EFTA01320669.pdf

EFTA01320669 Statements SDN,G,00350482 CONFIDENTIAL EFTA,.174  CLEARS SSW.. FTS WeiCis OWNED WASSON OFFICE SitiivreiG YOUR ACCOUNT Br, Slaws Socarnes Cap Bee. Steams & Co. Inc. BEAR 383 MaCoon Avenue ifirillicrk On liSoloch Caler Norm 11201.219P STEARNS 10179 fINANCAL TRUST CO INC ACCOUNT MOUNT GNMA GOVT BOND STATES:NT AIRCO OCCOTIEtt 1, 2006 vlSR CAR wELISPE wertbearsteann.com SeraJC14 December 29.2006 ACCOUNT eaSSER What's In This Statement Illrrrllrrrlr,Illl I ll TAXPAYER SAW on tic LAST STATEMENT Spettenber 29.20116 Financial Summary 1 FINANCIAL TRUST CO INC Your Portfolio Holdings 1 C/O JEFFREY EPSTEIN Your Messages 2 6100 RED HOOK QUARTER STE 83 ST THOMAS VI 00802 If any information reprding 2006 interest. crivio-erds. m Cash Flow Analysis Cash Balance Summary miscellaneous inceme. gross protect or original issue MO NANO disco-Jot is required to be C OpeningBalance Margin 0.174,4 CWSEG reported to the IRS for this in S-0.02 .0.02 -0.02 SC03121E a Consolidated Form 1099w1 be mailed to you by Closing Balance S-0.02 Net CashBalance S-0.02 S-0.02 January 31.2C07or a 1042S by March 15.2007. Portfolio Composition r Your Portfolio Holdings £8,05£00- 019- ANGS CASH & CASH EQUIVALENTS SUM WWII) CERAM DISOOPRON SYMBOUDJSP WASP Prea MU( MAIM NOM MAO CASH BALANCE TOTAL CASH & CASH EQUIVALENTS Piss sat as Moss et swots. Cl Saha veva )Clm as cams max Sig Wernarylf Int irttenatea RCSMy. , E RPM ISSN EtE in 009mME O.at Estes at 110048.14ER r ex% 9 OS Swam at Bs. Sara Esse staboset Vaal Be neared for awl none Sea SSW side lesetart m.nor. 027 'MOMS Z3 CO1 1903 EFTA01320670  clump TmtOtAll mj Mow( Owsen sussovar OFFICE SERVICING YOUR ACCOUNT Ss. Steams Scalia Cap. Bear. Stearns & Co. inc. BEAR 383 madison AwWe Ore Meow" Cenw WN I° Is" STEARNS ak 10179 FiNANCtAt. TRUST CO INC 2 a3 STATEWPCT PEA00 °Member 1.2006 TROUGH December 29.2006 ACCOact 1/..MlaR TAA,Artft MUSA On Fee Your messages LAST Suatmeerr September 29.2006 lig?? As part of the National Association of Securities Dealer's (NASD) Investor Education Program, you may obtain information on the NASEEs Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the imernet address which is vmw.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is available from the NASD icon request. z - End of Statement C in z r ntOSE00- 019- ANGS 02, 12noteme 23 001 MDoI to I IJ b.) S EFTA01320671  CLEARED THRC03n rt9 VMOLLY 0"47) SIA8tDar Bear. Sten Stant Coy. One LltvetlCA Cum North 11201.3859 r FINANCIAL TRUST CO INC 3 a3 O -n STATEMENT BACKER IS PRINTED ON THIS PAGE C in z -H r S81705£00 IN9 ANGS _ 027 124004:0923 001 VC03 LLII2ZOO- V1.43 EFTA01320672  CLEARED Wel 94200204 0.90 SueSOWte OFFICE SERVICING YOUR ArrTNINT Beat. Stearns Co. Inc. Sat - Seises Cap. BEAR 383 Madison Avenue New York New 90* 10179 One 690xecn Ow neat mis cre ¶1201.3838 STEARNS =M T FINANCIAL TRUST CO INC ACCOUNT EXECTRIVE GMMAGOVT 80110 srAmmort .cnoo Sementer I, 200G VISIT OUR WERSITE wmv.bearsteams.corn bilICAICAT Serer 29.2006 ACCOUNT PLAISEA What's In This Statement 11111111rrrlrel,ll I II TATOANIR MAJOCR On ft LAST STATMENT AA* 30.2006 Financial Summery 1 FINANCIAL TRUST CO INC Your Portfolio Holdings 1 C/0 JEFFREY EPSTEIN Your Messages 2 6100 RED HOOK QUARTER 0 STE B3 ST THOMAS VI 00802 0 Z T I I Cash Flow Analysis Cash Balance Summary Ile P0900 OPINING CLOSNO C OpeningEtalarice S-0.02 Margin -0.02 -0.02 in Closing Balance S-0.02 Net Cash Balance 5-0.02 S-0.02 Portfolio Composition r SHORT IOC Your Portfolio Holdings CASH & CASH EQUIVALENTS 98,05£00- 019- ANGS MARKO (swam WARM CESCSOTEN 01.100=110 eemirr. MCI mu( ANPALit RCM Tine 09 CASH BALANCE TOTAL CASH & CASH EQUIVALENTS Pis weary SIX weennosar Sin:444 MY. Sk re ISOVINIS•SISISOASING Pre moon ow dee ewes et ~poste wed a eyed b ye. Ce Sea. i 0,414-14./t a ono b Din Seas Y Soar Seem Sin. Co,. 