EFTA01521760.pdf

GHISLAINE MAXWELL ACCT For the Period 8/1/13 to 8/31/13 Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield Preferred Stocks CITIGROUP CAPITAL XIII 27.49 10,000.00D 274,909.00 261,300.00 13,600.00 19,690.00 7.16% 7 7,6% PFD 173080-20-1 C PN NA MA1 COUNTRYWIDE CAPITAL V 25.06 4,200.000 105,252.00 98,778.96 6,473.04 7,350.00 6.98% 7% PFD 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 28.00 2,500.000 65,000.00 62,500.00 2,500.00 4,187.50 6.44% 61% PFD 48125E-20.7 JPM PC Total Preferred Stocks $45,162.00 0422,679M 022,573.04 031,227.60 7.01% Concentrated & Other Equity GENERAL MOTORS CO 48.66 1,000.000 48,680.00 50,000.00 (1,340.00) 2,375.00 4.88% CV PFD B 593.75 37045V-20-9 GM PB JPMORGAN CHASE & CO 110.04 150.000.000 165,061.50 157,909.17 7,152.33 11,850.00 7.12% 7.9% PFD STK APR 30 2049 3,962.80 DTD 04/23/2008 46625H-HA-1 BBB /BA1 Total Concentrated & Other Equity $213,721.60 $207,909.17 $5.812.33 $14,225.00 6.61% $4.576.55 JP Morgan Page 7 of 36 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049184 Chase CONFIDENTIAL SDNY_GM_00318382 EFTA01521760