EFTA00298388.pdf

DANIEL MICHAEL GROW LESLEY KATHERINE GROW IT TEN Questions regarding your tax form? Please call your local branch office: (800) 619-7283 PLEASE NOTE BEFORE FILING Mutual funds and other securities may be subject to: 0) dividend reallocation, (ii) reclassifications of long term capital gain distributions, which may result in an amended 1099. Tax information for your mortgage backed holdings will be provided no later than March 15, 2014: If you have income from a mortgage backed security including Widely Held Mortgage Trust (WHMT) and/or Real Estate Mortgage Conduit (REMIC) you will receive a separate statement by March 15, 2014. If you have questions regarding your tax form, please call your local branch office at the number listed above. The Internal Revenue Service (IRS) recently issued a revised Form 8949 - Sales and Other Dispositions of Capital Assets, in which Part II Long-Term transactions are now listed as categories D. E or R Part I Short•Term transactions remain as categories A. B or C. Your composite tax statement will accurately report the new revisions to the Long-Term categories but please note that the Understanding Your 1099 insert accompanying your tax statement does not reflect this recent update. Please visit the Tax Guide section of the Scottrade Knowledge Center for an updated version of the insert. Go Green! Receive tax statements and other account documents online - log into your account and go to the My Accounts tab, click My Information and Preferences from the left navigation, then select Account Preferences. EFTA00298388 This page intentionally left blank. EFTA00298389  Page 1 of 12 SCOTTRADE INC Tax Information Statement Date: 03/15/2014 AMENDED PO BOX 31759 Account 36154452 2013 ST. LOUIS, MO 63131-0759 DANIEL MICHAEL GROFF LESLEY KATHERINE GROFF JT TEN PAYER'S Federal ID No: 86-0381976 RECIPIENTS ID No: XXX-XX-9726 2013 1099-Dir 2013 1099-IND Dividends and Distributions OMB No. 1545-0110 Interest Income OMB No. 1545.0112 1a- Total ordinary dividends (includes line lb) 915.15 C 1- Interest income (not included in line 3) 5.37 lb- Qualified dividends 915.15 2- Early withdrawal penalty 0.00 2a- Total capital gain distributions (includes lines 2b. 2c. 2d) 7.296.00 C 3- Interest on US Savings Bonds & Treasury obligations 0.00 2b- Unrecaptured Section 1250 gain 243.69 C 4- Federal Income tax withheld 0.00 2c- Section 1202 gain 0.00 5- Investment expenses 0.00 2d- Collectibles (28%) gain 0.00 7- Foreign country or US possession: 6- Foreign tax paid: 0.00 3- Nondividend distributions 0.00 8- Tax-exempt Interest (includes line 9) 0.00 4- Federal Income tax withheld 0.00 9- Specified private activity bond interest (AMT) 0.00 5- Investment expenses 0.00 10- Tax-exempt bond CUSIP number (see instructions) 7- Foreign country or US possession: 6- Foreign tax paid: 0.00 11- State: 12- State ID number: 8- Cash liquidation distributions 0.00 13- State tax withheld 0.00 9- Noncash liquidation distributions 0.00 10- Exempt-interest dividends (includes line 11) 0.00 11- Specified private activity bond interest dividends (AMT) 0.00 12- State: 13- State ID number: Lines 8 & 9 include tax-exempt interest and original issue discount. 