EFTA01519454.pdf

CHISLAINE MAXWELL -OAP IHD ACCT. For the Period 2/1/14 to 2/28/14 Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value • Securities Transferred Out 2/26 Free Delivery ZURICH INSURANCE GROUP-ADR TRANSFER TO UBS (2,025.000) (61,306.88) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 55,63028 (ID: 989825-10-4) 2/27 Exchange VODAFONE GROUP PLC SPONS ADR REVERSE SPLIT - (1,905.000) (74,295.00) HOLDERS RECEIVE 6 NEW SPONSORED ADRS OF 53,061.37 VODAFONE GROUP PLC, CUSIP: 92857W308 FOR EVERY 11 OLD SPONSORED ADRS HELD. (ID: 92857W-20.9) Total Securities Transferred Out (11)322.776.63) TRADE ACTIVITY Note: L indicates Long Term Realized GainlLoss S indicates Short Term Realized Gain/Loss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost GaiNLoss Settled Sales/Maturities/Redemptions 2./5 Sale ABB LTD SPONS ADR § 24.7907 8,817.44 BROKERAGE (275.000) 24.75 8,806.32 (6,187.94') 15.88 L 2./10 High Cost 11.00 TAX 8/OR SEC .12 FIDELITY CAPITAL MARKETS 622.50 S (ID: 030375-20-4) 2.6 Sale ABB LTD SPONS ADR 0 25.040311,268.14 BROKERAGE (450.000) 25.00 11,249.94 (9,707.94) 1,542 00 L 2;11 High Cost 18.00 TAX 8,/OR SEC .20 FIDELITY CAPITAL MARKETS (ID: 000375-20-4) Total Settled Sales/Maturities/Redemptions $18.056.26 1515.875.88) $1,667.88 L 1622.60 S J.P. Morgan Account age 13 of 15 Consolidated Statement Page 47 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046740 Chase CONFIDENTIAL SDNY_GM_00315938 EFTA01519454