EFTA01362158.pdf

KYC Print Page 4 of 13 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: Jeffrey Epstein - 00000483289 Date of Birth: 1/20/1953 Country of Residence: USVI Country of Citizenship: USA Address of primary Litte Saint James Saint Thomas 00802 16 Virgin Islands residence: Profession/Occupation: Self Empolyed Tax ID / SSN: 090-44-3348 Current Employer: Southern Fnancial LLC Position/Tide/Rank: President Address of employer: 6100 Red Hook Quarter B3 St. Thomas USVI 00802 Is the individual a Politically Exposed Person (PEP)?(// Yes, describe) r Yes F No To the best of your knowledge, is the individual related to an employee of the DB F Family r Friendship F None group?(if Family or Friendship, describe) To the best of your knowledge, is the individual party to a non-banking relationship r yes F, with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of ' No goods or seivices)?(if Yes,describe) If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: went Private (lent Place Bank Officer Name(s) Bank Office: Other Location (specify): Date: Donate: of Business: Paul Morris r r- F7 2/4/2015 [ r i- r r F Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Buaness: Private investments F Business Owner ISalary/Earnings P . Investment r Inheritance/Gifts Summanze Source of Wealth: F Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Steams and became a partneri n 1980. In 1982, Epstein founds his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Fnancial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Steams and his financial management firms Estimated Annual Income 10,000,000.00 Estimated amount of investable assels($): $50 MM - 100 MM (S): Estimated Net Worth($): $100 MM - 500 MM Amount of assets planned to invest with PWM($): Other Known Fnancial Institutions: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 8/10/2015 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0051473 CONFIDENTIAL SDNY_GM_00197657 EFTA01362158