EFTA01597249.pdf

085 Financial Services Inc SUBS Private Wealth Management 299 Park Avenue Business Services Account 26th Floor New York NY 10171-0002 January 2020 AP260003763330120 Yt 0 TERRAMAR PROJECT, INC. 139A CHARLES ST APT 233 Account name: TERRAMAR PROJECT, NC. BOSTON MA 02114-3252 Friendly account name: TERRAMAR Account number: 1 23656 SS Your Anandal Advisor. SCOTT STACKMANILYISCASRIEL Questions about your statement? CA your Financial Advisor or the Value of your account ResourceLine at 800-762-1000, on December 31 (1) on January 31 ($) account 029023656. Your assets 0.00 10.00 Visit our vvebsite: Your liabilities 0.00 0.00 now.Les.corni financialservices Value of your account $0.00 $10.00 Items for your attention . Help protect yourself from fraud and renew bank. cede card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during 2020 Value of your account S Thousands at year end 2019 $0.00 Net deposits and withdrawals 11000 37.3 Ycur investrrent return: Change in market value 5000 17.0 10.3 value of yaw account on Jan 31.2020 $10.00 0.3 0.0 00 Dec 2014 Dec 2015 Ott 2016 Dec 2017 Dec 2019 Dec 2019 Jan 2020 SDNY GM 00009582 Member SIPC APZ60001000376333 P26000023851 00001 0120 000:00030 Y1236S6S50 000000 Page 1 of 6 CONFIDENTIAL EFTA01597249  TERRAMAR PROJECT, INC. YourNo.2dd Advisor: UBS Business Services Account JdriLbry 2010 Account name: Friendly account name:TERRAMAR Account number. Y1 23656 55 SCOTT STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of January 3 I (s) your account Cash and money balances may include A Cash and money balances 10.00 100.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account, LI85 MC inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important in'cannon D Fixed income 0.00 0 00% about your statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $10.00 100.00% A Value of your account $10.00 Eye on the markets Percentage change Index January 2020 Year to date 58P 500 -0.04% -0.04% Russell 3000 -0.11% -0.11% MSC I - Europe, Australia & Far East -2.08% -2.08% Barclays Capital U.S Aggregate Bond Index 1.92% 1.92% Interest rates on January 31, 2020 3-month Treasury bills: 1 50% One-month LIBOR: 1.66% AP26000i 000376334 P2600a023851 MOM 0120 C00000000 Y123656550 CC°§5}1VGM0000909* 2 of 6 CONFIDENTIAL EFTA01597250  Business Services Account Account name: TERRAMAR PROJECT, INC. Your Neancial Advisor: Friendly account name: TERRAMAR *UBS January 2020 Account number: Y1 23656 55 SCOTT STACK MANLYLE CASRIEL Change in the value of your account UBS Bank USA Business Account APY January 2020 (S) Year to date (t) Interest period Dec 6 - Jan 7 Opening account value $0.00 $0.00 Opening UBS Bank USA Business balance Dec 6 $2,505.74 Deposits, including investments Closing UBS Bank USA Business balance Jan 7 $0.00 transferred in 10.00 10 ) Number of days in interest period 33 Closing account value $10.00 $10.00 Average daily balance $759.32 Interest earned $0.00 Cash activity summary Annual percentage yield earned 0 00% See ACCOunt ac6vity WS month for dela Is. Baances in your Sneed Options are included in the wiling and closing osances yea ue. FDIC insurance *Pies to deposits at UBS Bank USA and in banks panicipatirig in the UBS FDIC insured Deposit Kogan. R does not apply to deposes at Les AG, Stamford Branch. SIPC protection apples to money market sweep fund Adding; but rot bank deposits SeeImportant information &boot your statement on the tat two pages cf this document for &tab. My Choice Rewards Points from UBS Rewards points are reflected as of the 26th of the month or the prior business day if the 261h falls on a January 2020 (5) Year to date(1) te weekendholiday. Rewards point activity Mail Can De found on vomvubs ComionlenesteviCes Opening balances $0.00 $0.00 January 2020 Year to date Additions Opening balance 0 0 Deposits and other funds credited 10.00 10 00 Closing balance 0 0 Total additions $10.00 $10.00 Net cash flow $10.00 $10.00 Closing balances $10.00 $10.00 SDNY GM 00009584 APZ60C01000376335 P26000023851 CC001 0120 CODO0C000 Y123656550 000000 Page 3 of 6 CONFIDENTIAL EFTA01597251  Account name: TERRAMAR PROJECT, INC. UBS Business Services Account January 2020 Friendly account name: TERRAMAR Account number Y I 23656 S5 Your Mmodel Advisor: SCOTT STACKMANLYLECASPIEL Your investment objectives: You have identified the following investment objectives for this account if you haw questions about these objecoves, disagree with them, or wish to change them, please contact your Financial Achasor or. Branch Manager. You can find a full description of the alternative investment objectives in Important informatron about your statement at the end of this document. Your return objective: Capital appreciation