EFTA01460706.pdf

Clients Thursday. April 10. 2014 KCP Weekly Business Review Revenue-Pipeline deals-Transactions closed-Client updates-Trade ideas New Worth / Estimated Client Ultimate Beneficial Owner Relationship Manager Channel Office KCP Investor Type AUM Annual Revenue TIER 1: Clients Currently Being Onboarded 17,600,000000 10,850,000 Self-directed capital markels / Sullenly Trust Jeffrey Epstein 1.000000000 500,000 Paul Morris PB New York Tazia Smith flow Thomas 2 Capstan Fund of Funds 1000000030 500,000 Mark Gonzales PB New York Fund of Funds !HF Ororke 3 Parkwood Capital Mandel Famly 1.000.003.000 500,000 Palacio Bennett PB Los Angeles David Mann Family Office 4 EnTrust Pathetic LLC EnTrust Capital 1.500000000 100,000 Patricia Bennett PB Los Angeles David Mann Fund of Funds Thomas 5 MDCA Miles Nadal 350.000.000 1000.000 Miles Nadal PCS New York Equity Margin Loan !Individual Ororke 6 Tisch Family (TFMG) Laurence Tisch 5.000.000.000 500,000 Paul Morris PB New York Tazia Smith Family Office 7 Omth Julian midi 125.000.000 1.000.000 Matthew Ayers PCS Los Angeles Tazia Smith Family Office 8 Black Leon Black 4000000000 500,000 Paul Morris PB New York Tazia Smith Individual 9 Porticoes LLC Les Lieberman 125,000 000 250,000 Charles Rudnick PCS New York David Mann Private Investment LLC Paul Moiris/Brad New 10 TOMS Capital Noam Gottesman 2,000000000 1,000.000 PB Tazia Smith Family Office LaConto York/Miami it Den Loeb Daniel Loeb 1.500.000.000 5.000.000 Rosemary Vrablic PB New York David Mann Individual TIER 2: Clients Approved S Adoption 7,373,003.000 2,300,000 I Thkdlake Wanok Family 1.500000.030 500.000 Paul Morris PB New York Tazia Smith Family Office 2 Falcon Trail Capital LLC Barry Siadat 250,000.000 250.000 Paul Moths PB New York Tazia Smith Family Office 3 Freestyle Capital Michael Slone 1.000.000.030 100,000 Janet Brady PCS San Francisco Tazia Smith PE/ Hedge Fund 4 Tenapin Partners Nathan Leigh] 58.003.000 100,000 Edvard Maier PCS Chicago David Mann Individual / PE Finn Owner 5 NB Properties Jack Thompson 65,000.003 100,000 Edward Maier PCS Chicago David Mann Private Investment Co 6 Sage Capital Raz Sleinmelz 500000.030 250.000 Michael David PCS Now York David Mann Family Office 7 Heriago Provider Network Richard Markin 4.000.000.000 1.000.000 Cheryl Pager PB Los Angeles Tazia Smith Family Office TIER 3: Clients Who Have Requested Coverage 14,330.000,000 500,000 1 National Commerce Bank Publicly held Andrew Mandala PCS Miami David Mann Publicly Held Bank 2 Barry KM (CIO TOMS Capital) Barry Kitt 250,000 Brad LaConto PCS Miami Tazia Smith Individual 3 Meredith Corp Meredith Family Jeff Neal PCS Chicago David Mann Family Office The Roosevoll Investment Thomas 4 InsldulionalMM 250.000 Todd Kurowski PCS Baltimore Inslitutional Loop Only MM Company Ororke 5 Geffen David Geffen Cheryll Pager PB Los Angeles Tazia Smith Family Office 6 Spielberg Steven Soielberg Chappell Palle( PB Los Angeles Tazia Smith Family Office 7 Kalzenbeig Jeffrey Kalzenbeig Cheryll Pallor PB Los Angeles Tazia Smith Family Office 8 Lucas George Lucas Chervil Pallor PB Los Angeles Tazia Smith Family Office 9 Palmer Geoffrey Palmer Cheryl' Pallor PS Los Angeles Tazia Smith Family Office Thomas 10 Cum*/ Paul Cawley 200.000.000 David Fleming Jr PCS Greenfitirch Family Office Ororke 11 CP &Qua Chariton Pokphand Group 10.000.003.000 Thomas 12 Meier Brad Meier 130,000000 Ken Germann PCS Greernihich Family Office Ororke 13 RSC Carnbean Corp RBC Carribean Corp I .000.0)0.000 Charles Rudnick PCS New York David Mann Family Office 14 Rendina Companies Red ina Companies 3000000000 Bobby Liedy PCS Greerwhich David Mann Private Entity Adoption Cancelled Thomas 1 Voltaire Capital Krishan Ragan 500000 Mark Gonzalez PB New Yak Investment Manager Ororke Thomas 2 RJET (Republic ithway Holdings) Noam Goffsman 100000 Frank VlAnford PCS Houston Corporate Holding Co Ororke 6 For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122151 CONFIDENTIAL SDNY_GM_00268335 EFTA01460706