14- State tax withheld 0.00 2013 1099-B' 2013 1099-MISC* Regulated Futures Contracts 0?.4B No. 1545.0715 Miscellaneous Income OMB No. 1545.0115 9- Profit (loss) realized in 2013-closed contracts 0.00 2- Royalties 0.00 10- Unrealized profit (loss)-open contracts 12/31/2012 0.00 3- Other income 0.00 11- Unrealized profit (loss)-open contracts 12/31/2013 0.00 4- Federal Income tax withheld 0.00 12- Aggregate profit (loss) on contracts 0.00 8- Substitute payments in lieu of dividends or interest 0.00 12- Foreign country or US possession: 11• Foreign tax paid: 0.00 If applicable. summaries and details of proceeds from sale transactions appear in 16- State tax withheld 0.00 subsequent sections of this document. 17- State: Payers state ID number: 18- State income 0.00 • Thls is important tax Information and Is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanction may be imposed on you If this income is taxable and the IRS determines that it has not been reported. ORIGINAL ISSUE DISCOUNT SUMMARY Use bond-by-bond detailsfrom the 1099-O1D pages to determine reportable amounts of Original Issue Discount income for your tax return(s). The informational totals shown below appear far reference only. Original issue discount for 2013 0.00 Original Issue discount on US Treasury obligations 0.00 Other periodic interest 0.00 Investment expenses 0.00 Early withdrawal penally 0.00 State: State ID number: Federal Income tax withheld 0.00 State tax withheld 0.00 Foreign country or US possession: Foreign tax paid: 0.00 Changes to dividend tax classifications processed after the date of this statement may lead to a revised form 1099. EFTA00298390  Page 2 of 12 SCOTTRADE INC Account Supplemental Information 2013 SUMMARY OF PROCEEDS, GAINS & LOSSES AND TAX WITHHELD Refer to the 1099-8 and PROCEEDS NOT REPORTED to the IRS pages to ensure that >rou consider all !avian! HORS and to determine the correct gains and losses. The amounts shown below arefor infomtational purposes. Term' Cateaory Detail Schedule Gross Proceeds° Cost Basle Wash Sale Loss Disallowed Net Galn!Loss Short A (basis reported to the IRS) Form 1099-B 46,259.06 35,344.06 0.00 10,915.00 Short B (basis not reported to the IRS) Form 1099-8 0.00 0.00 0.00 0.00 Short C (Form 1099.8 not received) Proceeds not reported to IRS 0.00 0.00 0.00 0.00 Total Short•term 46,259.06 35,344.06 0.00 10,915.00 Long D (basis reported to the IRS) Form 1099-8 32,746.12 14,460.24 0.00 18,285.88 Long E (basis not reported to the IRS) Form 1099-8 1,088.73 900.46 0.00 18827 Long F (Form 1099.8 not received) Proceeds not reported to IRS 0.00 0.00 0.00 0.00 Total Long-term 33,834.85 15,360.70 0.00 18,474.15 Undetermined B or E (basis not reported to the IRS) Form 1099-8 0.00 0.00 0.00 0.00 Undetermined C or F (Form 1099.8 not received) Proceeds not reported to IRS 0.00 0.00 0.00 0.00 Total Undetermined-term 0.00 0.00 0.00 0.00 Total Categories A, 8, D. E 80,093.91 50,704.76 0.00 29,389.15 Total Category C, F 0.00 0.00 0.00 0.00 Grand total 80,093.91 50,704.76 0.00 29,389.15 Withholding from Proceeds Federal income tax withheld 0.00 State tax withheld 0.00 SUMMARY OF NON REPORTED INCOME, FEES, EXPENSES AND EXPENDITURES The items in this section are nor reported to the