09 0Anoch Co- Aro row 2811 Sit TM EV:TM thliad be Minot Fn flu mem e ten Slifer ledul 027 0000.25C6 32 COI VIII EFTA01320673  CLEARED naval in veMtur 00/.40 SUOSOtar OFFICE SERVICING YOUR ACCOUNT Bea. SoWns Stni6es Bear. Stearns & Co. trc. BEAR 383 Madison Avenue New Yak. New York 10179 0se ilenceth Cam Math Yon 112W-3859 STERNS FINANCIAL TRUST CO WC snytio6V7 PEF0C0 Septerrbre 1.2[06 not090.1 Septerrter 29.2006 a[COugt misoUR Towers cocoon On Re Your messages LAST 8TATEACre kne 30.2006 tran. Revenue Sharing These money market funds may in some cases have higher yields than money AdviserS, distributors or other affiliates of certain mutual hinds (which market funds whose affiliates do make revenue sharing payments. There is. include money market and non-money market kinds) may enter into therefore, a potential conflict of interest in the form of an additional financial arrangements to pay brokers that distribute their shares for administrative, incentive to Bear Stearns for making available to customers money market 0 technological or other services, including marketing and other support services provided to such funds or their affiliates. Mese fees. commonly referred to as *revenue sharing,' are separate from and in addition to any shareholder funds whose affiliates enter into revenue sharing arrangements. In certain circumstances, a portion of these revenue sharing payments may be passed on as compensation to certain Private Client Services account executives. servicing or distribution fees that a mutual fund pays out of its own assets m pursuant to its Rule 12b-1 plan and other expenses which are described in a fund's prospectus fee table. Rule 12b-1 fees and other expenses described in WO respect to non-money market fund shares held in Bear Steams accounts. Bear Stearns may receive Rule 12b-1 fees and other compensation a fund's prospectus fee table increase a fund's expense ratio and decrease the described in a fund's prospectus but does not receive revenue sharing ci funds yield, Revenue sharing fees, on the other hand. are paid out of the payments. With respect to non-money market fund shares held by certain m assets of the fund affiliate and not from the fund's assets and, therefore. have no impact on a fund's expense ratio or yield. Nitrate Client Services customers away from Bear Steams, Bear Stearns does receive revenue sharing payments in limited circumstances. A portion of these revenue sharing payments are passed on as compensation to the Private Vith respect to money market funds. Bear Steams negotiates revenue sharing Client Services account executive designated by the customer. Bear Stearns H payments separately with each fund family and not all fund families pay the same amount or pay according to the same formula. These payments are does not believe that these revenue sharing