EFTA01344572.pdf

From: Diego Galan/db/dbcom To: Paul Morris/db/dbcom@DBAMERICAS, Cc: Amanda Kirby/db/dbcom@DBAMERICAS Date: 12/03/2013 03:17 PM Subject: Re: Success Story for this coming Thursday USPB It Banker meeting [I] Classification: For internal use only Thanks Paul. Please take a look at the attached page and let me know if you have any comments. Also, can you mention a few aspects of the DB Product Platform and KCP offering that were attractive to the client vs. 7P Morgan offering? Thanks, Diego [attachment "success story.pptx" deleted by Amanda Kirby/db/dbcom] (Embedded image moved to file: pic13301.gif) Diego Galan Head of Strategy Wealth Management Americas DB Securities Inc 345 Park Avenue 10154-0004 New York, NY, USA Tel. mobile Email Assistant: Ladie Whitaker (Embedded image moved to file: pic12620.gif) From: Paul Morris/db/dbcom To: Diego Galan/db/dbcom@DBAMERIcAs, Cc: Amanda Kirby/db/dbcom@DBAmERIcAs Date: 12/03/2013 02:53 PM Subject: Re: Success Story for this coming Thursday USPB MD Banker meeting [I] Classification: For internal use only client profile: Billionaire entrepreneur; family office, philanthropist Highly sophisticated private investor and trader across asset classes and derivatives One of largest brokerage clients at 7P Morgan; Multiple relationships across the street Private investor in early stage VC Deal Description: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030187 CONFIDENTIAL SDNY_GM_00176371 EFTA01344572