IRS They are presented here for your reference when preparing your tar rerum(s). Interest Payments and Other Adjustments Fees and Payments Received Taxable accrued interest paid 0.00 Deemed premium 0.00 Tax-exempt accrued interest paid 0.00 Organizational expense 0.00 Tax-exempt accrued interest paid AMT 0.00 Income accrual - UIT 0.00 Taxable accrued interest paid on OID bonds 0.00 Miscellaneous fees 2,624.13 Non qualified interest 0.00 Basis adjustments 0.00 Taxable non qualified interest paid 0.00 Tax-exempt investment expense 0.00 Projected interest shortfall on contingent payment debt 0.00 Foreign tax withholding paid in excess of treaty rate 0.00 Other Receipts Options Transactions Partnership distributions 592.46 Sates 0.00 Foreign tax paid - partnership distributions 0.00 Short sales 0.00 Retum of principal distributions 0.00 Purchases 0.00 Deferred income payment 0.00 Purchases to close 0.00 Expenses Margin interest 0.00 Dividends paid - short position 0.00 Interest paid • short position 0.00 Non reportable distribution expense 0.00 Other expenses 0.00 Severance tax 0.00 'Amounts of undetermined•term must be reviewed to establish the correct acquisition date and whether the gains/losses are short-term or long-term. lt Less commissions. +Cost basis totals include only amounts that were available to us. EFTA00298391  Page 3 of 12 SCOTTRADE INC Account Proceeds from Broker and Barter Exchange Transactions 2013 1099-Bt OMB No. 1545-0715 Ic - SHORT-TERM TRANSACTIONS 6 - COVERED tax lot for which cost basis is reported to the IRS" Report on Form 8949. Part I. with Box A checked 8 - Description / CUSIP / ld - Symbol These columns are not reported to the IRS la -Date of Sale 2a - Proceeds of lb- Date of 3 - Cost or 5 - Wash sale or enchants) 1s- Quantity stocks, bonds, etc. acquisition other basis loss disallowed Gain or loss(-) Additional Information COMMAND SECURITY CORPORATION 1CUSIP: 20050L100 / Symbol: MOC 2 tax tots for 01/15/13. Total proceeds (and cost when required) reported to the IRS. 586.000 1.106.44 03/30/12 766.40 0.00 340.04 Sale 6.000 11.33 04/05112 7.22 0.00 4.11 Sale 01/15/13 592.000 1.117/7 VARIOUS 773.62 0.00 344.15 Total of 2 lots 2 tax lots for 01/24/13. Total proceeds (and cost when required) reported to the IRS. 299.000 623.83 04/05112 359.68 0.00 264.15 Sale 217.000 45274 04/16112 263.98 0.00 188.76 Sale 01124/13 516.000 1.076.57 VARIOUS 623.66 0.00 452.91 Total of 2 lots 2 tax lots for 01/25/13. Total proceeds (and cost when required) reported to the IRS. 207.000 48254 04/16/12 251.82 0.00 230.72 Sale 165.000 384.64 05,23112 183.27 0.00 201.37 Sale 01/25/13 372.000 867.18 VARIOUS 435.09 0.00 432.09 Total of 2 lots Security total: 3.061.52 1.832.37 0.00 1.229.15 COOPER STD HLDGS INC r CUSIP: 21676P1031 Symbol: CPS 3 tax lots for 04/23/13. Total proceeds (and cost when required) reported to the IRS. 29.000 1.215.90 08/08/12 1.02925 0.00 186.65 Sale 22.000 92241 09/06/12 780.85 0.00 141.56 Sale 47.000 1.970.59 03/14/13 1.733.31 0.00 237.28 Sale 04/23/13 98.000 4.108.90 VARIOUS 3.54141 0.00 565.49 Total of 3 lots FIRST MARBLEHEAD CORP 1.10 REV 320771207 120313 / CUSIP: 320771108 / Symbol: FMDSS 2 tax lots for 04/16/13. Total proceeds (and cost when