EFTA01481025.pdf

Confidential Due Diligence Report Executive Summary On 12/02/2008, GS&I was requested by Mary C Casey to conduct a background investigation. Media research was conducted on Financial Trust Company. Throughout this search, the following records were researched: CSSS/FPS internal database search (JPMorgan Chase Fraud Prevention List Review), publications, regulatory sanctions and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: Financial Trust Company • Internal database search revealed the following: Reference the account titled "Financial Trust Company, Inc" for previous research. • Publications revealed nothing derogatory. Due to the amount of news stories found, search parameters had to be adjusted. • Regulatory sanctions search revealed no records. • A search of OFAC did not reveal any matches. Jeffrey Epstein • Internal database search revealed the following: Reference the accounts titled "type account titled "Jeffrey Epstein" and "Forums LLC" and "YHS LLC" and "I-correct.com" and "The 2007 Jeffrey E Epstein Insurance Trust #1 DTD November, 1 2007" for previous research. The following derogatory information was reported to Mary C Casey on 11/25/2008 under the account l-correct.com LLC (DDR Several newspaper articles were found that detail the indictment of Jeffrey Epstein in Florida on felony charges of soliciting underage prostitutes. As of 11/25/2008 a trial date for this case has yet to be set Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 10071008B.doc 2 Confidential Treatment Requested by JPM-SDNY-00003277 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272475 EFTA01481025