👁 1
💬 0
📄 Extracted Text (633 words)
' Deutsche Asset
& Wealth Management
Account Agreement
Jeepers, Inc
Cliont(s)
Address
•Cny State %Ulcer*
•
Account Title (Complete if different from the Client above) Account um s
IMPORTANT: PLEASE SIGN ANO RETURN THIS ACCOUNT AGREEMENT
This is the account agreement (Account Agreement) between Client and Deutsche Bank Securities Inc. (referred to herein
as "DB$I"). It includes the terms and conditions and is the contract that controls each brokerage account in which Client
has an interest (each an "Account"). Client agrees to read this Account Agreement and the Appendix to this Account
Agreement: Disclosures and Definitions (-Appendix") carefully. If Client is not willing to be bound by these terms and
conditions, Client shotIld not sign this Account Agreement. Client's signature confirms that Client has read and agrees to
the terms of this Account Agreement and the Appendix annexed hereto.
I. CLIENT REPRESENTATIONS
Client certifies that all of the information provided by Client in this Account. Agreement is accurate and complete and
that each of the following statements is accurate as to Client and Client's Account:
a. Where Client is a natural person, Client is of legal age;
b. For all accounts: (a) no one except the person(s) named on the Account(s). or. if signed in a representative
capacity, then no one except the beneficial owner(s), has any interest in the Accounts), (b) Client is and will
remain compliant with all Applicable Laws. (c) Client is financially capable of satisfying any obligations
undertaken through Client's Account(s). (d) Client acknowledges that the purchase and sale of securities entails
substantial economic risk, and represents knowingly and willingly that Client can assume such risk and (e) Client
has read and understands the terms set forth in this Account Agreement and those agreements or supplements
incorporated by reference and understands that Client is bound by such terms;
c. Client agrees to notify us in writing if: la) Client is or becomes an employee, member or immediate family
member of any smithies excbangc (or corporation of which any exchange owns a majority of the capital stock),
Financial Industry Regulatory Authority, Inc. (FINRA) or of any broker•dealer, (b) Client is or becomes a senior
officer or immediate family member of such a person of any bank, savings and loan institution, insurance
company, investment oemparry. investment advisory firm or institution that purchases securities, or other
employer whose consent is required to open and maintain this Account by regulation or otherwise, unless such
consent has been provided to DBSI.
Client will promptly notify DBSI in writing if any of the above circumstances change.
II. TERMS AND CONDITIONS THAT APPLY TO CLIENTS ACCOUNT(S)
The following terms and conditions govern Client's Accaunt(s):
1. Rights of DBSI. All rights granted to DBSI under this Account Agreement are granted with the understanding that it
shah be within the sole discretion of DBSI whether, and in what manner, to exercise such rights. The failure of DBSI
to exercise any right granted under this Accodnt Agreement shall not be deemed a waiver of bush right or any other
right granted hereunder. DBSI retains the right to delegate to its agent, including its clearing agent, Pershing LLC
(Pershing), one or more of DBSI's rights or ooligbtions under this Agreement without notice to Client.
2. Cash Account. DBSI will classify eaoh Account as a cash brokerage er:cunt. DBSI mual aeparately approve the
opening of a margin account (Margin Account) and Client must separately sign the Margin Agreement.
3. Order Execution. Orders for the purchase or sale of assets may be routed to or executed through any exchange, market
or broker that DBSI selects.
4. Rules and Regulations. All trensactions in Account(S) shall be conducted in secordanpe with and subject to
Applicable Law.
III II1I111IIIIII
DS t3wWM-0196
012145032813
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0094838
CONFIDENTIAL SDNY_GM_00241022
EFTA01390356
ℹ️ Document Details
SHA-256
8392e46bf0c544f05ea7932504c187e3b62d902b7c4a1168d4b6a875cb4f2e07
Bates Number
EFTA01390356
Dataset
DataSet-10
Type
document
Pages
1
💬 Comments 0