EFTA01358918.pdf

Page 83 9. Bernstein, Lisa Barse EXECUTIVE 10. Black. Leon D CHAIRMAN / Moderate Risk it Associated with Other Companies 11. Cogut, Pamela G EXECUTIVE 45 Associated with Other Companies 12. Cohen. Barry CHAIRMAN (09/28/2011 - 08/1672014) 13. Connell. Alice DIRECTOR 14. Dalton. Patrick J EXECUTIVE VICE PRESIDENT 145 Associated with Other Companies (06/2007) 15. Donnelly, Gene EXECUTIVE ADeceased 16. Dona, Thomas M EXECUTIVE 17. Du[man, Wendy F EXECUTIVE 145 Associated with Other Companies 18. Falk, Robert H EXECUTIVE gb Associated with Other Companies 19. Fess, Wofse EXECUTIVE 145 Associated with Other Companies 20. Giarraputo, Barry EXECUTIVE 21. Glatt, Joseph D EXECUTIVE 145 Associated with Other Companies 22. Goldthorpe, Edward J PRESIDENT It Associated with Other Companies (02/14/2012 - 11/13/2013) 23. Hannan. John J CHAIRMAN (06/2007 - 11113/2013) 24. Harris, Joshua J EXECUTIVE 1 Moderate Risk 145 Associated with Other Companies 25. Jhawar, Andrew S EXECUTIVE 26. Jupiter, Michael EXECUTIVE / Moderate Risk It Associated with Other Companies 27. Kelly. Martin B EXECUTIVE 28. Kleinman, Scott M PARTNER / Moderate Risk (07/10/2012 - 10/08/2013) Associated with Other Companies 29. Kuesel, Bill EXECUTIVE 30. Lane, John EXECUTIVE 31. Lomm, Jessica EXECUTIVE Associated with Other Companies 32. Malone, Claudine B DIRECTOR (06/2007) 33. Martin. Kelly CHIEF FINANCIAL OFFICER 34. Martinez. Steve PARTNER 35. Medley. Laurie EXECUTIVE litl Associated with Other Companies 36. Michel, Cindy EXECUTIVE lb Associated with Other Companies 37. Modlin. Wendy EXECUTIVE ft Associated with Other Companies For internal use only For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046896 CONFIDENTIAL SDNY_GM_00193080 EFTA01358918