EFTA00078337.pdf

Signature Page Summary Ghislaine Maxwell Account Number and Description Signature Requirement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement RMA Domestic - Sole Owner Client Relationship Agreement 93830915_0177 enozatrentuv 98£Z Le to op Package ID: 0093830915 1 SDNY_GM_02742191 EFTA00078337 Intentionally Left Blank MOW 11,0 ZC. NE, WOaP SDNY_GM_02742192 EFTA00078338 uorwatxqui way uoneuuojui way Client Information Ghislaine Maxwell Personal Information U.S. Federal Ow requires us Name Ghislaine Maxwell ro °bran leafy and record information that identifies Citizenship United States each person or entity Gender Female that opens an Account with us. When you open an Date of Birth 961 Account, we wOl ask for Marital Status Single you name, street address, date of birth and a tax adenbhcabon number, such as a Soria/Savory number. We may also ask to see a doer' license or other Contact Information documents that way allow Residential Address us to identify you. City, State, Zip Code New York, NY 10065-7007 AVase review and venty aN of the information that you Home Phone a prowled to us when you E-mail Address opened your Account. ff youhave changes, corrections or adcObons, notify o&r Finance!Advisor Employment Information as soon as possible. Employment Status Employed If you share assets with Occupation Other another person, the net worth figure here shows Occupation Industry Other yeti.' portion only. based Employer Name The TerraMar Project upon instructions you proves Business Address 116 E 65th Street InvestmentInformation: City, State, Zip Code New York, NY 10065 - 7007 This section reflects armlets you wended related ro your mwestment experience, Net Worth Information market knowit•dge and Annual Income Range from $200,000 - $499,999 other assets and is used to ensure our investment Liquid Assets (cash and marketable securities) Range from $10,000,000 AND ABOVE recommendations are suitable for your sauabon. Net Worth (excluding primary residence) Range from $10,000,000 AND ABOVE You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 20 JII L Equities None all • Bonds None —.MI • Futures None -1 • Options-Buy None It Options-Sell None 1 You have indicated you are an experienced investor] Knowledge of investments in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. 3 3 SDNY_GM_02742193 EFTA00078339  1.1O1WW1OJUI illdlip ;F. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. 0 1 SDNY_GM_02742194 EFTA00078340  UOIleUllOjUl 1U11O3)V r Account Information w3 0 RMA Domestic Sole Owner Your Account Please review the information Account Number about each of your accounts and nobly your finanoal Account Title Ghislaine Maxwell advisor immeitately if you have any changes or Account Address conecoons. City, State zip New York, NY 10065-7007 For more mformation, please refer to the USS Deposit Cards and Checks for this account, if requested, will Account Sneep ctog✓am be mailed to this address: New York, NY 10065-7007 Duclosum Statement. Primary Account Holder Ghislaine Maxwell Please note. the account risk profile and investment UBS will not disclose your name, address and security *vow Wow are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account. other account Account. may have different account risk profiles and investment Margin Yes obaoroles. I Your Account Mk Profile for You have agreed that the Margin Agreement in the Completing Your Account Opening Process this particular account is defined package governs your use of margin in this account and all other accounts you have now or any as: accounts that you may open in the future. As described in the Margin Agreement, certain securities Aggressive Mang to accept high nsk to principal and high in your Account may be loaned to UBS or to other persons or entities. vatiolity to seek high returns over Cost Basis Method First In,First Out Different accounts may have different ask profiles features and Services You, Investment Objective Produce a Combination of Checking Premier- RMA / BSA Income and Capital Appredation lthestmems VISA Credit (W/Rewards points) seekeg both the generation of Income and growth of principal. Account Objectives and Risk Profile A senior pokrical official's defined as a President or Yee Account Risk Profile AggressiveJSpeculative Resident. Cabinet Member, Supreme Court Justice, Your answers to our profikng questions: member of the form avers Risk Tolerance High Risk Staff, Member of Congress or a Parliament, Chairperson. Ir Investment Objective Risk/Return Objectives Produce a combination of income and capital appreciation Higher Fluctuations, Higher Returns Head or Senior Leader°,a majoe reiwyous organization, or the like. Investment Time Horizon Longer than 10 years (through several market cycles)' Short-Term Liquidity Needs No Sweep Account Election Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT Sweep Cap Election Yes Cap Amount 5250000.00 Secondary Sweep Fund UBS AG DEPOSIT ACCOUNT U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attomey, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer 5 5 SDNY_GM_02742195 EFTA00078341  Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E•mail Address gmaxliDellmax.com UBS Credit Card Profile (With Rewards points) Applicant GHISLAINE MAXWELL UBS Card Program UBS Visa Signature Credit Card Card Security Contact Phone Number (Applicant) 6 6 SDNY_GM_02742196 EFTA00078342  RMA Domestic Sole Owner Your Account Please review the information Account Number about each of your accounts and nobly your financial Account Title Ghistaine Maxwell Mao,immediately if you have any cha ges or Account Address COITOCDOM. City, State zip New York, NY 10065.7007 For more information, please refer to the VHS Deposit Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder New York, NY 10065.7007 Ghislaine Maxwell 1 Account Sweep Program Disclosure Statement. Pleasenote the account risk profile and investment UBS will not disclose your name, address and security objective below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. may have (efferent account risk profiles and investment Margin No chines. Your Account Risk Profile for If you did not choose Margin when you opened this account, you may ask to establish margin by this particular account is defined contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other Moderate nary to accept some risk to principal and tolerate accounts you have now or may open in the future. some volatility he seek higher returns. Cost Basis Method First In.First Out Different accounts may have different risk profiles Features and Services Your Investment Obfretilit Produce a Comblnadon of Premier- RMA / BSA Income and Capital Appredadors Investments seeking both the generation of Account Objectives and Risk Profile income and growth of peincipal. In accounts with consenetive Account Risk Profile Your answers to our profiling questions: 6_ Risk Tolerance Moderate Moderately High Risk a a moderate risk profdes, Investment eligibility considerationshelp us Identify whether you maybe Sgh to invest in certain I Investment Objective Risk/Return Objectives Produce a combination of income and capital appreciation Moderate Fluctuations, Moderate Returns I higher risk seambes as a portion of your portfolio. These imesrmenm offer adthtional diversification. Investment Time Horizon 7. 