Your tisk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out, APZ60C01000376336 PZ6000323851 C0001 0120 000000000 Y123656550 copeANYGM0000951§Nle 4 of 6 CONFIDENTIAL EFTA01597252  Account name: TERRAMAR PROJECT, INC. Business Services Account Your 15 nandal Advisor: *DUBS January 2020 Friendly account name: TERRAMAR Account number: Y1 23656 55 SCOTT STACKMANLYLE CASR1EL Your assets Sane prices, income and current values shown may be appronmale As a result. gains and losses may not be accurately reflected. See important information about your statement a the end of INS d0curneM for more information. Cash Cash and money balances Cash and money balances may Muth available cash balances, UBS Bank USA deposit account balances, U85 Bank USA and all U85 FDIC Insured Pr0gam Bank deposit aCCOant DdeliCeS are mitaled by the FDIC within UBS FDIC Insured Proaan Bank &lances. UBS AG Stamford Branch deposit account Waxes and money applicable I in-its, but are not motet ted by 9PC. UBS AG Stanford Branch deposit account balances are not insured market mut ud fund sweep balances. by FM and ae no protected by 51K. Money market sweep balances are protected by 51K but are rot Insured by the PDC See the important reformation about sour statement at the end of des document for details about those balances Cpering belaxe Closing belanCe PnCe per share Average Dnidend Interest Dann add ng on tan 1 (s) on ran 31 (5) on tan 31 (S) rate Period penod Cap amount (S) UBS BANK USA BUS ACCT 0.00 I 000 250,000.00 Your total assets Percentages Cost Estimated unrealized wive on Ian 3101 your account basis (S) annul income (5) gan or losS (S) Cash Cash and money balances 10.00 100.00% 10.00 Total $10.00 100.00% $10.00 Account activity this month Foe more informaion atout the price/value shown for restricted Set u atteS. See important Intormaticm abut your statement at the end of this docunent Your Oteantityl Cash Cal) and Date A<Ihtty Description expense code Face Mut Pricervalue (S) amount (S) money balance II) Dec 31 Cash end money balance 14.00 Jan 15 Deposit DREG DEPOSIT NETWORK FOR GOOD 10.00 10.00 REF* 111000022104542 Jen 31 Closing cash and money balance $10.00 SDNY GM 00009586 Arz60001000376337 M000023851 tC001 0120 000000330 Y123656550000000 Page S of 6 CONFIDENTIAL EFTA01597253  UBS Account name: TERRAMAR PROJECT, INC. Business Services Account Friendly account name:TERRAMAR Your M modal Advisor. SCOTT STACK MANLYLE CASRIEL January 2020 Account number Y1 23656 SS Account activity this month (continued) Ose Actiaty L.tscophon Amount (S) Money balance activities Dec 31 Balance forward $0.00 Jan 16 Deposit UBS BANK USA BUSINESS ACCOUNT 10.00 Jan 91 Closing UBS Bank USA Business Account $10.00 APZ60001030376338 P26000023851 MOW 0120 003000000 Y123656550 0° 011 S4Y_GM_0000951§490 6 of 6 End of statement for account number Y1 23656 SS CONFIDENTIAL EFTA01597254  Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00009588 CONFIDENTIAL EFTA01597255  Important information about your statement (continued) Yaw assets — FCC certain searbes trading in non-conformeg • Est (estimated) income, current yields and rates. - We WM.. compensation from Les Bark USA U3S Your statement amen seasities and other assets held denominations, pine and quantity (face value) may An irstchsate of actual income is baked ore current AG Stanford Branch ani -ail dialed barks in the *cant a the end of the st*ement period. You have been adjusted to facilitate proper valuation. dividend and nteren rates assuming the scarifies will through our cash sweep progams. The may ask for deliveY of fulY paid seonties at am tine. To obtain careen <poem ions, when available, contact be held for one year from statement ate or until compensation may be aman* per account fee cr You may receive socuiries used as ban cannel alter you. Front al Advisor. matuncy. This tuna a ce4 a guider* accuracy may be a percentage of average daiy depose pion° any balance dais on them. Any seoskies and continued income are not guaranteed. balances. iransf erred to de Fins dreg the statement period are • Private inveetrneras and .trusteed products. — Estimated anal ran* and current yield fa listed at market value as of the end of the statement Private easement securities (ix Wing dad certain types of martin cold include a return of Activity period. oartkipatith program and real estate investment bat Principal or capital gains in which case the est. tdonmation regarding commissaa and other chines • Cost basb. In deterimning the cost basis of the seturees) and smattered predate are goner* hider income (and Currant y would be oversuted. touted n connection with the execution of trades, searares included in this statement, where in6c aiquid