EFTA01401272.pdf

Subject: Re: FW: alert [I] From: PWMUS AMLKYC Date: Fri, 06 Feb • • - To: Amanda Kirby Cc: PWMUS AMLKYC Classification: For internal use only Hi Amanda: The last time the alert was reviewed, was named as one of the beneficiaries of a trust where Mr. Epstein was the Grantor of (Butterfly Trust). was not opening an account and has no authority on the trust account. Please advise if this is still her current status on the accounts with the Private Bank. Kind Regards, MC (Embedded image moved to file: pic04834.gif) Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Jacksonville, Florida 32256. USA Tel. Mobile Email Visit us: http://www.db.com (Embedded image moved to file: pic18859.gif) From: Amanda Kirby/db/ To: PWMUS AMLKYC/db Date: 02/06/2015 09:56 AM Subject: FW: rdc alert [I] EFTA01401272 Classification: For internal use only These alerts are from 2008. I requested research after October 2013 as the below had already been cleared in the last KYC. Please clear again. Attached is the prior clearance. From: Urvashi Lavania On Behalf Of PWM BIS-Research Sent: Friday, February 06, 2015 9:52 AM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: dc alert [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. ched file: IFIMIIIrdc alert ched file: rdc alert_l.p ee a ached file: rdc alert_ p Regards Urvashi[attachment rdc alert.pdf" deleted by Monifa Crawford/dbilIMIIII] attac ment • 1.pdf" deleted by Monifa Crawford/db/dimmil [attachment " alert_2.pdf" deleted by Monifa Crawford/db/alimm] [attachme RDC Clearance.pdf" deleted by Monifa Crawford/dbl.'. EFTA01401273