10 years a A senior pobtical official is Short-Term Liquidity Needs Yes defined as a President a rye President Cabinet Member, Sweep Account Election Supreme COO/11156M Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT member of the Joint thiers Staff, Member of Congress or Sweep Cap Election Yes a Parliament Chairperson. Head or Senior Leader of a Cap Amount 4250000.00 major religious organization Secondary Sweep Fund UBS AG DEPOSIT ACCOUNT or the like. U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attomey, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer 7 7 SDNY_GM_02742197 EFTA00078343  Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E•mail Address a SDNY_GM_02742198 EFTA00078344 I I RMA Domestic Sole Owner Your Account Please reviewthe information Account Number about each of your accounts and nobly your Financial Account Title Ghislame Maxwell Adam* immediately if you have any charges or Account Address COIT0CDOM. City, State zip ew 0rk, NY10065.7007 -MM For more information, please 1 refer to the VHS Deposit Cards and Checks for this account, if requested, will Account Sweep Program be mailed to this address: New York, NY 10065.7007 Disclosure Statement. Primary Account Holder Ghislaine Maxwell Please note the account risk profile and investment UBS will not disclose your name, address and security objective below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. may have (efferent account risk profiles and investment Margin No chines. Your Account Risk Profile for If you did not choose Margin when you opened this account, you may ask to establish margin by this particular account is defined contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other Moderate war* to accept some risk to principal and tolerate accounts you have now or may open in the future. some volatility to seek higher returns. Cost Basis Method First In,Frzt O,u Different accounts may have different risk profiles Features and Services Your Investment ObJectiVe Produce a Combination of Premier- RMA / BSA *KWH and Capital Appreciation: Investments seeking both the generation of Account Objectives and Risk Profile income and growth of principal. In accounts with conservative Account Risk Profile Moderate a moderate risk profdes, Your answers to our profiling questions: a hwesonent eligibility eonsioferations help us 6_ Risk Tolerance Moderately High Risk 11 identify whether you maybe Sgh to invest in certain I Investment Objective Risk/Return Objectives Produce a combination of income and capital ai appreciation Higher Fluctuations, Higher Returns l higher risk seambes as a portion of your portfolio. These imesrmenm offer adtheoraI diversification. Investment Time Horizon 7. 10 years A senior parka!official is Short-Term Liquidity Needs No defined as a President a Vice President Cabinet Member, Sweep Account Election Supreme COW llEbte. Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT member of the Mint Cl iers Staff, Member of Congress or Sweep Cap Election Yes a Parliament Chairperson. Head or Senior Leader of a Cap Amount 4250000.00 major religious organization Secondary Sweep Fund UBS AG DEPOSIT ACCOUNT or the Ate. U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer 9 9 SDNY_GM_02742199 EFTA00078345  Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address to 10 SDNY_GM_02742200 EFTA00078346 I RMA Domestic Sole Owner I Your Account Please review the information Account Number about each of your accounts and notify your financial Account Title Ghislaine Maxwell Mika*immediately if you Me any changes or Account Address corrections City, State zip New York, NY 10065-7007 for more information, please refer to the OBS Deposit Cards and Checks for this account, if requested, will Account Sweep Program be mailed to this address: New York, NY 10065.7007 Disclosure Statement Primary Account Holder Ghislaine Maxwell Please note the account risk profileand ni vestment UBS will not disclose your name, address and security objective below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts may have different account risk Account. I profiles and investment Margin No objettives. Your Account Risk Proffie far If you did not choose Margin when you opened this account, you may ask to establish margin by this particular account is defined contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other Moderate WrIong to accept some ask to principal and tolerate accounts you have now or may open in the future. some Shrill**seek higher refund. Cost Basis Method First In,Firt Cu: Diflavor accounts may have different risk profiles Features and Services YCvt !nutriment objective Produce a Combination of Premier- RMA/ BSA Marine and Capital ri Appreciation ineesunents seeking both the generation of Account Objectives and Risk Profile income and growth of phnopat in accounts with conservative Account Risk Profile Moderate or moderate ask wet, Your answers ro our profiting questions: a Investment eligibility considerations help us 6_ Risk Tolerance Moderately High Risk identify wheilt-r you may be algae to invest in certain Produce a combination of income and capital Investment Objective higher Mk securities as a appreciation I portion of your portfolio. r Risk/Return Objectives Moderate Fluctuations, Moderate Returns These investments offer a additional cfiversificadon. Investment Time Horizon 7 - 10 years a A senior pobrical official is Short-Term Liquidity Needs No defined as a President or Vice President Cabinet Member, Sweep Account Election Supreme Court Justice, Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT member of the Joint chiefs Staff, Member of Congress or Sweep Cap Election Yes a Parliament, Chanperson, Head or Senior Leader of a Cap Amount $250000.00