Crain structuredpecans haw not teen — Estimated a-rual income and current yield and tee including option transactions has been irduded on with the nuerber • I,• UBS Financial Unites has relied registered wan the Securities and Exchange /Cull income end yield mint be lower a higher confirmations previously furnished to yos and will be on information °Nailed Iron sources other than U3S Commaskinor under ar ty state securities laws. We than the estimated amounts. provided to you prOnetht on Munk Financial Strike% iglu:ling itormation from another provide estimated values for private in vestment — An estimate of animated income (avidend ardor lens or that you may haw meal lidded to Kw Fnancial securities arid structured products for ciormnion* interest) aided by the current mated Short selling Advisor. The Filth does rot verify a crily. Accuracy is not gsranteed valeaverage balance is based on the last dividend if you use engaged n short sellig a security, pa may gerreee the awry or validity of thy internee:an — "we vales my ditto ithstritially from prices, or interest payment made by the issuer and isms a charge due to wean borrowing costs fa that proeded by sourcesother than LES Financial Services. any, at which a private nvestment securtyor assumes the nosh es/deposes will be hell for ore preiculvsecisiy. brag\ although U3S Financial Streets genera* structured product maybe bouts or sold and do year from the Stalenkent date or unti maturity. updates this nformatith as it is receied, the Fern not necesssibt resteeSere the vi you may receive Accuracy aid continued yield are not geranteed. Open orders does not provide any assurances that the information upon liquidation. Regarding open a • gocd.eicancelkd • orders that under -Cost basis- and 'Unrealeed gallon' is — Thrd party nineties of vale re as of • Assets not held by UBS Financial Services. Certain were not executed by the statement date, open buy and aurae as of the date of this statemert. As such date and are supplied to UBS financial Services on a assets are not held by the Firn and not within the sea stop ceders are reduced thermos-it of chidereis Please do err rely on this information to make repair bays by an independent valuation lien. Penis possession or control. These assets are or rides an an ex-addends or ox-rinds date uc*ss prchase a sale decisions. for tar purposes a — issuer, general partner of sponsor estimated values, displayed on your statement fee aorrnational ablated otherwise by you. You are response?* for ell ...we. Accounts transferred to the fins may any, are LOPES to the Finn by the MOP; purposes only. Positions and vales presented are orders that are executed die to yea lake. to cancel ref tat gannoss ma only for the peeled of general partner or sponsor and may be calculated mead by tie issung fem. UBS f nancial Services is eating ern odors. tine they are held at the Firn. More historical based on afferent information from tat used by not rethamble for this iikernation and does not information can be added by your Financial Advisor. third parties to derive thee esemaled valor,. guarantee is accuracy. There assets are not protected Privacy • Uwealnd pint/losses. When data is available, — You can attain additional information regarding by SIP( or tie flaws supplemental 51PC coverage. To obtain a copy of as current Client Privacy Notice, est Mad wreaked gaSlosses are calculated for tee melba/20pr used to determine the intimate of please contact tow internal Advisor or visit as websee radial security lots. The transaction data for wee and the date of the information that is the • Ravera sharing and additional compensation. at %yowls, meabeacacwootcy ndnicbal lots may or may not reflect canminixo, basis for the estimate by contactigyour Financial - h arkktion to arrenissions on sales and 12b.1 fees — 1.85 Financial Services is riot a bark. The BMA. Business &urges arida gravity woman:at:on rents. Adetor. received 'n connection with the distbution al trawl Services Account BSA and *MA are brokerage Dividend and other thrive:anent lots and systematic — Thini party estimated values may be reflected as funds to our clients we indror cur aflame receive accosts wheel provide access to banking whites and PSChOW MIS re each combined to dithfaY aw 'Not priced' in sewnl iituaters: when an reverie sewing pleMentS from distrtutors anchor prockxts trough riangemenis with affiliated banks averaged lot. The 'Trade date' totem presents the erjepenaant valuation Imam has not supplied or is adviscn of the natal funds that we set these and other ihidany banks, and penal access to °gnat transaction trade date. unable to assign a vat*. when we become aware marts are based on two different moments: 11