required) reported to the IRS. 701.000 816.09 10/22/12 665.72 0.00 150.37 Sale 122.000 14203 11/09/12 101.04 0.00 40.99 Sale 04/16/13 823.000 958.12 VARIOUS 766.76 0.00 191.36 Total of 2 lots 4 tax lots for 07/08/13. Total proceeds (and cost when required) reported to the IRS. 642.000 897.15 11/09/12 531.73 0.00 365.42 Sale 886.000 1.238.11 11/15/12 648.20 0.00 589.91 Sale 900.000 1.257.68 11/19/12 671.81 0.00 585.87 Sale ' This Is Important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanction may be Imposed on you if this Income Is taxable and the IRS determines that it has not been reported. Remember, taxpayers are ultimately responsible for the accuracy of their tax return(s). "For NONCOVERED tax lots, values for "Date of acquisition: 'Cost or other basis' and "Wash sale loss disallowed" are provided for your reference and are NOT reported to the IRS. # Less commissions. EFTA00298392  Page 4 of 12 SCOTTRADE INC Account Proceeds from Broker and Barter Exchange Transactions 2013 1099-Bt (continued) OMB No. 1545-0715 Ic - SHORT-TERM TRANSACTIONS 6 - COVERED tar lot for which cost basis is reported to the IRS" Report on Form 8949. Part I. with Box A checked 8 - Description / CUSIP lid - Symbol These columns are not reported to the IRS la -Date of Sale 2a - Proceeds of II lb - Date of 3 - Cost or 5 - Wash sale or Indiana* 1s -Quantity stocks, bonds. etc. acquisition other basis loss disallowed Gain or local-) Additional Information FIRST MARBLEHEAD CORP 1.10 REV 320771207 120313 / CUSIP: 320771108 / Symbol: FMD## (coned) 315.000 440.19 03/14/13 292.23 0.00 147.96 Sale 07/08/13 2.743.000 3.833.13 VARIOUS 2.143.97 0.00 1.689.16 Total of 4 lots 2 tax lots for 07/18/13. Total proceeds (and cost when required) repotted to the IRS. 1.930.000 3.274.69 03/14/13 1.790.50 0.00 1.484.19 Sale 232.000 393.64 03/15113 214.86 0.00 178.78 Sale 07/18/13 2.162.000 3.668.33 VARIOUS 2.005.36 0.00 1.662.97 Total of 2 lots 2 tax lots for 07/25/13. Total proceeds (and cost when required) repotted to the IRS. 705.000 1.297.22 03/15/13 652.93 0.00 644.29 Sale 740.000 1.398.97 03/15/13 685.34 0.00 713.63 Sale 07/25/13 1.445.000 2.696.19 VARIOUS 1.338.27 0.00 1.357.92 Total of 2 lots 11120/3 3.197.000 2.283.28 03/15/13 2.960.87 0.00 677.59 Sale Security total: 13.439.05 9.215.23 0.00 4,223.82 H M G COURTLAND PROPERTIES INC / CUSIP: 404232100 / Symbol: HMG 03/12/13 79.000 1.572.96 03/12/12 313.63 0.00 1.259.33 Sale HALLWOOD GROUP INC PAR $0.10 / CUSIP: 406364406/ Symbol: HWG 3 tax lots for 06/10/13. Total proceeds (and cost when required) repotted to the IRS. 100.000 962.20 12/24/12 876.70 0.00 85.50 Sale 100.000 962.20 03/19/13 908.00 0.00 54.20 Sale 52.000 500.35 04/02/13 417.86 0.00 82.49 Sale 06/100 3 252.000 2.424.75 VARIOUS 2.202.56 0.00 222.19 Total of 3 lots 2 tax lots for 06/13/13. Total proceeds (and cost when required) repotted to the IRS. 219.000 2.097.55 04/02/13 1.759.85 0.00 337.70 Sale 100.000 957.79 05/06113 777.00 0.00 180.79 Sale 06/13;13 319.000 3.055.34 VARIOUS 2.536.85 0.00 518.49 Total of 2 lots Security total: 5.480.09 4.739.41 0.00 740.68 HAMPSHIRE GROUP LTD 1 CUSIP: 408859106 / Symbol: HAMP 2 tax lots for 04/16/13. Total proceeds (and cost when required) repotted