EFTA01480529.pdf

Ticket* 104671828 Account', Initialed Date 03109/2013 04:20 AM Client Name HYPERION AIR INC Account Title Initiator JUSTIN D NELSON WI Account Type Initiating Team PB FRONT OFFICE LOB PB Verify & Confirm for HYPERION AIR INC Final Risk Rating High Initial Risk Rating High GCS Report Requested Full Presence of Potential High Risk Yes Indicators Comments Summary of Risk Attributes This entity belongs to Jeffrey Epstein. He typically will take large cash withdrawals from the account for fuel expenses when traveling to foreign countries. Please summarize any material changes No material changes at this tine. which have occurred with the client within the past 12 months: Risk Updated History Creation Entered by Updated Previous Comment Date Risk Risk -, GCS Grid Search Type Security Service Details Further Review Required Company Information No additional research necessary. No Corporate Records No additional research necessary. No Other Database Searches No additional research necessary. No (RDC/kilSlFactiva) Internal Database Search (CSSS/FPS) Internal database search revealed prior No GS8I research for Hyperion Air Inc and J Epstein and Co. and Harry Beller and nothing derogatory to report Internal database search revealed poor asal research for Jeffrey Edward Epstein and the following derogatory information was reported. Several newspaper articles were found that detail the indtenent of Jeffrey Epstein in Florida on felony charges of soliciting underage prostitutes. Jeffrey Epstein served 13 months in jail. Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and molesting underage girls. Jeffrey Epstein is required to register as a sex offender. Jeffrey Epstein has settled a dozen civil lawsuits out of court from his victims regarding solicitation for an undisclosed amount. State Court Searches No additional research necessary. No Federal Court Searches No additional research necessary. No Personal Particulars No additional research necessary. No Publications Publications revealed nothing derogatory. No Regulatory Sanctions No records were found. No °PAC/Control List Search A search of OFAC did not reveal any No matches. Negative et Inconsistent Information No GCS Red Dot Has this been identified as Red Dot KYC? No N • Information Found No Banker Attestation Details You are about to approve a high risk client. Have you Yes Included sufficient Information to satisfy High Risk Enhanced Due Diligence regulatory requirements (Section 312 of the USA Patnot Act ? As the client sponsor. I understand that I am primarily Yes responsible for protecting the firm's reputation from Inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC. I am sponsoring this client as to their character and reputation and from a I !elite !ulat• stand • • int. Confidential Treatment Requested by JPM-SDNY-00002714 JPMorgan Chase CONFIDENTIAL SDNY_GM_00271912 EFTA01480529