EFTA01383796.pdf

From: Vijay-A Sawant Sent: 8/31/2018 6:58:59 AM To: Stewart Oldfield I I; Richard larossi CC: Mayur Rathod ([email protected]); Bradley Gillin Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP Attachments: FW_ Gratitude COGS (353 KB).msg Importance: High Good Morning Stewart, After receipt of the COGS for Gratitude America in attached email, we confirm that only the following items are pending for KYC CaseN01977700 • SOS & COGS for Mort Inc dated in last 6 months. Entity domiciled in US Virgin Islands. Once the above item is received, we will submit this case to the AML team for approval, thanks. Regards, Vijay Sawant KYC Case Representative Deutsche cia Centre Private Limited - Deutsche Bank Group Wealth Management 81, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. +91(22)6181-1485 Mobile +919833729812 From: Vijay-A Sawant Sent: Wednesday, August 01, 2018 5:37 PM To: Bradley Gillin < >; Stewart Oldfield < Cc: Mayur Rathod <[email protected]> Subject: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hello Brad/Stewart, This review relates to review of above high-risked accounts due for remediation 8/31/2018. Upon review of the dots available from repositories, we have completed attached checklists, identifying RP's below. List of pending items listed below — Acct Holder — Mort, Inc Director, Sole Shareholder & Authorized Signatory —Jeffrey Epstein Director, Vice President & Authorized Signatory — Darren Indyke Director & Treasurer — Richard Kahn CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083629 CONFIDENTIAL SDNY_GM_00229813 EFTA01383796