EFTA01460485.pdf

Subject: Re: [C] Classification: Confidential I don't think Michael would have any qualms about opening a DRAB account if its required. I've had some discussions with him in the past regarding purchasing CLOs via the PIC desk so I don't think it would hurt having an account open on the PCS side. It may be a way to facilitate some more activity from him moving forward... I'll talk to Josh when he returns from a meeting and we'll see what we have to do to get this started. Thanks, Sean (Embedded image moved to file: pic07997.gif) Sean Magee, cFP0 Vice President I Fixed Income Deutsche Bank Asset & wealth Management 345 Park Avenue, 26th Floor New York NY 10154 (Embedded image moved to file: pic09387.gif) Securities offered through Deutsche Bank Securities Inc. From: To: Cc: Date: 11/04/2013 11:53 AM Subject: Re: [C] From a business perspective I am supportive given the importance of the overall PEI relationship. From a regulatory perspective, can we do this if he doesn't have an open brokerage account? Sent from my iPad On Nov 4, 2013, at 11:05 AM, "Rosemary vrablic" wrote: Classification: Confidential Given the "one bank" approach I keep hearing about, total Bollag CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0121781 CONFIDENTIAL SDNY_GM_00267965 EFTA01460485