299 0% H WINSTON INC EMPLO 0% 8,671,612 0% 12,348 0% MARTINO ANTHONY 0% 8,665,647 0% 5,514 0% MOFFAT JAMIE 0% 8.594,492 0% 18,472 0% JOHN LAM 0% 8,582,400 0% 0 0% AMSTERDAM JACK 0% 8,559,431 0% 19,665 0% MORRISON JAMES 0% 8,518,832 0% 2,146 0% HOWARD HAL 0% 8,515,930 0% 14,325 0% CUSHMAN LA 0% 8,515,451 0% 26,740 0% SIEGEL STEPHEN 0% 8,499.171 0% 47.340 0% KOZAK AARON 0% 8,496,780 0% 25,144 0% BROWN CORNELIA T 0% 8,487,442 0% 3,219 0% 11/57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122742 CONFIDENTIAL SDNY_GM_00268926 EFTA01460975