EFTA01370305.pdf

Southern Financial Buys 5yl0y USD Rates Curve Cap Notional USD 100mio Trade Date 12 Jan 2018 Maturity Date 12 Apr 2018 Strike 0.14% Curve Sy-10y US Swap Fixing 11am USD ISDA FIX Premium USD $41,000 AND Southern Fianncial Pays Fixed in USD 2y Swap Notional USD 12.8mio Trade Date 12 Jan 2018 Swap Start Date 16 Jan 2018 Swap End Date 16 Jan 2020 Client Pays 2.2150% (Semi, 30/360) Client Recs 3m Libor (Q, Act/360) Thank you for the trade again, Martin Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue. 101544O04 New York, NY. USA KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F/NRA Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions ere subject to relevant internal approvals of DB& or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client ofDeutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you andis being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in past) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DB81 or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062999 CONFIDENTIAL SDNY_GM_00209183 EFTA01370305