📄 Extracted Text (56,721 words)
UBS Financial Serwes NC
Private Wealth Management
UBS
299 Park Avenue
26th Floor
Business Services Account
New York NY 10I71-CCO2 January 2019
ithrloC037,0253oug VI 0
MAX FOUNDATION
Account name: MAX FOUNDATION
Friendly account name: MAX FCUNDATON
Account number:
Your If sandal Advisor.
SCOTT STACKMANILYLE CASRIEL
Questions about your automat?
Call you; Financial Advisor or the Value of your account
Resourceline at 800-762-1070, on December 31 (SI on lancery 3? (I)
account 02%23661
Your assets 976 91 977 23
Meteor website: Your liabilities 0.00 000
www UncorNinanoalsonoces
Value of your account $976.91 $977.23
Items for your attention
. Please note. Average coly Balance and
PPY valurs es the Depout Account PAY
sedan of your December statement were
misstated unary statement values haw Sources of your account growth
been corrected
Tracking the value of your account during 2019
Vake of your &count
atwas end 2018 397691
Your mestrrent return:
7,2362 Dividend and
'wrest ncome 50 32
12
5.231
Change in
.2382 market value 5000
Value of your occoent
5.2433 9769 977.2 onmon unto $077.23
Dec 2014 Ott 2015 Dec km Dec 2017 Dec 2010 fan 2019
Member SIPC ♦.➢70002000749253 N>7000071997 00001 0119 000000000 000000 Page 1 of 6
SDNY_GM_00324605
EFTA_00 97380
EFTA01306878
Account name: X FOUNDATION Your Koons:id Advisor:
$UBS Business Services Account
January 2019
Friendly account name:
Account number
pore.,;DanoN SCOTT STACK M Alhtt.YLE CAMEL
Your account balance sheet
Summary of your assets
value on Percentage of
January 3i IV your accomt
• Cash and money balances may include
A Cash and money balances 977.23 100.00% Your current asset allocation ayaiable cash balances, UBS Bank VSA deposit
B Cab alternatives 0.00% account, (IBS FCC Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money market mutual fujbd
sweep balances See the important irdormanon
D Fixed income 003 0.00% about )ous statement cn the last two pages of
the statement for detais about those balances.
E Non-traditional 00 0.00%
Total assets $977.23 100.00%
A
Value of your account $977.23
Eye on the markets
Percentage change
Index January 2019 Year to date
S&P 500 8.01% 8.01%
Russell 3000 958% 8.58%
MSCI - Europe, Australis & Far East 6.59% 6.59%
Barclays Capital U.S. Aggregate Bond Index 1.06% 1.06%
Interest rates on January 31, 2019
3-month Treasury bills 2 36%
One-month LIBOR: 2 51%
AW70002000749254 N77000071997 00001 01190=0%00 000000 Page 2 of C
SDNY_GM_00324606
EFTA_00197381
EFTA01306879
Business Services Account Account name: MAX FOUNDATION Year sande/ Advisor:
Friendly account name' MAX FOUNDATION
*UBS January 2019 Account number
SCOTT STACK MANLYLE CASRIEL
Change in the value of your account Cash activity summary
January 2019 (1) Year to date (3) Set account alMelly monthIce at3li 0:131Th on your Sweep Op= are occluded in the cpenrg and
clam; bastes ra us FDIC traurancesscAes to &poets at UBS Sank USA 3%1Sn:hanks partcPahl9 m ft*
UBS FCIC hsuced DAMS Sways n coes not 'coy to 'noses el UBS AG. saarnrord Branch sec
Opening account value $976.91 $976.91 =tee son Wit: to money market wasp fund adding: but rd bank deposits Seer :portant informaton
'boot your :Innen< on theist two one: of IN,: &wrent ter deals.
Dividend and interest income 0.32 032
January 201911) Year to date ff
Closing account value $977.23 $977.23
Opening balances $976.91 $976.91
Additions
Dividend and interest income earned Dividend and interest ncome 0 32 0 32
101 pupOStSCi INS Steetentntlacatillty CE Pima aryl Chidend WOW bed Oren delernknel Sall a VS Total ad:felons $0.32 $0.32
tat oat , re1 Peessetleoe. Based coon the residence of the account kidder. account hpe, ot plotaxt bps.
son* Interest sole* deickno molests may not be %teed 10 VAIN( WIN (UP order ',ten° Faro (P10
income tees The merit monthly gatemen is ml Intended to be used sx1 cannot be retry.] tan Ser Is/
Net cash flow $032 $0.32
Folpskes. (lents thou,' Wet to the apel cade tat top:ehno forms they recenw roan UBS amnesty, such as
the Fouts 10e9 and the Fenn 480. lot to rep:rens information nit the practice at UBS to fit the dosing balances $97723 $977.23
stplicryse IS eeportong form walk the US Interns Relents Serra and PR Treasury DePadment. and In
such learn scummy clxery &resit ardor usterr.t star exempt or tare axone. nee corp.11 your
Included, Id. mower
UBS Bank USA Business Account APY
Sanuary 2019 (1) Year to date (1)
(merest period Dec 7 - Jan 7
Taxable interest 007 0.07
Opening UBS Bank USA Business balance Dec 7 81,246 91
Total current year 40.07 S0.07
Closing UBS Bank USA Business balance tan 7 1977 23
Pror year adjustment 025 0.25
Number of days in merest period 32
Total dividend & interest $0.32 $032
Average daily balance 8976.96
interest earned 80.32
Annual percentage yield earned 0.37%
AS1'700020107492% NP700007199100031 W19000010000 COSMO Page 3 of 6
SONY_GM_00324607
EFTA_00197382
EFTA01306880
SUBS Business
nary2
019
Services Account Account name:
friendly account name- 1 '
Account number.
