EFTA01416771.pdf

Subject: Neptune LLC & Butterfly Trust - GCIS 487264 & 486426, KYC # 2075620 [I] From: Mayur Rathod Date: Mon, 15 Apr 2019 09:46:36 -0400 To: Stewart Oldfiel Cc: Vijay-A Sawant Bradley Gillin Natalie Barak Vinita Advani Classification: For internal use only Hi Stew, Good Morning!! I am completing the 2019 HR Periodic Review for the subject client. *** After reviewing all the available documents & previous KYC below is the drill down for all the three account holders. Please confirm if it is correct. Joint Account Holder & Auth Signor Karyna Shuliak Joint Account Holder & Auth Signor Neptune LLC - 487264 Account Holder Jeffrey E. Epstein UBO, Sole Member of Neptune LLC & Auth Signor EFTA01416771 Harry Beller Auth Signor Darren K. Indyke Auth Signor Richard D. Kahn Manager of Neptune LLC Butterfly Trust - 486426 Account Holder Jeffrey E. Epstein Grantor of Butterfly Trust Harry Beller Trustee & Auth Signor Erika Kellerhals Trustee & Auth Signor Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust EFTA01416772  Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Darren K. Indyke Beneficiary of Butterfly Trust Karyna Shuliak Beneficiary of Butterfly Trust Richard D. Kahn Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust EFTA01416773 *** Below are the details required to complete the 2019 Periodic Review :- Please confirm if there are any material changes for all the three account holders KYC — will need client person name you confirmed this with and date. Could you please provide SOW verification (SOW description) for Karyna Shuliak. Also please confirm if she has dual citizenship — She has US Driver's License (attached) and we found an old Employment Authorization Card (also attached) which shows her Country of Birth as Belarus. Primary Decision Maker for all the three account holders. I've already launched the case and will raise research once we get the no material changes confirms ion. Please note depending on your responses, we may require additional details/- documents. Also would like to inform you that in coming days I'll be sending review email for other SOUTHERN FINANCIAL RELATIONSHIP accounts. Kindly assist with the above. Thanks is advance. Kind Regards, {cid:1 [email protected]} Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited EFTA01416774 Wealth Management Floor 1, 61, DB Centre Mumbai Nirlon Knowledge Park, Western Express Highway, Goregaon East, Mumbai 40006 Tel.: Email EFTA01416775