EFTA01369566.pdf

Customer: Darren K. Indyke PLLC Salesforce - Unlimited Edition Page 2 of 4 'Institution I JPMorgan Est AVM 1 $:500.030 • Institvtron 2 ALIN 2 • Inelltutton 3 ' Est AUM 3 Biography Oesmealion Invesiment Guidelines Inlet No.:mini Rim mit High Risk Updates/ACU Exemptions Exemption Sulu* Annual Chan: Undsio Chbb Data Soo Eames Ramon Rote Banking < 5250K Paat.tAra Eeplanaiion Eaten ption Reason himh Risk inPerion 100011114 Ohm Year Oder: Iclecelba Len:Sing Reims Du* reason, Data Flettdait Tante:ame Barlong SOnnart (34rield ACV MI in Customs, ACV on this Customs, also Coma AddltIonM Information (Entitles Only) • Nature of 0 veins Law prelme This is Darren Irdyko's • Tye of Entity Caripeny Pemate Wm frm • Country Cl Inootpoiston USA • Typo of Entity Other Registration ispocity) • Dem of 915:20013 • Puipow of Entity. Prrvate Inestment intorporetiorvRagistrailun 'Count,Ms *tin LISA • Purpose of Emery aimless on Iranmu fed Other Mae dr/ • Number of Employee 1 *Descciphon M Srnge member PLLC wen Darren IC Olierentional Indyke as the sole member and owner Ownership ECM I Aklett ]Starinpl Contacts Cis.1),.,t nap Action CONING' Name Salutation Primary Main C.44114C1 Phone PSI*, Mons Woo Email Darren K InOye Pi I C DB Accounts 116 Aoturs Ney Action 06Accored Nate Account Id Consim Name Product Nee Nadel Yaks Ost•Ciplawd Active Silence Pa 42953707 plattl.15. D111221d $220.17966 11/1/2013 ✓ 4:97014 11.fteal Indyke PLLC Transaction* la—KiN rjrg_LmS Q2122Id 42960055 N CO 41280015 74270015 K, INDYKF PI P r IC4444 P, I C nithatilhalli DARREN Watf—Mnat — K. l PI I r 4403817 Clijr r ( $o co 4/28/2015 7,27/2015 1141hike Pu.0 etantaitososol ill 441241149 Clara&it Money Market I/3O/2O14 Indilte Pt' 80.00 11/112013 PILL ell20416-41271145 IMINI - DARREN 42963651 Cram& DS62221 Tram:actions SO.00 11/1/2013 1aO8O14 1C INDYKE PI Lc Indelos Pa( show I moms I CM to et (6/ a Contact Exemptions ACUs C-10000 Choopam ACL, No records to display Customer Team !MI Cuthant< Tem Mt No learn mentors Associations ANY:410KM Mc No records to &Wax Cases `M.w Gus' CNKS Action Case Can Reconi Type Type Caw Suimmt Contact Rama Data Opened Status Owner https://dbforcepb.my.salesforce.com/0016000000tuOjM 8/8/2016 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061924 CONFIDENTIAL SDNY GM_00208108 EFTA01369566