Your Pleeeciel Advisor:
SCOTT STACKMantYLE °MIR.
Your investment objectives:
You have identified the following investment objectives for thisaccount if you have questions
about the* oWectnes, disagree with them, or wish to change them, please contact your
Financial Advisor or branch Manager. You can find a full description of the alternative
Investment ohiechees in Important information about )our statement at the end of this
document.
Your retell objective:
CaptalappeedatiOn
Your risk profile:
Primary- Modwate
nvdstmenl eligibility consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO. Rrst In, fist Out
are7C0:2CC0749256W100007%9970C031 0119COOCOOC00 0C0000 Pogo 4 of 6
SDNY_GM_00324608
EFTA_00197383
EFTA01306881
Account name: MAX FOUNDATION
Business Services Account emir Maande/ Advisor:
SUBS Friendly account name:MAX FOUNDATION
Account nurober.
SCOTT STACK MAINLYLE CASRIEL
Your assets
Scene prcts. «ome and (torent kalms:ham Te oe apocorimate As a mot. 9arry indam mot ncri
te windel/ renected Set importeer olametacn abces >cue Statement a the end of thi docurnert Cor
ofcce ,n1corotron
Cash
Cash and money balances
CFanJAdfoss b/ -; m) .nci Wt avalasce ach bahco«, 085 Bat* USA Ø1Øt account relax" U8s mik 115A endtll U OS FDK Inreed stogsmBaNc doorat wonit bilances be Inused by i he FOK hhhin
u85 F Intured bega/nWol Warce9 u8S AG Startoord Ertarch *noot account bint, andmoney appluble Imis. bed ace not ~bed by WC uBSAG Stenlord bant,' dnosit xcount Urm.% are not inwies,
makel nNua lundswetp tOlanCeS ty FOIC and se not protectoS th 9K Way malket syreep balances are pcdededby SK bul he not insureOty
the SCK
Set the Important teloanatton Staatse« Stateeeent at ex eed d this ~rent la *tab Mout those
Winch.
~neg helix. Close% bdénce Fixen« stwe Meren. Ohtden0 MIN.« Dar n
nacht? on san 1 (D on 18n 31 (1) on ;en 31 (1) rate enlod beried Cip omsta (1)
08S RANK USA BUS ACCT 9)&91 9)723 250/080.00
Your total assets
Percentage d Cost BlitnaltO Uncealized
Mix co Jan 31 (1) sou( account base (f) annxt 'Kome (fl »no/ Ibis (1)
cash Cash and money balances 97723 10000% 97723
Total 5977.23 100.00% 597723
Account activity this month
rot irae Info/mail«, aØ tte pikt' velde storm S,. feftlKICd1K. OB*" set »petoet entonoatoe ethyl
put stgemene at the ~ot INS Oaconem
YOUI Durer, Cash Cash and
Date 0<thhy Description espenu ode Face vtlur ;mbo** (1) /munt (1) mbo') balanCe (f)
Dec 31 Cash and money beknot 597591
Jan 2 Interelt U8S 8ANK USA BUSINESS ACCOUNT ASCC 1331/18 25 977.16
Jan 8 interest 085 BANK USA BUSINESS ACCOuNI AS OF 01107/19 07 977.23
Me 31 Closing cash and money ()Ene* 597723
Al.70002000749257 No700907t 997 00031 01190)0086CM CCOCCO Page 5 of 6
SDNY_GM_00324609
EFTA_00197384
EFTA01306882
SUBS Business Services Account
Ize cory 2019
Account name: MAX FOUNDATION
Friendly account n ant' MAX K)UNDADON
Account number.
Your financial Advisor:
SCOTT STACKMANLYLE CASRIEL
Account activity this month (continued)
Ode Madly Otsocdon Amount (I)
Money balance activities Doc 31 Mahn forward 697631
Jan 2 Deposit UBS BANK USA BUSINESS ACCOUNT AS Of 12)31118 025
tan 8 Deposit UBS BAK USA BUSINESS ACCOUNT A5 OF 01107119 0.07
km 31 Closing UPS Bank USA Business Account 6977.23
The IRSBank USA Bignen ACCOunt IS youi carnet sweep moon.
AaP700320:07492S8Nr700007199700C0I Cil I 9 003C00700 OCCCCO ►age 6 of 6
End of statement for account number
SDNY_GM_00324610
EF1'A_00197385
EFTA01306883
Important information about your statement
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SDNY_GM_00324611
EFTA_O0197386
EFTA01306884
Important information about your statement (COntaued)
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837f0d30c53a1f15d9ab9ed984fcbff576122190a6b488945bbf13aa0046c06d
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EFTA01306878
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document
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96
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