to the IRS. 55.000 153.19 10/23/12 144.50 0.00 8.69 Safe ' This is important tax Information and Is being furnished to the Internal Revenue Service. II you are required to file a return, a negligence penalty or other sanction may be imposed on you If this Income Is taxable and the IRS determines that it has not been reported. Remember, taxpayers are ultimately responsible for the accuracy of their tax return(s). "For NONCOVERED lax lots, values for "Date of acquisition: 'Cost or other basis' and "Wash sale loss disallowed' are provided for your reference and are NOT reported to the IRS. # Less commissions. EFTA00298393  Page 5 of 12 SCOTTRADE INC Account Proceeds from Broker and Barter Exchange Transactions 2013 1099-Bt (continued) OMB No. 1545-0715 lc - SHORT-TERM TRANSACTIONS 6 - COVERED tax lot for which cost basis is reported to the IRS" Report on Form 8949. Pan I. with Box A checked 8- Description / CUSIP ild - Symbol These columns are not reported to the IRS la - Date of Sale 2a - Proceeds of I lb- Date of 3 - Cost or 5 - Wash sale Or exChenrie 1e -Quantity stocks, bonds. etc. acquisition other basis loss disallowed Gain or loss(-) Additional Information HAMPSHIRE GROUP LTD I CUSIP: 408859106/ Symbol: HAMP (conrd) 243.000 676.84 03/14/13 731.39 0.00 -54.55 Sale 04/16/13 298.000 830.03 VARIOUS 875.89 0.00 -45.86 Total of 2 lots 05/02/13 469.000 1,329.62 03/14/13 1,411.61 0.00 •81.99 Sale Security total: 2,159.65 2,287.50 0.00 •127.85 HANOVER FOODS CORP CDT-CL B / CUSIP: 41078W407 / Symbol: HNFSB 01/23/13 12.000 1,147.56 05/10/12 1,015.00 0.00 132.56 Sale HUNTINGTON INGALLS INDS INC f CUSIP: 446413106 Symbol: HII 03/04/13 30.000 1,413.23 03/07/12 1,092.11 0.00 321.12 Sale 07/18/13 40.000 2,472.24 04/03/13 2,087.99 0.00 384.25 Sale 2 tax lots for 08/28/13. Totalproceeds (and cost when required) reported to the IRS. 30.000 1,923.50 04/03/13 1,566.00 0.00 357.50 Safe 23.000 1,47469 04/05/13 1,175.40 0.00 299.29 Sale 08/28/13 53.000 3,398.19 VARIOUS 2,741.40 0.00 656.79 Total of 2 lots 09/30/13 44.000 2,962.97 04/05/13 2,248.60 0.00 714.37 Sale Security total: 10,246.63 8,170.10 0.00 2,076.53 IGO INC CUSIP: 449593201 / Symbol: IGO] 09/03/13 315.000 1,026.18 07/12/13 1,088.47 0.00 •62.29 Sale IGO INC COM 'CONTRA CUSIP: 449995869 Symbol: IGOI.C1 09/03/13 559.000 2,208.05 07/12113 1.931.61 0.00 276.44 Tender USMD HLDGS INC COM 'ADDL 20% MARG MAINT REOT' / CUSIP: 903313104 / Symbol: USMD 02/13/13 75.000 967.97 01/04/13 614.03 0.00 353.94 Sale NAUTILUS MARINE ACOUIS (MARSH ISLE) ! CUSIP: Y6255E101 Symbol: NMAR# 11/04/13 82.000 840.50 06/14/13 593.30 0.00 247.20 Merger Totals: 46,259.06 35.344.06 0.00 10,915.00 ' This Is important tax information and Is being furnished to the Internal Revenue Service. II you are required to file a return, a negligence penalty or other sanction may be imposed on you If this Income is taxable and the IRS determines that it has not been reported. Remember, taxpayers are ultimately responsible for the accuracy of their tax return(s). *Tor NONCOVERED tax lots. values for "Date of acquisition.' "Cost or other basis' and "Wash sale loss disallowed' are provided for your reference and are NOT reported to the IRS. It Less commissions. EFTA00298394  