EFTA01455774.pdf

13 Oct 2014 Page 2 Of 2 Deals:ha Be* AO SOUTHERN FINANCIAL, LLC FX • Optbra Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotArnt 1 1 Not.Amt 2 2 Long/ Short Option Style Put' Call Strike Price MTM(USD) SOUTHERN FxEurcepl 21-Nor-2013 20.Nov.2014 25-Nov-2014 (1.000 COD C01 L150 101.000.000 ,PY SHORT EUROPEAN CALL 1010000 ;`.9312 CT!! FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 PY LONG EUROPEAN 0.0003 417.31 FINANCIAL. LLC otchOpt SOUTHERN FXOneBarOneT 21-Nov-2013 2011ov.2014 25-Nov-2014 (21,030 00) USD 0 PY LONG EUROPEAN 0.0000 263.66 FINANCIAL. LLC ouchOpt SOUTHERN FXOnef3anDneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 MI USD 0 FY LONG EUROPEAN 0.0000 16751 F ITTANCIAL. U.0 ouchOpt SOUTHERN FxEuroOpl 12-Aug -2014 12-Aug-2015 14Aug.2015 75.00000000 USD (462.000.000 00) CM-I SHORT ELIRCPEAN PUT 6.1603 (246.415i%) FINANCIAL. LLC Subtotal: (301 935 K Etat (394,939.26) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114745 CONFIDENTIAL SDNY_GM_00260929 EFTA01455774