EFTA01382227.pdf

$100MM No changes so far this year. The entity is a Private Equity Investments firm. Commitments to Yr Net Profit the fund are raised $10MM, from a number of Investable sources including Assets personal pension $100MM CJA Public funds, financial There have Private Multi institutions, been no Manager foundations, changes for Master Fund, Andrew endowments, and this entity this Mark L.P. Gallivan 3/8/2017 wealthy individuals. year. No No Gonzalez There have Private Equity been no Investments- significant Gapstow Income is derived changes to Capital Andrew from investment this client's Mark Partners LP Gallivan 3/8/2017 management fees. activity. No No Gonzalez The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial Gapstow institutions, Community foundations, No changes Financials Andrew endowments, and have occurred Mark Fund LP Gallivan 3/8/2017 wealthy individuals. for this entit . No No Gonzalez The entity is a Private Equity Investments firm. Commitments to Yr Net Profit the fund are raised $10MM, from a number of Investable sources including Assets Gapstow personal pension $100MM Credit & funds, financial There have Special institutions, been no Situations foundations, changes in Master Fund Andrew endowments, and circumstances Mark LP Gallivan 3/8/2017 wealthy individuals. this year. No No Gonzalez CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081502 CONFIDENTIAL SDNY_GM_00227686 EFTA01382227