EFTA01370076.pdf
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📄 Extracted Text (198 words)
GA was
unable to
identify an
EDR case
raised after
2 the SAR was
filed.
Additionally.
GA was
unable to
9/7/2016, locate
Darren K
6/2/2017, and Active 1791049 7/18/2017 Low WM - PB evidence this
Indyke
8/17/2017 client was
considered
for off-
boarding
after multiple
SAR
filings. This
client
remains al
low risk
rating.
GA was
3 unable to
WM - identify an
Steven A
12/29/2016 Active 1822198 11/7/2017 High PCS / EDR case
Tananbaum
Brokerage raised after
the SAR was
filed.
GA was
unable to
4 identify an
EDR case
Metro Joy
raised after
Management
1285836. the SAR was
3/2/2017 Active 12/3/2014 Moderate WM - PB LLC
1311844 filed.
Metro Joy
Additionally.
International
this client
LLC
remains at a
moderate risk
rating.
GA was
5 unable to
3/2/2017, identify an Metro Joy
5/5/2017, and Active 1311844 10:32014 Moderate WM - PB EDR case International
9/8/2017 raised after LLC
the SAR was
filed.
GA
— identified
6 three
cases
were
created
No exception RDW Capital
8/25/2017 Active on 9/20/2017 High WM - PB
noted. LLC
08/25/27,
same day
of the
SAR filing,
where the
SAR
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062673
CONFIDENTIAL SDNY_GM_00208857
EFTA01370076
ℹ️ Document Details
SHA-256
80376522343196bee70c5454871880e12d8ffbfe7efd1ea41704e2c05a290f40
Bates Number
EFTA01370076
Dataset
DataSet-10
Type
document
Pages
1
💬 Comments 0