EFTA01460736.pdf

To: Date: 06/06/2014 09:14 AM Subject: Client Tiering 111 Classification: For internal use only Hi Chip, RV spoke to me about the client tiering exercise that needs to be completed for the Client Advisory Board. To my understanding, the Platinum Client list has been suggested but several more clients need to be identified since Roelfien and Jerry are looking for 50 clients from IVM. If you haven't already done so, do you want to leverage the top 10 relationships for the 4 teams I sent you yesterday? Let me know if you want to discuss. Andrea Andrea Tapia Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Tel. Mobil Email Securities offered through Deutsche Bank Securities Inc.[attachment "Top 50 WM Relationships.xlsx" deleted by CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122218 CONFIDENTIAL SDNY_GM_00268402 EFTA01460736