EFTA01460563.pdf

Key Client Partners Weekly Business Updates "' Americas Transactions Closed. Pipeline Deals & Client Updates Nov 29th 2013 Desk Deal Product Client SW $(000)k Economics! Orders j alllk • RE portfolio financing • Real Estate • Luksic Family • • Euro 560MNI ban on $226MA1 portfolio . KCP- • Equity Semi • Capital Maikes • Leo Kryss • 60% 180 • $20MM notional on Boyespa . LATAM • Iron Ore • Private Markets • Belford, Option-4 • 90A I 100 • $2 5-5MM firm orders . • CLN • Private Markers • Belford. Fund P • 80'. 1100 • CLN on Pelrobras linked w Inflation . • European Property • Real Estate • A.G.. RMA Erigh • $20MM kixury ti 100MM commercial WIC-US • 5.9y Fed Swap • Capital PrAdrketh • w.ex.. -a:tan • 75H 1150 • $30m nakirmi . JC f VS • Structured Note. • Cedar Market-. • PAK Kin . ' ,,/ • 75H 1150 • Monthly Isna senate ix! eau-. 8 OTC Material Deals in the Pipeline WIC-US • Restricted Stock Saki • Capital Markets • Samson Capital • 809,. I 75 • 30 to 60 days • BH I CO • $10m account • Capital Markets • Bilgil • 80:4 150 • 60 to 90 days - lending related • WIC-US • Equity • Capital Markets • Morin Capital • • JS i OS . . WIC- • Fund,. • • 100,'• I • $2 ST met funds & offshore ETFe • LATAM Desk Deal Product Client % I S(000)k Economics 1.4 KCP-US • Aides CLO • Private Markets • Jaws. Bill F • ' UGC • $38rn see • PowSmart Block Sale • Pnvate Markets • Price Finny • 400k stock sate f PSMT) • Transaction KCP- • • • • • • LATAM Highlights & Material • Pit:leered stock 7.-lk: • Fannie 8 FM stock • Millstoin Housing • 184 • Sold 4 Sailtil ...hates • Clients WIC-US • Air Lease • 2 x MLP • Os • Various • Various • 243 • 344 • 415k alkeatees on 'Ors 515k • • Syndicate • 5014 extra shares moved • • Oxford Lane Capital • Syndicate • Various • 121 • 227k Preferred, paid .54 per bond • WIC- • • • • • • LATAM Deutsche Asset 3 Wealth klanagemeint For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121910 CONFIDENTIAL SDNY_GM_00268094 EFTA01460563