arrangements involving such Private Clem Services customers pose a conflict of interest %nth respect to calculated based on a percentage of the dollar valued the fund assets held by customers wtose accounts are held at Bear Steams. Bear Steams in customer accounts. Bear Steams receives up to 0.66% per r year of the average daily assets of fund shares carried in customers' accounts at Bear Stearns. Money market funds whose affiliates do not make revenue The prospectus and statement of additional information of mutual funds available through Bear Stearns may contain additional Information regarding sharing payments to Bear Stearns are generally not offered or recommended revenue sharing payments made by affiiates of the fund company. by Bear Stearns to its customers. L870S£00 IND ANDS 027 090013609 39 001 V315 6LIEZZOCV.L43 EFTA01320674  anno 11•10LIGH VAICtLY *MAD RISS01441 ornct SCRV1CING YOUR ACCOUNT Sr. Lean Senn.% C . Bear. Stearns a Co. Inc. BEAR 383 Madison Arena 10179 Ons MoVelsch 00.0v Monti New RA 11201,11159 STEARNS FINANCIAL TRUST CO INC 3 es Peat./ PECICO September 1. 2006 TtoN00.6 September 39.2006 awe Milan TuSwelat MASKS Cm File LAST STATEtta Are 30. 2006 aW' Bear. Steams Securities Corp. Net Capital and Net Capital Requirements: Securities and other assets in your account are the firm's collateral for any margin loan made to you. If the securities and other assets in your account At May 31. 2006 and July 31. 2006. the Company's net capital of decline in value, so does the value of the collateral supporting your loan, and, approximately $3.7 billion and 53.8 billion was approximately 7% and 7% of as a result the firm can take action, such as issue a margin cal and/or sell aggregate debit items and exceeded the minimum regulatory net capital securities or other assets in any of your accounts held with the member, in requirement of approximately 41.1 billion and $1.1 billion by approximately order to maintain the required equity in the account. It is impotent that you 52.6 billion and $2.7 billion, all respectively. fully understand the risks involved in trading securities on margin, These risks include the following: -n A complete copy of the Bear. Stearns Securities Corp. Statement of Financial Condition Is available on the web site wrivabearsteams.com. Alternatively, to request a free printed copy please call - toll free 1-866-299-9331, • You can lose more funds than you deposit in the margin accent. C • The firm can force the sale of secuities or other assets In your account(s). in - The firm can sell your securities or other assets without contacting you. - You are not entitled to choose which securities or other assets in your accouM(s) are liquidated or said to meet a margin call. • The firm can increase its •house• maintenance margin requirements at any time and Is not required to provide you advance written notice. r - You are not entitled to an extension of time on a margin call. 88,05£00- 019- ANGS 027 OW300604139 001 III to I8 b.) V.) so O EFTA01320675  Matto MROLO. %MOUS Wee Sutton' , OFFICE SOWING yaw ACCOUNT Delf. - Seariass ca Bear. Steams & Co. Inc. BEAR 383 Madison Avenue New Y New Yea 10179 Ore Vercrieth Orin Man sma rm 11201.3.S9 STEARNS FINANCIAL TRUST CO INC 4 el smrsisur niece Serremeer 1.2006 neOLC44 Seilerriber 29 2C06 AOCCI.NT %%NW Ma