EFTA01362549.pdf

There is an agreement with GM and KCP where WM can be an ACO in GM account. titan is aware of this agreement and this account is agreed to be green from a WM perspective and Aziz Anwar has approved the list. Nina Tona ASSOClate Business Control Manager, Key Client Partners - Americas Deutsche Bank Wealth Management KCP products and services ore intended and available onlyfor persons who oresophisticatedinstitutionalinvestors within the meaning of the FINRA Rule 4514[1(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions ore subject ro relevant internal approvals of 0851onts offdotes poor to executan, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bonk Key Client Partners (KCP) products, investment ideas ond solutions and related matters discussed herein ore provided for discussion purposes offly, and strictly on o non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is conMeatier and personal to you and is being presentedfor your information andfor discussion purposes only. Any reproduction and/or redistribution thereof fin whole or in port) or disclosure of its content without our wntten consent is strictly forbidden. This communication does not create any legally binding obligation on the port of 08St or any of its affiliates. From: Marcus Spooner On Behalf Of ITC ACO Sent: Thursday, January 03, 2019 5:25 AM To: Xavier Avila eonardo Suarez titan Patel >- Matthew Peckman Shanna Cooke <a Oluwasegun Ajiboye ; Sameer Lalji Cc: Nina Tona < ; Martin Zeman mi 11=>; Ian Salters Mathew Negus Subject: RE: TRADEINVEST FINANCIAL HOLDINGS LTD, BS II] Classification: For Internal use only Hi Xavier, 1015665810_US TRADEINVEST FINANCIAL HOLDINGS LTD, BS We can see that Martin Zeman sits in PCB — Wealth Management. Unfortunately, for this client to be Green within the ITC client perimeter we require an ITC ACO to attest within GSS. Please may you provide an alternative for us to upload. Kind regards, Marcus Spooner Institutional Treasury Coverage Project Mercury Deutsche Bank i h H i r in f r Street. London. EC2N 2D8 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052014 CONFIDENTIAL SDNY_GM_00198198 EFTA01362549