EFTA01454514.pdf

r nr 47 rrItNr.' e an roup 30 Jul 2014 SOUTHERN FINANCIAL, LL. Page 2 Of 2 Request 182298 11, As of 30 Jun 14 Deutsch* Bank AO SOUTHERN FINANCIAL, LLC FX • Options Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MT M(USO) SOUTHERN ExEurcepl 21-Noo-2013 20-Nov-2014 25-Nov-2014 (1.003(20 00) USD 101030.000 in SHORT EUROPEAN CALL 101 020 ;^'94 F7! FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Net-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0000 11.50487 FINANCIAL. LLC oithOpt SOUTHERN FXOneBerOneT 21-Nov-2013 2011ov.2014 25-Nov-2014 (2120 00) USD 0 JPY LONG EUROPEAN 0.020 8,36106 FiNANCIAL. LLC outhOpt SOUTHERN EXOnet3anOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 MI USD 0 Fr LONG EURCPEAN 0.0000 5,952 40 FINANCIAL. U.0 ouchOpt SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT EUROPEAN PUT 1.3450 ;38.48293) FINANCIAL. LLC SOUTHERN F)EuroCp1 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR 03.800,000.00) USD LONG ELRCPEAN CALL 1.3802 68.427 49 FINANCIAL, LLC Subbtal: 38,32.02 Long/ NotCcy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity NotAmt 1 1 Quantity Unit Unit Strike Price MTM(USD) SOUTHERN Commodity0pEu 03-Apr-2014 05.Dec-20I 4 05-Dec-2014 SHORT EURCPEAN CALL XCU (8 72,2C A USD i50 00) MT25 0 7000 0000 (37194! OD) FINANCIAL LLC ro BaseMetal Subtotal: t ..: I ;.: Total: (333,572.99) Statement ID: 182298_20140630_20140701_1 The valuation information set forth in this statement is provided subject to the teens and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112659 CONFIDENTIAL SDNY_GM_00258843 EFTA01454514