TAxemist saii3ER Oink Lase siarnickT tune 30.2006 This Statement is provided to explain Bear. Stearns & Co. Inc.'s MSC) ler Pursuant to SEC Rule 606. please note the following: PEr payment for order flow practices. C) BSC routes a majority of orders for customer securities transactions to the primary market for such securities. Orders may also be routed to other market service vendors that assure executions pursuant to complex mathematical Bear. Stearns & Co. Inc. will post its quarterly routing statistics at the following web link: htwirvivm.bearsteams.corni. Click on Individual Investor. Click on Equities. Click on Order Routing Practices. O formulas at better than the national best bid or best offer (NBBO). BSC receives no cash payment or other consideration for such order routing other Customers of Bear. Stearns & Co. Inc. may request information on any order Z T than favorable executions or executions of limit orders at no additional charge. executed within the ono( six months from the time of the request. Specifically, you may request the identity of the venue to which the identified orders were E I routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from Such orders. m End of Statemen r 68tOSEOCIA19- ANGS 027 091005.00 39 001 v91S EFTA01320676  CLEARED THROUGH rrs valEALY OAK* SIARLDUAY BEM. Lars Securen CO11 Ov ParvaiLD Center ECM stow" Nos Vert 1110/4559 WIN FINANCIAL TRUST CO INC O -n STATEMENT BACKER IS PRINTED ON THIS PAGE C in z -H r 06tOSEOCIN9- ANGS 027 00/30061DE 39 001 REIS 8 IJ U.) IJ EFTA01320677  MIMEO natorto, n$ bvsouv &nee) 021.130Wxy OFFICE SERVICING YCL ACCOUNT Int Swe Scoutia 0 Beer. Steams & Co. Inc. BEAR 383 Madison Avenue Ore Isentecn Omit tin la, at m/ 11201.3.103 STEARNS New York. New Tuck 10179 FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE GNMA GOVT BOND srAnsem nrimo lune 1. 2006 Mg OUR WFBSIIE www.tearsteams.com niscsnsi lune 30. 2006 nocouicr until What's In This Statement Ill.., II 111I11111111 011111 Mass,. susses On 1-4. LAST STATevera mato 31.2006 Financial Summary 1 FINANCIAL TRUST CO INC YoUr Portfolio Holdings 1 C/0 JEFFREY EPSTEIN You Messages 2 6100 RED HOOK QUARTER STE 83 ST THOMAS VI 00802 -n Cash Flow Analysis Cash Balance Summary nos PERIO0 mum =are C OpeningBalance 50.02 rn ClosingBalance S-0.02 Margin NetCash Balance -0.02 6-0.02 -0.02 S-0.02 Portfolio Composition r SHORT Your Portfolio Holdings T6tOSEOCIA19- ANGS CASH & CASH EQUIVALENTS 0.4.401 ISMIA11.0 WSW DLSC$3.11O1i 311.1102/041. 0111017121 pate v1.011 ,.wuµ WOVE 11ELO no CASH BALANCE TOTAL CASH F. CASH EQUIVALENTS TIss gnash ts alormalosil sisssies sets RN ea imindocl is sts. Oectrnes TVM *nese% add be nnlowl lays, marts Se Tyne sdrp irrostirt kitangSes 027 O7.O1,O6.1S55 007 VID I EFTA01320678  CLEARED THROUGH ITS VE7OLLY MANED SUSSIMARN OFIXE SERVICING YOUR ACCOUNT SHE Simms Swats COM Bear. Steams & Co. Inc. BEAR 383 Madison Avenue Ore LkOolech cent hem trwor. row we '20 4139 STEARNS New York. New 'WI( 10179 FINANCIAL TRUST Co INC 2 03 STAMEN', 00/00 June 1.2006 THROJON 141W 30 21:06 Arr. N7 MOMS TWAYIN *emcee On YIP Your messages LAST STATEMENT Mtrch 31.2006 The BSSC Fed Funds Rate shall be the rate for U.S. dollar funds. as ita? NOTICE OF CHANGE PURSUANT TO TRUTH IN LENDING SEC RULE 100.16 1) quoted by an independent broker of such funds selected by BSSC for