Page 6 of 12 SCOTTRADE INC Account Proceeds from Broker and Barter Exchange Transactions 2013 1099-B• (continued) OMB No. 1545-0715 lc - LONG-TERM TRANSACTIONS 6 - COVERED tax lot for which cost basis is reported to the IRS** Report on Form 8949. Part 11, with Box D checked - Description CUSIP ild - Symbol These columns are not reported to the IRS is - Date of Sale 2a - Proceeds of " lb- Date of 3 - Cost or 5 - Wash sale or exchanae te - Quantity stooks. bonds, etc. acquisition other basis loss disallowed Gain or loss(-1 Additional Information AMCON DISTRIBUTING CO-NEW I CUSIP: 02341O205! Symbol: OJT 06/19/13 51.000 3,945.43 03/07/12 2,966.67 0.00 978.76 Sale DOVER MOTORSPORTS INC CUSIP: 260174107 / Symbol: DVD 08/23/13 170.000 460.49 03/13/12 243.95 0.00 216.54 Sale FIRST MARBLEHEAD CORP 1.10 REV 320771207 120313 / CUSIP: 320771108 / Symbol: FMDalt 2 tax lots for 04/15/13. Totalproceeds (and cost when required) reported to the IRS. 1.545.000 1,786.08 03/07/12 1,922.80 0.00 -136.72 Sale 228.000 263.58 04/10/12 239.72 0.00 23.86 Sale 04/15/13 1,773.000 2,049.66 VARIOUS 2,162.52 0.00 -112.86 Total of 2 lots 04/16/13 386.000 449.38 04/10/12 405.84 0.00 43.54 Sale Security total: 2.499.04 2,568.36 0.00 -69.32 H M G COURTLAND PROPERTIES INC / CUSIP: 404232100 / Symbol: HMG 4 tax lots for 10/23/13. Totalproceeds (and cost when required) reported to the IRS. 21.000 482.01 03/12/12 83.37 0.00 398.64 Sale 103.000 2,364.15 03/13/12 418.98 0.00 1,945.17 Safe 26.000 596.77 03/19/12 106.35 0.00 490.42 Safe 105.000 2,512.95 03/19/12 429.50 0.00 2,083.45 Safe 10/23/13 255.000 5,955.88 VARIOUS 1.038.20 0.00 4,917.68 Total of 4 lots 5 tax lots for 10/24/13. Totalproceeds (and cost when required) reported to the IRS. 69.000 1,646.65 03/19/12 28225 0.00 1,364.40 Sale 130.000 3,10240 05/01/12 526.35 0.00 2,576.05 Sale 1.000 23.86 08/31/12 5.34 0.00 18.52 Sale 74.000 1,733.81 08/31/12 395.40 0.00 1,338.41 Safe 26.000 609.17 09/19/12 127.25 0.00 481.92 Sale 10/24/13 300.000 7,115.89 VARIOUS 1,336.59 0.00 5,779.30 Total of 5 lots 2 tax lots for 10/29/13. Totalproceeds (and cost when required) reported to the IRS. 132.000 3,097.43 09/19/12 646.05 0.00 2,451.38 Sale 73.000 1,712.98 09/24/12 338.54 0.00 1,374.44 Sale 10/29/13 205.000 4,810.41 VARIOUS 984.59 0.00 3,825.82 Total of 2 lots Security total: 17.892.18 3.359.38 0.00 14.522.80 ' This is important tax information and Is being furnished to the Internal Revenue Service. II you are required to file a return, a negligence penalty or other sanction may be imposed on you if this income is taxable and the IRS determines that it has not been reported. Remember, taxpayers are ultimately responsible for the accuracy of their tax return(s). *Tor NONCOVERED tax lots. values for "Date of acquisition: 'Cost or other basis' and "Wash sale loss disallowed' are provided for your reference and are NOT reported to the IRS. It Less commissions. EFTA00298395  Page 7 of 12 SCOTTRADE INC Account Proceeds from Broker and Barter Exchange Transactions 2013 1099-B* (continued) OMB No. 1545-0715 lc - LONG-TERM TRANSACTIONS 6 - COVERED tax lot for which cost basis is reported to the IRS** C_pen on Form 8949. Pan IL with Box D checked 8 - Description / CUSIP /1d - Symbol