EFTA01369496.pdf

Client is a billionaire. It's not like this is a specific $6mm of his. Most of his wealth comes from investments and advisory fees. From: Vahe Stepanian Sent: Tuesday, December 20, 2016 10:09 AM To: Amlcompliance Inquiries; Zbynek Kozelsky; Cynthia Rodriguez; PWM AMLCompliance; Stewart Oldfield Cc: Joshua Shoshan; Donald Summer; Cherie Quigley Subject: RE: URGENT - THIRD REQUESTIlm RE: Inquiry Regarding THE HAZE TRUST, Account# S Alert# SAM1788880 [I] Classification: For Interns use only We don't know the answer. Are we supposed to reach out to client about this? Thanks, Vahe From: Danya Friedman On Behalf Of Amlcompliance Inquiries Sent: Tuesday, December 20, 2016 9:39 AM To: Zbynek Kozelsky; Cynthia Rodriguez; PWM AMLCompliance; Stewart Oldfield; Vahe Stepanian Cc: Joshua Shoshan; Donald Summer; Cherie Quigley; Amlcompliance Inquiries Subject: RE: URGENT - THIRD REQUESTom RE: Inquiry Regarding THE HAZE TRUST, Account# S Alert# SAM178&880 [I] Importance: High Classification: For internal use only Good Morning: From the initial response below, it appears that a response was given on a different wire in the amount of $23 mil between brokerage and the private bank. Can anyone answer the inquiry regarding the wire from HSBC? W40024141 DAV 1 W /C20100 MIDLCS221N1 fACC/PSISWIWO LW .40 AMC SANK USA. NATIONAL ASSOCIATION VOID //EIRE ASSOCIATES 1500 7VSONS ALPE, /ACC/PERSS3710 LLC IC LEAN VA 22102 /MERE ASSOCIATES // /DAS/REPt9026S071210S2 000100007 N40024943 THE RALE TRUST. 7N ESEC SECORITIRS SERVICES IIERLAND) 20S190201 RED TO 30SRPIS IS LP C DAC eDAS/E571.02CSSTCERS P•075C UBE STRUT LP 9.30.2014 1 CEASO flat. BOUM. MANS CANAL 2 N104064101 EARROUR Dust!' 2. IRELAND Incoming: 10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC BANK USA, NATIONAL ASSOCIATION 1. Who is the ultimate originator of these funds (i.e. if this is investment income, please give the name of the investment that the funds originate)? Best Regards/Mrt freundlichen Grialen, PWM AML Compliance Deutsche Bank 60 Wall St.. 23 Floor CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061782 CONFIDENTIAL SDNY_GM_00207966 EFTA01369496