These columns are not reported to the IRS la -Date of Sale 2a - Proceeds of 1b Date of 3 - Cost or 5 - Wash sale Or Whence, 1s - Quantity stocks, bonds, etc. acquisition other basis loss disallowed Gain or loss(-) Additional Information HAMPSHIRE GROUP LTD I CUSIP: 408859106 / Symbol: HAMP 03/27/13 274.000 787.58 03/08/12 604.54 0.00 183.04 Sale 04/16/13 182.000 506.93 03/08/12 401.56 0.00 105.37 Sale Security total: 1,294.51 1,006.10 0.00 288.41 HUNTINGTON INGALLS INDS INC / CUSIP: 446413106 Symbol: HII 06/14/13 48.000 2,684.58 03/07/12 1,747.37 0.00 937.21 Sale 2 tax lots for 07/10/13. Totalproceeds (and cost when required) reported to the IRS. 32.000 1,888.90 03/07/12 1,164.91 0.00 723.99 Sale 26.000 1,534.74 03/29/12 1,042.60 0.00 492.14 Sale 07/10/13 58.000 3.423.64 VARIOUS 2,207.51 0.00 1,216.13 Total of 2 lots 07/18/13 9.000 556.25 03/29/12 360.90 0.00 195.35 Sale Security total: 6.664.47 4,315.78 0.00 2,348.69 Totals: 32,746.12 14,460.24 0.00 18,285.88 LONG-TERM TRANSACTIONS 6 - NONCOVERED tax lotfor which cost basis is NOT reported to the IRS** Report on Form 8949. Pan IL with Box E checked 8 - Description / CUSIP lid - Symbol These columns are not reported to the IRS le - Date of Sale 2a - Proceeds of N Date of Cost or Wash sale or exchange 1s - Quantity stocks, bonds, etc. acaulsltton other basis loss disallowed Gain or loss[) Additional Information STEEL PARTNERS HLDGS LP / CUSIP: 85814R107 / Symbol: SPLP 08/19/13 75.000 1.088.73 04/05/12 900.46 0.00 188.27 Sale ' This is Important tax information and Is being furnished to the Internal Revenue Service. II you are required to file a return, a negligence penalty or other sanction may be Imposed on you if this income is taxable and the IRS determines that it has not been reported. Remember, taxpayers are ultimately responsible for the accuracy of their tax return(s). *Tor NONCOVERED tax lots. values for "Date of acquisition: 'Cost or other basis' and "Wash sale loss disallowed' are provided for your reference and are NOT reported to the IRS. Less commissions. EFTA00298396  Page 8 al 12 SCOTTRADE INC Account Detail for Dividends and Distributions 2013 Security description CUSIP andfor symbol State Date Amount Transaction type Country Notes AMCON DISTRIBUTING CO.NEW 023410205 DIT 02+22/13 23.94 Qualified dividend 05/28/13 52.74 Qualified dividend 08+27/13 43.56 Qualified dividend 11/26113 43.56 Qualified dividend Dividends and Distributions: 163.80 DOVER MOTORSPORTS INC 260174107 DVD 12/10/13 165.70 Qualified dividend H M G COURTLAND PROPERTIES INC 404232100 HMG 11/08/13 7.052.31 Long-term capital gain 03 C 11/08/13 243.69 Unrecaptured section 1250 gain 03 Dividends and Distributions: 7,296.00 HUNTINGTON INGALLS INDS INC 446413106 HII 03/15/13 14.50 Qualified dividend 06114/13 25.20 Qualified dividend 09/13/13 9.70 Qualified dividend Dividends and Distributions: 49.40 NATIONAL WESTERN LIFE INSA-$1 638522102 NWLI 12/04/13 21.96 Qualified dividend PAR SMITH MIDLAND CORP 832156103 SMID 12/27/13 514.29 Qualified dividend Total Dividends and Distributions: 8,211.15 EFTA00298397  Page 9 of 12 SCOTTRADE INC Account Detail for Interest Income 2013 Security description CUSIP andror symbol Date Amount Transaction type